Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings otis Worldwide Corporation (oTIS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Raytheon Technologies Corporation (RTX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings SS&C Technologies Holdings , Inc.(SSNC)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Abb ltd (Abb)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Abb ltd (Abb)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Alphabet Inc. - Cl ass A (gOOgl)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Alphabet Inc. - Cl ass A (gOOgl)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP AMC Networks Inc. - Class A (AMCX)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP AMC Networks Inc. - Class A (AMCX)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA Filing Id #20016678 SP Apple Inc. (AAPl)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Apple Inc. (AAPl)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP bristol-Myers Squibb Company (bMY)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP bristol-Myers Squibb Company (bMY)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Emerson Electric Company (EMR)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP Emerson Electric Company (EMR)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP l3Harris Technologies, Inc. (lHX)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP l3Harris Technologies, Inc. (lHX)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP ligand Pharmaceuticals Incorporated (lgNd)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA SP ligand Pharmaceuticals

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Incorporated (lgNd) [ST] g fedcF IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA SP Mosaic Company (MOS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Carrier global Corporation (CARR)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Received shares of Carrier glo bal Corp (CARR) in exchange for United Technologies (UTX) as a result of spin-off. C OMMENTS : On 4/3/2020, United Technologies (UTX) changed its name to Raytheon Technologies (RTX). Otis Worldwide Corporation (OTIS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT HealthEquity, Inc. (HQY)

g fedcF IlINg s TATus : New us Foods Holding Corp. (usFD) [sT]

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 Filing ID #20016555 JT Avantor, Inc. (AVTR)

g fedcbF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT CBRE group Inc Common Stock Class A (CBRE)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT CDK global, Inc. (CDK)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Churchill Downs, Incorporated (CHDN)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT HCA Healthcare, Inc. (HCA)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT HD Supply Holdings, Inc. (H DS)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT LKQ Corporation (LKQ)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Masco Corporation (MAS)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Nexstar Media group, Inc. - ClassA (NXST)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Planet Fitness, Inc. (PLNT)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Service Corporation Intern ational(SCI)

g fedcbF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Zimmer Biomet Holdings, Inc. (ZBH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Brookfield Infrastructure Partn ersLP Class A Subordinate Voting Shares (BIPC)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Brookfield Infrastructure Partn ersLP Limited Partnership units (BIP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 2000063452 SP Brookfield Infrastructure Partners LP Class A Subordinate Voting Shares (BIPC)

g fedcF ILINg S TATuS : Amended S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : I exchanged Brookfield Partnership earlier this d ay for this stock.2000063451 SP Brookfield Infrastructure Partners LP Limited Partnership units (BIP)

g fedcF IlINg S TATuS : New JT united Technologi es Corporation(uTX)

g fedcF IlINg S TATuS : New D ESCRIPTIoN : Symbol Change from uTX to RTX , all shares o f spinoff sold, see Comments below.united Technologi es Corporation(uTX)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Welch account Medtronic plc. ordinary Shares (MDT)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Schwab DM Brokerage Account DC The Kraft Heinz Company (KHC)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Schwab JM Brokerage Account DC Roche Holdings Ag Basel Ordinary Shares (RHHBF)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Schwab DM Brokerage Account DC BP p.l.c. (BP)

Westbrand, Inc. Company: Westbrand, Inc.  (Minot, ND) Description: Bank holding company of First Western Bank

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sweep purchase Blac krock Liquid FundsJT BLF FedFund TDDXX

g fedcF IlINg s TaTus : New JT Duke Energy Corporation ( DuK)[sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings aon plc Class a ordin ary Shares(aoN)