Transactions

F ILINg S TATuS : New S ubHOLdINg O F : John Marshall Collins Rollover IRA SP Xcel Energy Inc. (XEL)

F ILINg S TATuS : New S ubHOLdINg O F : John Marshall Collins Rollover IRA SP Zoetis Inc. Class A (ZTS)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount NEW YORK NY CITY MUN FIN AUTH REV B/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION NEW YORK, NY CITY MUN FIN AUTH REV B/E, COUPON 4.75%, DUE 06-15-2036, CUSIP 64972FLT1 NEW YORK NY CITY MUN FIN AUTH WTR & SWR SYS REV SER A B/E OID AGM

F ILING S TATUS : New D ESCRIPTION : REDEMPTION OF NEW YORK NY CITY MUN FIN AUTH WTR & SWR SYS REV SER A B/E OID AGM, COUPON 4.25%, DUE 06-15-2039 CUSIP 64972FHY5 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID

F ILING S TATUS : New D ESCRIPTION : REDEMPTION NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID, COUPON 4.25%, DUE 06-15-2033, CUSIP 64972GMD3 NEW YORK NY CITY TRNSTNL FIN AUTH BLDG AID REV FISCAL 20 09SER S-4 OID P 06/9/2017 07/11/2017 $15,001 - $50,000 F ILING S TATUS : New D ESCRIPTION : NEW YORK NY CITY TRNSTNL FIN AUTH BLDG AID REV FISCAL 2009 SER S-4 OID, COUPON 5.50%, DUE 01-15-2033, CUSIP 64972HNC2 NEW YORK NY FISCAL 2009-SER F1 G/O UNTLD B/E OID P 06/8/2017 07/11/2017 $15,001 - $50,000 F ILING S TATUS : New Filing ID #20007617 D ESCRIPTION : NEW YORK NY FISCAL 2009-SER F1 G/O UNLTD B/E OID, COUPON 5.375%, DUE 11-15-2025, CUSIP 64966HEH9 NEW YORK ST ENVIRONMENTL FACS ST CLEAN WTR & DRINKI NG SER BB/E

F ILING S TATUS : New D ESCRIPTION : REDEMPTION NEW YORK ST ENVIROMENTL FACS ST CLEAN WTR & DRINKING SER B B/E, COUPON 4.50%, DUE 06-15-2027, CUSIP 64986ATX9 NEW YORK ST ENVIRONMENTL FACS ST CLEAN WTR & DRINKI NG SER BB/E

ranSactionS iD owner asset transaction type notification Date amount sP apple Inc. (aaPl)

Snap-on Incorporated

Cullen/Frost Bankers, Inc.

SUB-ASSET: ELMET TECHNOLOGIES Company: ELMET TECHNOLOGIES  (LEWISTON, ME) Description: SPECIALIZED METALS MANUFACTURING

SUB-ASSET: SYNERGISTIC SOFTWARE SOLUTIONS LLC Company: SYNERGISTIC SOFTWARE SOLUTIONS LLC  (EDINA, MN) Description: MANUFACTURING SOFTWARE DEVELOPER

SUB-ASSET: ANANIA EUROPE UG Company: ANANIA EUROPE UG  (SANDHAUSEN, GERMANY) Description: STRATEGIC MARKETING

SUB-ASSET: TRAK TEC LLC Company: TRAK TEC LLC  (WINDHAM, ME) Description: PRESSURE SENSITIVE LABEL MANUFACTURER

SUB-ASSET:LIGHTHOUSE IMAGING LLC Company: LIGHTHOUSE IMAGING LLC  (PORTLAND, ME) Description: MEDICAL OPTICS ENGINEERING

SUB-ASSET: GROW-TECH LLC Company: GROW-TECH LLC  (PORTLAND, ME) Description: HORTICULTURAL TECHNOLOGY

SUB-ASSET: MCL REALTY LLC Company: MCL REALTY LLC  (WINDHAM, ME) Description: INDUSTRIAL REAL ESTATE HOLDING

SUB-ASSET: mWAVE INDUSTRIES LLC Company: mWAVE INDUSTRIES LLC  (GORHAM, ME) Description: MICROWAVE ANTENNA MANUFACTURER

SUB-ASSET: MEGA INDUSTRIES LLC Company: MEGA INDUSTRIES LLC  (GORHAM, ME) Description: MICROWAVE TECHNOLOGY

ANANIA & ASSOCIATES INVESTMENT CO CLASS B MEMBERSHIP SHARES Company: ANANIA & ASSOCIATES INVESTMENT CO LLC  (PORTLAND, ME) Description: VENTURE CAPITAL CORPORATION

The Williams Companies, Inc.

WestRock Company

Wells Fargo & Company

Walgreens Boots Alliance, Inc.

Wal-Mart Stores, Inc.

Verizon Communications Inc.

Ventas, Inc.

United Technologies Corporation

United Parcel Service, Inc.

Unilever N.V.

U.S. Bancorp

Tupperware Brands Corporation

Time Warner Inc.

Teva Pharmaceutical Industries Limited

Target Corporation

Taiwan Semiconductor Manufacturing Company Limited

SunTrust Banks, Inc.

Suncor Energy Inc.

State Street Corporation

The Southern Company

Schlumberger Limited

Sanofi

Sabre Corporation

Reynolds American Inc.

Raytheon Company

QUALCOMM Incorporated

Public Storage

Prudential Financial, Inc.

The Procter & Gamble Company

Piedmont Office Realty Trust, Inc.