Transactions

F IlINg s TaTus : New Vanguard REIT ETF

F ILINg S TATUS : New S UBHOLdINg O F : American Enterprise 9039 Vanguard Small-Cap ETF - dNQ

ANGEL OAK MULTI-STRATEGY INCOME FUND CLASS INSTL

Vanguard FTSE Developed Markets ETF

Vanguard Mid-Cap Growth ETF - DNQ (VOT)

Vanguard Mid-Cap Value ETF - DNQ (VOE)

iShares Russell 1000 Value

iShares Preferred and Income Securities ETF

iShares Russell 1000 Growth ETF

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur DC iShares iBoxx $ In vestment gradeCorporate Bond ETF

iShares Core MSCIEmerging Markets ETF

NUVEEN HIGH YIELD MUNICIPAL BOND FUND I

FEDERATED FLOATING RATE STRATEGIC INCOME FD CL

DOUBLE LINE TOTAL RETURN FUND INSTL

BLACKROCK HIGH YIELD BOND I

Herbalife Ltd. (HLF)

S&P 500 OCT 21 2000 PUT

S&P 500 OCT 21 1950 PUT

S&P 500 OCT 21 1900 PUT

METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER A B/E

TRBOROUGH BRDG & TUNL AUTHORITY NY REV GEN SER C B/E

METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E

METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E

METROPOLITAN TRANSIT AUTHORITY UNREF SER A B/E

METROPOLITAN TRANSIT AUTHORITY NY REV UNFUNDED BAL SER B B/E

METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER B B/E

METROPITAN TRANSN AUTH NY SER B REV B/E

METROPITAN TRANSN AUTH NY SER B REV B/E

ORACLE CORP

U.S. Trust Holdings Nielsen N.V. ordinary Shares

TYCO INTERNATIONAL PLC SHS (IRELAND) (TYC)

U.S. Trust Holdings Nielsen N.V. ordinary Shares

SoftBank Group Corp.

CME GROUP INC.

SK Ventures I, LP - Numerous, Inc

Bullet Time Ventures II, LP - Numerous, Inc Convertible Promissory Note

Utilities Select Sector SPDR Fund

Liberty Global Ltd.

CATO CORP

PATRIOT NATL INC

NEXSTAR MEDIA GROUP, INC.

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Gary IRA SP Maiden Holdings, Ltd.

Capital Bank Financial

Fortive Corp

Fortive Corp

West Virginia Growth Investment LLC Company: PolyPlexx, LLC (Charleston, WV) Description: Chemical process patents

Alibaba Group Holding Ltd

Alibaba Group Holding Ltd

Halyard Health, Inc.

GARMIN LTD