Transactions

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Planet Fitness, Inc. (PLNT)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Verisk analytics, Inc. (VRSK)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP BioMarin Pharmaceutical Inc. (BMRN)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA Filing Id #20012239 SP Vistra Energy Corp. (VST)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Vivint Solar, Inc. (VSLR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > antero Midstream Corporat ion(aM) [sT]

g fedcbF IlINg s TaTus : New The Kraft Heinz Company (KHC) [sT]

g fedcF IlINg s TaTus : New Walgreens Boots alliance, Inc. (WBa) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcF IlINg s TaTus : New Northern Trust Corporation (NTRs) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > general Electric Company (gE) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > american Express Company (aXP)

g fedcbF IlINg S TATuS : New SP Pfizer, Inc. (PFE)

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short MicroStrategy Incorporated - Class A (MSTR)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Planet Fitness, Inc. (PLNT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Walt disney Company (dIS)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Vivint Solar, Inc. (VSLR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP REoF XXI, llC [aB]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 3M Company (MMM) [sT]

g fedcF IlINg s TaTus : New a.o. smith Corporation ( aos) [sT]

g fedcF IlINg s TaTus : New abbVie Inc. (aBBV) [sT]

g fedcF IlINg s TaTus : New aBIoMED, Inc. (aBMD) [sT]

g fedcF IlINg s TaTus : New affiliated M anagers group, Inc.(aMg) [sT]

g fedcF IlINg s TaTus : New align Technology, Inc. (algN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security alpharetta ga Dev auth 5.0% P 08/22/2019 09/09/2019 $15,001 - g fedcFiling ID #20012295 5/01/2023 dtd 5/03/2016 [gs] $50,000 g fedcF IlINg s TaTus : New american airlines group, Inc.(aal) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Baxter International Inc. (BaX) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Biogen Inc. (BIIB) [sT]

g fedcF IlINg s TaTus : New Caterpillar, Inc. (CaT) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Chubb limited (CB) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Corteva, Inc. (CTVa) [sT]

g fedcF IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Coty Inc. Class a (CoTY) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Corporate Bond Dow Inc. (DoW) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Ecolab Inc. (ECl) [sT]

g fedcbF IlINg s TaTus : New FedEx Corporation (FDX) [sT]

g fedcF IlINg s TaTus : New Franklin Resources, Inc. (BEN) [sT]

g fedcF IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > gap, Inc. (gPs) [sT]

g fedcF IlINg s TaTus : New Honeywell International Inc. (HoN) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 International Paper Company (IP) [sT]

g fedcF IlINg s TaTus : New Invesco ltd (IVZ) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Kellogg Company (K) [sT]

g fedcF IlINg s TaTus : New Kohl's Corporation (Kss) [sT]

g fedcF IlINg s TaTus : New l Brands, Inc. (lB) [sT]

g fedcF IlINg s TaTus : New lyondellBasell Industries NV ordinary shares Class a (lYB) [sT]

g fedcF IlINg s TaTus : New Macy's Inc (M) [sT]

g fedcF IlINg s TaTus : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Mohawk Industries, Inc. (MHK) [sT]

g fedcF IlINg s TaTus : New Morgan stanley (Ms) [sT]

g fedcF IlINg s TaTus : New Mosaic Company (Mos) [sT]

g fedcF IlINg s TaTus : New Netapp, Inc. (NTaP) [sT]

g fedcF IlINg s TaTus : New Newell Brands Inc. (NWl) [sT]