Transactions

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP First Solar, Inc. (FSlR)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP First Solar, Inc. (FSlR)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP glaxoSmithKline PlC (gSK)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP glaxoSmithKline PlC (gSK)

IRON MOUNTAIN INC

IRON MOUNTAIN INC

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Simon Property group, Inc. (SPg)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Simon Property group, Inc. (SPg)

Sony Group Corp

Sony Group Corp

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Xylem Inc. Common Stock New (XYl)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Xylem Inc. Common Stock New (XYl)

Tesla, Inc.

Facebook, Inc.

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Malum ed Lowenthal Rev TrustJT S&P global Inc. (SPgI)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP S&P global Inc. (SPgI)

WELLS FARGO & COMPANY/MN

NOKIA CORP

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account WisdomTree Cloud Computing Fund

WASTE MANAGEMENT INC

TrueShares Technology, AI & DeepLearning ETF

TEXAS INSTRUMENTS INC

PTC INC.

PayPal Holdings, Inc.

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account MgM Resorts International (MgM)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account IPg Photonics Corporation (IPgP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Invesco Dynamic Leisure and Entertainment ETF

global X FinTech ETF

FORD MOTOR CO

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > First Trust NASDAQ Cybersecurity ETF (CIbR)

DEXCOM INC

CRISPR Therapeutics AG

Catalent, Inc.

C3.ai, Inc.

Apple Inc.

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account Amplify ETF Trust Amplify Onli neRetail ETF (IbUY)

BLF FedFund TDDXX

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Capital World Grow and Income

g fedcF ILING S TATUS : New S UbHOLDING O F : Andrew Roth IRA L OCATION : US D ESCRIPTION : Sale of Mutual Fund Investment Company of America AIVSX

g fedcbF ILING S TATUS : New S UbHOLDING O F : Andrew Roth IRA L OCATION : US D ESCRIPTION : Sale of Mutual New Perspective ANWPX

g fedcbF ILING S TATUS : New S UbHOLDING O F : Andrew Roth IRA L OCATION : US D ESCRIPTION : Sale of Mutual Fund New World NEWFX

Exact Sciences Corporation

Square, Inc.

Fidelity National Information Services, Inc.

g fedcbF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Malum ed Lowenthal Rev TrustJT S&P global Inc. (SPgI)

Fidelity National Information Services, Inc.

Fidelity National Information Services, Inc.

g fedcbF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP S&P global Inc. (SPgI)

Mastercard Inc

Mastercard Inc