Transactions

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT B&g Foods, Inc. B&g Foods, Inc. (Bgs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Anadarko Petroleum Corporat ion (APC)s 02/1/2017 02/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 boston scientific Corporatio n (bsX)s 02/1/2017 02/1/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Eaton Corporation, PLC ordinary shares (ETN) P 02/8/2017 02/8/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Helen of Troy Limited (HELE) P 02/1/2017 02/1/2017 $1,001 - $15,000 F ILING s TATus : New Filing ID #20006787 s ubHoLDING o F : Morgan stanley IRA - X142 occidental Petroleum Corporat ion(oXY)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 state street Corporation (sTT)

oRGAN CHASE & Co. LINKED ToS&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 11/09/2018 P 02/6/2017 02/7/2017 $250,001 - $500,000 F ILING S TATUS : New S UBHoLDING o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note KENTWooD MICH PUB SCHS Go 4% 05/01/19 MN - MUNI BoND P 02/1/2017 02/2/2017 $50,001 - $100,000 Filing ID #20006853 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account NoRTH TEX MUN WTR DIST TEX WTR REV 5% 09/01/17 MS - MUNI BoND P 02/1/2017 02/2/2017 $50,001 - $100,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The Kathleen H. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account PUT/XSP @ 226 EXP 04/21/2017 - CBoE MINI SPX INDEX

SP Realty Income Corporation (O)

g fedcF IlINg s TaTus : New DC Verizon Communications Inc. (VZ)[sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Twitter, Inc. (TWTR) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Netflix, Inc. (NFlX) [sT]

ranSactionS iD owner asset transaction type notification Date amount JP Morgan Chase & Co. (JPM)

ranSactionS iD owner asset transaction type notification Date amount DC Comtech Telecommunicat ions Corp.(CMTl)

F IlINg S TaTuS : New DC Keryx Biopharmaceuticals , Inc. (KERX)

ranSactionS iD owner asset transaction type notification Date amount DC Comtech Telecommunicat ions Corp.(CMTl)

F IlINg S TaTuS : New DC Comtech Telecommunicat ions Corp.(CMTl)

F IlINg S TaTuS : New DC Richardson Electronics, ltd . (REll)

DISH Network Corporation

DISH-DISH Network Corporation

ADI-Analog Devices, Inc.

PFE-PFE-Pfizer Inc.

g fedcF IlINg s TaTus : New DC Chipotle Mexican grill, Inc. (CMg)[sT]

Muni Bond Biddeford ME Rate/Coupon: 3.00 % Matures: 10/01/2028

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP arizona Health FaCS auth Banner Health Rev Sec-a Rate:N/a/aa 5.00% 1/1/35

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Netflix, Inc. (NFlX) [sT]

Medical Properties Trust, Inc.

SP MONSANTO

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC2 DC Twitter, Inc. (TWTR) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Twitter, Inc. (TWTR) [sT]

Aquesta Financial Holdings, Inc.

IR-Ingersoll-Rand Plc

ranSactionS iD owner asset transaction type notification Date amount cap. gains > LogMein, Inc. (LoGM)

Apple Inc.

Aquesta Financial Holdings, Inc.

F IlINg s TaTus : New JT Nucor Corporation (NuE)

Federal Farm Credit Bank 3133EGU94 Rate/Coupon: 2.300% Matures: 12/14/2022

Pepsico, Inc.

Pepsico, Inc.

g fedcF IlINg s TaTus : New DC Tesla, Inc. (Tsla) [sT]

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce QSST Trust iShares Russell 1000 growth ETF (IWF)

ranSactionS iD owner asset transaction type notification Date amount Bank of america Corporat ion (BaC)

F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account CsX Corporation (CsX)

ranSactionS iD owner asset transaction type notification Date amount Boeing Company (Ba)

USB-U.S. Bancorp

Emerson Electric Co.

Honeywell International Inc.

MO-Altria Group, Inc.

LW-Lamb Weston Holdings, Inc.

Altria Group, Inc.

Berkshire Hathaway Inc.

ranSactionS iD owner asset transaction type notification Date amount JT lee Enterprises, Incorporated (lEE)

F IlINg s TaTus : New JT Verizon Communications Inc. (VZ)

ranSactionS iD owner asset transaction type notification Date amount SP Wal-Mart Stores, Inc. (WM T)