August Pfluger

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 SP Marathon Petroleum Corporat ion(MPC)

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Eli Lilly and Company (LLY)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Microsoft Corporation (MSFT)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP JP Morgan Chase & Co. (JPM)

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : buy sP500 bEARARN Iss bARC CAP 13.5% sV... sP Direct Line Insur ance group PLCUnsponsored ADR (DIIsY) P 05/4/2016 05/6/2016 $1,001 - $15,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Entergy Corporation (ETR)

g fedcF ILINg S TaTUS : New iD owner asset transaction type notification Date amount cap. gains > S UbHoLdINg o F : WF 10 (Wells Fargo Financial) JP Morgan Chase & Co. (JPM)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : SP E62 (Edward Jones) JP Morgan Chase & Co. (JPM)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : JT M06 (Merrill Lynch) L OCATION : US D ESCRIPTION : Invesco American Franchise Fund A SP Invesco QQQ Trust, Series 1 (QQQ)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP PowerShares QQQ Trust, Series 1 (QQQ)

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Invesco QQQ Trust, series 1 (QQQ) [sT]

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP PowerShares QQQ Trust, Series 1 (QQQ)

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Invesco QQQ Trust, series 1 (QQQ) [sT]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : SP E48 (Edward Jones) L oCaTIoN : US D ESCRIPTIoN : JPMoRgaN FEDERaL MoNEY MaRKET FUND Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : PNC FINaNCIaL SERVICES UNSECUREd FIX To FLoaT CaLLabLE SER R PERPTL CPN 4.850% dUE 05/29/49 Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP gENERATIoN PK MgMT DIsT TEX

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP JP Morgan Chase & Co. (JPM) [sT]

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP First Trust DJ Interne t Index Fund(FDN)

F S : New S O : Roth IRA D : Shares received thru merger Liberty Broadband Corporation - Class C Common Stock (LBRDK)

DC Charter Communications, Inc. - Class A Common Stock (CHTR)

F S : New S O : CP Roth IRA D : Shares received thru merger Charter Communications, Inc. - Class A Common Stock (CHTR)

DC Liberty Broadband Corporation - Class C Common Stock (LBRDK)

F S : New S O : Investment Berkshire Hathaway Inc. New Common Stock (BRK.B)

F S : New S O : Investment Dorchester Minerals, L.P. - Common Units Representing Limited Partnership Interests (DMLP)

F S : New S O : Investment Viper Energy, Inc. - Class A Common Stock (VNOM)

Amerco - Series N Non-Voting (UHALB)

F S : New S O : Investment Enterprise Products Partners L.P. Common Stock (EPD)

F S : New S O : Investment Kimbell Royalty Partners Common Units Representing Limited Partner Interests (KRP)

Warner Bros. Discovery, Inc. - Series A Common Stock (WBD)

DC SiriusXM Holdings Inc. - Common Stock (SIRI)

Fidelity National Financial, Inc. Common Stock (FNF)

DC Liberty Media Corporation - Series C Liberty Live Common Stock (LLYVK)

DC Liberty Media Corporation - Series C Liberty Formula One Common Stock (FWONK)

F S : New S O : Roth IRA SiriusXM Holdings Inc. - Common Stock (SIRI)

F S : New S O : Roth IRA Walt Disney Company (DIS)

Liberty Media Corporation - Series C Liberty Live Common Stock (LLYVK)

SP Warner Bros. Discovery, Inc. - Series A Common Stock (WBD)

F S : New S O : RBC Roth IRA D : Originally Liberty Media LSXMK. Split off of companies. SiriusXM Holdings Inc. - Common Stock (SIRI)

SP SiriusXM Holdings Inc. - Common Stock (SIRI)

F S : New S O : IRA Roth D : Shares of Warner Bros Discovery Inc. received in exchange for shares of Discovery Inc following corporate merger. Warner Bros. Discovery, Inc. - Series A (WBD)

F S : New S O : IRA Roth Microsoft Corporation (MSFT)

Liberty Media Corporation - Series C Liberty SiriusXM (LSXMK)

SP Warner Bros. Discovery, Inc. - Series A (WBD)