Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Costco Wholesale Corporation (CoST)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT lululemon athletica inc. (LULU)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT) P 09/16/2019 10/07/2019 $100,001 - g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > [oP] $250,000 g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $125; Expires 09/20/2019 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $130; Expires 03/20/2020 JT Monster beverage Corporat ion(MNST)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Ross Stores, Inc. (RoST)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Continental Resources, Inc. (CLR)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Diamondback Energy, Inc. - Commmon Stock (FaNg)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Targa Resources, Inc. (TRgP)

g fedcbF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual Filing ID #20012353 SP SPDR S&P 500 (SPY)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > smileDirectClub, Inc. (sDC) [sT]

g fedcbF IlINg s TaTus : New uber Technologies, Inc. (uBER) [sT]

g fedcF IlINg S TaTuS : New SP u.S. Treasury Bills [gS]

g fedcbF IlINg s TaTus : New s ubHolDINg o F : - Trust 1 stanley black & Decker, Inc. (sWK)[sT]

g fedcF IlINg s TaTus : New s ubHolDINg o F : - Trust 1 Wells Fargo & Company 7.98% PFD stk 09/15/2165 dtd 02/08/2008 [Cs]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : Welch account United Parcel Service, I nc. (UPS)

Federal Farm Credit Bk 3133EGU94 Rate/Coupon: 2.300% Matures: 12/14/2022

Abbott Laboratories (ABT)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > sP Berkshire Hathaway Inc. New (BRK.B) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Caterpillar, Inc. (CaT) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP CBs Corporation Class B (CBs) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Embraer s.a. (ERJ) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Extended stay america, Inc. - Paired shares (sTaY) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Ford Motor Company (F) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. Filing ID #20012474 sP Raytheon Company (RTN) [sT]

g fedcF ILINg s TaTus : New D EsCRIPTIoN : Reinvest shares PPg Industries, Inc. (PPg) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT alphabet Inc. - Class C Capital Stock (GooG)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Houlihan Lokey, Inc. Class a (HLI)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Insulet Corporation (Podd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Mastercard Incorporated (Ma)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT WPX Energy, Inc. (WPX)

g fedcF ILINg s TATus : New Zebra Technologies Corporat ion -Class A (ZBRA) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT aptargroup, Inc. (aTR)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Targa Resources, Inc. (TRgP)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT US Foods Holding Corp. (USFD)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Westrock Company (WRK)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Fidelity National Information Services, Inc. (FIS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Qiagen N.V. Common Shares (QgEN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP SPDR gold Trust (gLD) [ST] P 09/13/2019 09/21/2019 $848.91 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP SPDR S&P 500 (SPY)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Qiagen N.V. Common Shares (QgEN)

g fedcF IlINg s TaTus : New s ubHolDINg o F : - Trust 1 southwest airlines Company (luV)[sT]

F S : New S O : R.W. Allen & Associates, Inc. > RWA&A - Securities SouthState Corporation (SSB)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Tapestry, Inc. (TPR) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP apollo Medical Holdings, Inc. (aMEH) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Filing ID #20012386 FIRsT REPubLIC bANK (FRC) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT air Products and Chem icals, Inc.(aPd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT amphenol Corporation (aPH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1Filing Id #20012430 JT Charles Schwab Corporation (SCHW)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT PayPal Holdings, Inc. (PYPL)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Casella Waste Systems, Inc. - Class a (CWST)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT CDW Corporation (CDW)