Transactions

BRISTOL MYERS SQUIBB CO

FUELCELL ENERGY INC

BLF FedFund TDDXX

ECOLAB INC.

Fanuc Limited ordinary Shares

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Stocks, Bonds, & Mutual Funds D ESCRIPTION : 10 units Nvidia Corp JT Putnam Cnty W Va BRD Ed 1.123% 05/01/24 [gS]

ALLIANT ENERGY CORP

Verisk Analytics, Inc.

g fedcF IlING S TATuS : New Tesla, Inc. (TSlA)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT ProShares S&P MidCap 400 Dividend Ar istocrats ETF (REgL)

Apple Inc.

Patient Access Solutions Inc.

BLF FedFund TDDXX

MICROSOFT CORP

ALLIANT ENERGY CORP

Cerence Inc.

Cryoport, Inc.

g fedcbF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings Emergent biosolutions, Inc. (EbS)

g fedcF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings Endava plc American depositary Shares (dAVA)

HELEN OF TROY LTD

Paylocity Holding Corp

g fedcbF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings Rapid7, Inc. (RPd)

The Shyft Group, Inc.

Verisk Analytics, Inc.

U.S. Trust Holdings Virtusa Corporation

Apple Inc.

Antero Midstream Corp

Energy Transfer LP

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Genesis Energy, l.P. Commonunits (GEl)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account NGl ENERGY PARTNERS lP Common units representing limited Partner Interests (NGl)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account PbF logistics lP Common un itsrepresenting limited partner interests (PbFX)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account uSd Partners lP Common units representing limited partner interest (uSdP)

g fedcbF IlING S TATuS : New S ubHOlDING O F : Vivien G Scott IRA SP FuelCell Energy, Inc. (FCEl)

Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021

Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021

Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021

g fedcF IlINg S TATuS : New SP lee Enterprises, Incorporated (lEE)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturation Date: 08/15/21; Percentage Yield: 2.25% Filing ID #20018667 SP Lennar Corp Note Call Make Whole

g fedcF IlING S TATuS : New Tesla, Inc. (TSlA)

Crestwood Equity Partners lP

g fedcbID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F IlING S TATuS : New S ubHOldING O F : AXA Retirement Account PbF logistics lP Common un itsrepresenting limited partner interests (PbFX)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Shell Midstream Partners, l.P.Common units representing limited Partner Interests (SHlX)

Avaya Holdings Corp.

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP general Motors Company (gM)

NOVARTIS AG

NOVARTIS AG

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 8/28/2023, interest rate is 5.272% SP general Motors Company (gM)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP global Pmts Inc

NOVARTIS AG

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Metis Solutions Corporation