Transactions

g fedcF IlINg S TATUS : New S UbHolDINg o F : D.A. Davidson D ESCRIPTIoN : Phillips 66 United Airlines Holdings, Inc. (UAl)

Nassau Cnty NY Gen Impt BDS LT Ser B Rate/Coupon: 5.0% Matures: 04/01/2021

Roslyn NY UN Free Sch Dist GTD EBD Rate/Coupon: 4.0% Matures: 10/15/2021

Manhasset NY UN Free Sch Dist Ref Rate/Coupon: 5.0% Matures: 09/15/2021

Tuxedo Park NY Pub Impt BDS Ser Rate/Coupon: 3.0% Matures: 08/01/2020

g fedcF IlINg S TATuS : New D ESCRIPTION : Short Sale. 2000076346 Regency Centers Corporation (REg)

g fedcF IlINg S TATuS : New D ESCRIPTION : covered short ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Simon Property group, Inc. (SPg)

g fedcF IlINg S TATuS : New D ESCRIPTION : short sale Federal Realty Inves tment Trust(FRT)

g fedcF IlINg S TATuS : New SPX Corporation (SPXC)

g fedcF IlINg S TATuS : New Direxion Financial Bull 3X Shares (FAS)

Trilliant Networks, Inc. Company: Trilliant Networks, Inc.  (Redwood City, CA) Description: Intelligent Network Solutions Company

g fedcF ILINg s TaTus : New Carnival Corporation (CCL) [sT]

g fedcF ILINg s TaTus : New ishares u.s. Regional B anks ETF(IaT) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Canada Goose Holdings Inc. Subordinate Voting Shares (GooS)

g fedcF ILINg s TaTus : New southwest airlines Company (LuV) [sT]

g fedcF IlINg S TATuS : New S ubHOldINg O F : Rollover IRA SP Keurig dr Pepper Inc. (KdP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > american airlines group, Inc.(aaL) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 2000065162 American Airlines group, Inc.(AAL)

g fedcF ILINg S TATuS : Deleted 2000065163 Carnival Corporation (CCL)

g fedcF ILINg S TATuS : Deleted 2000065165 Southwest Airlines Company (LuV)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Americold Realty Trust Common Shares (COLD)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > boeing Company (bA)

g fedcF IlINg S TATUS : New S UbHolDINg o F : D.A. Davidson D ESCRIPTIoN : boeing Company Chimera Investment Corporation (CIM)

g fedcF IlINg S TATUS : New S UbHolDINg o F : D.A. Davidson D ESCRIPTIoN : First Trust MlP & Energy Income Fund Phillips 66 (PSX)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 2000065037 Altria group, Inc. (MO)

g fedcF IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 2000076353 Chembio Diagnostics, Inc. (CEMI)

g fedcF IlINg S TATuS : New S uBHOlDINg O F : Wells Fargo IRA # 1 Mastercard Incorporated (MA)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep Sale of Blackro ck Liquid FundsFiling ID #20016371 JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sale of 50 units of Citigroup Inc. JT Costco Wholesale Corporation (CoST)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 15,000 units Dallas Tex Area Rapid 5.00% JT FLIR Systems, Inc. (FLIR)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Molson Coors Beverage Compa nyClass B (TaP) [sT]

g fedcF IlINg s TaTus : New JT sPDR Dow Jones Industrial average ETF (DIa) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Canada Goose Holdings Inc. Subordinate Voting Shares (GooS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Siteone Landscape Supply, Inc. (SITE)

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT CACI International, Inc. Class A (CACI)

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $150; Expires 01/15/2021 iD owner asset transaction type notification Date amount cap. gains > Microsoft Corporation (MSFT)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Centene Corporation (CNC)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Service Corporation Intern ational(SCI)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Americold Realty Trust Common Shares (COLD)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP NextEra Energy, Inc. (NEE)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Welch account Qiagen N.V. Common Shares (QgEN)

g fedcF IlINg s TATus : New Altria group, Inc. (MO) [sT]

g fedcF IlINg S TATuS : Amended Filing ID #20019291 2000065036 Crown Castle International Corp. (CCI)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA Illinois Tool Works Inc. (ITW)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sweep sale of Black rock Liquid FundsJT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : sweep sale Blackrock Liquid Funds JT Citigroup, Inc. (C)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Intel Corp 2.7% Due 12/15/ 22 [Cs]

g fedcF IlINg s TaTus : New iD owner asset transaction type notification Date amount cap. gains > D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP sch Treas obligation MMF Investor shares [gs]

g fedcbiD owner asset transaction type notification Date amount cap. gains > F ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > Raymond Jame s - Multi-Margin Related account aCanada Goose Holdings Inc. Subordinate Voting Shares (GooS)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Expeditors International of Washington, Inc. (EXPD) [sT]