Transactions

SP South State Corporation (SSB)

SP Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.B)

SP Phillips 66 (PSX)

g fedcF IlINg S TATuS : New Royal Dutch Shell PlC Royal Dutch Shell PlC American Depositary Shares (RDS.B)

g fedcF IlINg S TATuS : New South State Corporation (SSB)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings atriCure, Inc. (aTRC)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Churchill downs, Incorporated (CHdN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Globus Medical, Inc. Class a (GMEd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Horace Mann Educators Corporation (HMN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings ollie's bargain outlet Holdings, Inc. (oLLI)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Paylocity Holding Corporation(PCTY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Proofpoint, Inc. (PFPT)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Rapid7, Inc. (RPd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings RbC bearings Incorporated

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Siteone Landscape Supply, Inc. (SITE)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Cinemark Holdings Inc Cinemark Holdings, Inc. (CNK) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP aT&T Inc. (T)

g fedcF ILING S TaTUS : New S UbHOLDING O F : KINV-LPL SP aT&T Inc. (T)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $126, Exp. 03/27/2020 Roku, Inc. - Class a (ROKu)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Roku, Inc. - Class a (ROKu) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Envestnet, Inc (ENV)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Cisco Systems, Inc. (CSCo)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Purchased 100 call options with a strike price of $140 and an expiration d ate of 3/19/2021.sP Microsoft Corporation (MsFT) [oP]

g fedcF IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > s uBHolDINg o F : - Trust 1 Koninklijke Philips N.V. NY Registry shares (PHg) [sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Wachovia Cap TR III Var Rt Perp Mat dtd 02/01/2006 [Cs]

g fedcF IlINg s TaTus : New Wells Fargo & Company (WFC) [sT]

g fedcF IlINg s TaTus : New Wells Fargo & Company (WFC)

g fedcbF ILING S TATUS : New S UbHOLDING O F : TD WATERHOUSE CLEARING NVIDIA Corporation (NVDA)

g fedcbF IlINg S TaTuS : New Fidelity Dividend ETF for Rising Rates (FDRR)

g fedcF IlINg S TaTuS : New iShares Expanded T ech-SoftwareSector ETF (IgV)

g fedcbF IlINg S TaTuS : New Nuveen ESg large-Cap growth ETF (Nulg)

g fedcF IlINg S TaTuS : New Schwab uS Dividend Equity E TF(SCHD)

g fedcF IlINg S TaTuS : New SPDR Series Trust SPDR Portfolio S&P 500 growth ETF (SPYg)

g fedcF IlINg S TATuS : New Equinix, Inc. (EQIX)

g fedcF IlINg S TATuS : New SP Walmart Inc. (WMT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Teladoc Health Inc. common JT Terreno Realty Corporation (TRNo)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Bancorpsouth Bank (BXs) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Ingersoll Rand Inc. (IR) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Merck & Company, Inc. Common stock (MRK) [sT]

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Virgin galactic Holdings, Inc. (SPCE)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Virgin galactic Holdings, Inc. (SPCE) [ST] S (partial) 03/06/2020 03/09/2020 $879.89 g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Vivint Solar, Inc. (VSLR)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Purchased 50 call options with a strike price of $130 and an expiration d ate of 3/19/2021.sP Microsoft Corporation (MsFT) [oP]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Purchased 100 call options with a strike price of $130 and an expiration date of 3/19/2021.sP slack Technologies, Inc. Class a(WoRK) [sT]

g fedcF IlINg s TaTus : New Wachovia Cap TR III Var Rt Perp Mat dtd 02/01/2006 [Cs]

g fedcF IlINg s TaTus : New Wells Fargo & Company (WFC) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP amazon.com, Inc. (aMZN)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : Robinhood Brokerage account SP Tesla, Inc. (TSLa)

g fedcbF IlINg S TaTuS : New autodesk, Inc. (aDSK)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > abbott laboratories (aBT)