Transactions

GUGGENHEIM S&P RYT

FACTORSHARES TR PUREFUNDS ISE CYBER SEC HACK

ISHARES IAI

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ralph lauren Corporation (Rl)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP bHP billiton plc Sponsored ADR (bbL) S 12/8/2015 12/11/2015 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Cummins Inc. (CMI) S 12/7/2015 12/10/2015 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Cummins Inc. (CMI)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP R2000 STEPUP ISSUER HSbC STEP 25.00

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER HSbC STEP 25.00 SP R2000 STEPUP ISSUER HSbC STEP 25.00

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER HSbC STEP 25.00 SP SP500 CLIRNS ISSUER bNS CAP 16.40%

F ILINg S TATUS : New Filing ID #20004345 S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 CLIRNS ISSUER bNS CAP 16.40% SP SP500 SUNS ISSUER CIbC STEP 16.30%

ranSactionS iD owner asset transaction type notification Date amount JT acuity Brands Inc (aYI)

F IlINg S TaTuS : New JT SunEdison, Inc. (SuNE)

ranSactionS iD owner asset transaction type notification Date amount Comcast Corporation - Cl ass a (CMCSa)

F ILINg S TaTUS : New S UBHoLDINg o F : Morgan Stanley Smith Barney L LC Brokerage accountSP CVS Health Corporation ( CVS)

F ILINg S TaTUS : New S UBHoLDINg o F : Morgan Stanley Smith Barney Brokera ge accountNational Fuel gas Company (NFg)S 12/28/2015 01/4/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UBHoLDINg o F : Morgan Stanley Smith Barney L LC Brokerage accountWilliams Companies, Inc. (WMB)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount bank of america Corporat ion (baC)P 12/9/2015 01/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLdINg o F : Investment account barclays bank Plc iPath Exchange Traded Notes Linked to goldman Sachs Crude oil Total Return (oIL) P 12/9/2015 01/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLdINg o F : Investment account d ESCRIPTIoN : Matures 8/14/2036 Cummins Inc. (CMI) P 12/9/2015 01/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLdINg o F : Investment account dSW Inc. (dSW)

F ILINg S TaTUS : New S UbHoLdINg o F : Investment account Eaton Corporation, PL C ordinary Shares(ETN) S 12/9/2015 01/10/2016 $100,001 - $250,000 F ILINg S TaTUS : New S UbHoLdINg o F : Investment account Marriott International - Class a (MaR)

nd Deborah A MacArthur JT Cree, Inc. (CREE) S 12/16/2015 01/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Crestwood Equity Partners LP (CEQP)S 12/16/2015 01/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Diebold, Incorporated (DBD) S 12/16/2015 01/1/2016 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Discovery Communicatio ns, Inc. - SeriesA (DISCA) S 12/16/2015 01/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Dolby Laboratories (DLB) S 12/16/2015 01/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Dominion Resources, Inc. ( D)P 12/21/2015 01/1/2016 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Dominion Resources, Inc. ( D)

F ILINg S TATUS : New S UbHoLDINg o F : James McDermott Sr IRA D ESCRIPTIoN : ARCHER DANIELS MIDLAND Co bank America Corp

F ILINg S TATUS : New S UbHoLDINg o F : James McDermott Sr IRA D ESCRIPTIoN : HoME DEPoT INC Morgan Stanley (MS)

ship in Mo ST ENV IMPT &ENERGY RES AU REV boNDS 5.0000% 01/01/20 is within the $100,001 - $250,000 range. MPLX LP Common Units Represen tingLimited Partner Interests (MPLX) E 12/4/2015 12/5/2015 $15,001 - $50,000 F ILING S TATUS : New D ESCRIPTIoN : Settlement of 12/4/15 merger of MarkWe st Energy Partners, L.P. (MWE) with MPLX LP (MPLX) - PubliclyTraded Master Limited Partnership Interests. C oMMENTS : on 12/4/15, MarkWest Energy Partners, L.P. (MWE) merge d with MPLX LP (MPLX). Following the merger, each MWE investor received 1.09 MPLX common units an d $6.20 in cash for each MWE common unit owned.Immediately following the merger, the value o f Congressman Trott's ownership in the survining entity MPLX is within the$15,001 - $50,000 range. NJ ECoNoMIC DEV AUTH REV bDS5.5000% 09/01/21 MS P 12/1/2015 12/2/2015 $15,001 - $50,000 F ILING S TATUS : New S UbHoLDING o F : David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 186 EXP 03/18/2016 - CboE MINI SPX INDEX

F ILING S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estRose Rock Midstream, L.P. CommonUnits Representing Limited Partner Interests (RRMS)

ranSactionS iD owner asset transaction type notification Date amount SP university of arkans as Fort Smith

US Bancorp

TJX Cos Inc

Phillips 66

Nestle SA

DANAHER Corp

AON PLC

Accenture PLC

Qualcomm Inc

Home Depot Inc

ConocoPhillips

Canadian Pacific Railway LTD

Borgwarner Inc

Wells Fargo CO

VISA INC - A

Hershey Co

Dunkin Brands Group Inc

Lam Research Corporation

Lam Research Corporation

Lam Research Corporation

Lam Research Corporation

F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Michigan ST Bldg auth 5.0%

F ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 New York St Urban De 5.0%

F ILING S TATUS : New S UbHoLDING o F : Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP PUT/XSP @ 189 EXP 02/19/2016 - CboE MINI SPX INDEX S 12/9/2015 12/10/2015 $1,001 - $15,000 F ILING S TATUS : New S UbHoLDING o F : Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP Rose Rock Midstream, L.P. CommonUnits Representing Limited Partner Interests (RRMS)

Bird Dog LLU, LLC Company: Bird Dog LLU, LLC  (Sioux Falls, SD) Description: Marketing Company

F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial 7802 SP Vanguard High dividend Yield ETF - dNQ (VYM)

F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 5494 Vanguard High dividend Yield ETF - dNQ (VYM)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Varian Medical systems, Inc. (VAR)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Johnson Controls, Inc. (JCI)