Transactions

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Gaslog Partners lP Common units representing limited partnership interests (GlOP)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Golar lNG Partners lP - Common units Representing limited Partnership (GMlP)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account MPlX lP Common units Representing limited Partner Interests (MPlX)

g fedcbF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account NGl ENERGY PARTNERS lP Common units representing limited Partner Interests (NGl)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Noble Midstream Partn ers lP -Common units, Representi ng

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account PbF logistics lP Common un itsrepresenting limited partner interests (PbFX)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account Shell Midstream Partners, l.P.Common units representing limited Partner Interests (SHlX)

g fedcbF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account uSA Compression Partners, lP Common units Representing limited Partn er Interests (uSAC)

g fedcF IlING S TATuS : New S ubHOldING O F : AXA Retirement Account uSd Partners lP Common units representing limited partner interest (uSdP)

iShares Russell 2000 Value ETF

ProShares Short QQQ

ProShares Short S&P500

iShares Russell 2000 Value ETF

ProShares Short QQQ

ProShares Short S&P500

iShares Russell 2000 Value ETF

ProShares Short QQQ

ProShares Short S&P500

Alibaba Group Holding Ltd

g fedcF IlING S TATuS : New bloom Energy Corporation Class A(bE)

g fedcF IlING S TATuS : New FuelCell Energy, Inc. (FCEl)

U.S. Trust Holdings PRA Health Sciences, I nc.

g fedcF IlINg S TATuS : New JT Sales Tax Securitizat ion Corp5.00% Due 01/01/31 [gS]

ALIGN TECHNOLOGY INC

Atlassian Corp

g fedcF ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Selec t UMA Account # 1ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Facebook, Inc. - Class A (Fb)

ILLUMINA, INC.

Sarepta Therapeutics, Inc.

Snap Inc

Snowflake Inc.

Tesla, Inc.

Elanco Animal Health Inc

g fedcbF IlINg S TATuS : New Tilray, Inc. - Class 2 (TlRY)

Apple Inc.

Merck & Co., Inc.

BLF FedFund TDDXX

Daifuku Co., Ltd./ADR

Fanuc Limited ordinary Shares

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Stocks, Bonds, & Mutual Funds D ESCRIPTION : 50 units Intellia Therapeutics Inc. JT Intuitive Surgical , Inc. (ISRg)

g fedcF IlINg S TATuS : New D ESCRIPTION : Part of my spouse's retirement portfolio. SP uS Treasury Bill Due 11/05/20 [gS]

U.S. Trust Holdings PRA Health Sciences, I nc.

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP union Pacific Corporatio n (uNP)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP union Pacific Corporatio n (uNP)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Abb ltd (Abb)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Abbott laboratories (AbT)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Apple Inc. (AAPl)

g fedcFiling Id #20017924 F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP blackRock, Inc. (blK)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP blackRock, Inc. (blK)

COCA-COLA EUROPACIFIC PARTNERS plc

COCA-COLA EUROPACIFIC PARTNERS plc