Transactions

g fedcF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Seattle Genetics, Inc. (SGEN)

g fedcF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Shionogi & Co Ltd UnsponsoredAdR (SGIoY)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $215, Exp. 02/21/2020 HuYa Inc. american depos itaryshares, each representing one Class a ordinary sh are (HuYa)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $130, Exp. 02/28/2020 Roku, Inc. - Class a (ROKu)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Westinghouse air Brake Technologies Corporation (WaB)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Aon plc Class A Ordin ary Shares(AON)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA D ESCRIPTION : Exchange of Liberty Property Trust REIT shares for Prologis Inc REIT shares following mergerSP T-Mobile uS, Inc. (TMuS)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Virgin galactic Holdings, Inc. (SPCE)

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 lake Travis TX Indep sch Dist Perm sch gtd Fund unlimited T ax5% Feb [gs]

ALLY FINL INC NTS B/E 02.200% 021525 DTD022120 Rate/Coupon: 02.200% Matures: 02/15/2025

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 150 units guardant Health Inc. common JT Horizon global Corporation Common Shares (HZN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Accenture plc Class A ordin aryShares (ACN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT Citigroup, Inc. (C)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units CME group Inc JT Cognex Corporation (CgNX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Estee Lauder Companies Class AJT FLIR Systems, Inc. (FLIR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Flir Systems Inc iD owner asset transaction type notification Date amount cap. gains > JT guardant Health, Inc. (gH)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 2,625 units Horizon Discovery ordinary. Actual Asset Name likely "HZD" JT Illumina, Inc. (ILMN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 15 units Illumina Inc. JT ishares gold Trust (IAU)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units LVMH Moet Hennessy ADR JT Microsoft Corporation (MSFT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Microsoft Corp JT Nasdaq, Inc. (NDAQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds iD owner asset transaction type notification Date amount cap. gains > D ESCRIPTIoN : 15 units NASDAQ Inc JT Nestle SA Sponsored ADR representing Registere d SharesSeries B (NSRgY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Nestle Nam Spon ADR JT NextEra Energy, Inc. (NEE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units NIKE Inc Class B JT Novartis Ag (NVS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Novartis Ag Spon ADR JT Pepsico, Inc. (PEP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Pepsico Inc. JT Roper Technologies, Inc. (RoP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Splunk Inc. JT Square, Inc. Class A (SQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds iD owner asset transaction type notification Date amount cap. gains > D ESCRIPTIoN : 25 units Square Inc. Class A common JT Target Corporation (TgT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Target Corp JT Teladoc Health, Inc. (TDoC)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP Northwest Natural Holding Company (NWN) [sT]

g fedcF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Horace Mann Educators Corporation (HMN)

g fedcbF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Paylocity Holding Corporation(PCTY)

g fedcF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Rapid7, Inc. (RPd)

g fedcF ILING S TATUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMA Account # 1JT Shionogi & Co Ltd UnsponsoredAdR (SGIoY)

g fedcF IlINg s TATus : New s ubHolDINg o F : Kevin Hern Traditional IRA JT Estee lauder Companies, Inc. (El) [sT]

g fedcF IlINg s TATus : New s ubHolDINg o F : Hern Family Revocable Trust l oCATIoN : us D EsCRIPTIoN : Dividend reinvestment JT Intercontinental Exchange Inc. (ICE) [sT]

g fedcF IlINg s TATus : New s ubHolDINg o F : Hern Family Foundation JT Mondelez International, Inc. - Class A (MDlZ) [sT]

g fedcF IlINg s TATus : New s ubHolDINg o F : Kevin Hern Traditional IRA Ngl ENERgY PARTNERs lP Common units representing limited Partner Interests (Ngl) [sT]

g fedcF IlINg s TATus : New s ubHolDINg o F : Kevin Hern Traditional IRA D EsCRIPTIoN : Dividend Reinvestment JT oNEoK, Inc. (oKE) [sT]

g fedcF IlINg s TATus : New s ubHolDINg o F : Kevin Hern Traditional IRA JT WisdomTree u.s. Quality shareholder Yield Fund (QsY) [sT]

g fedcF IlINg s TaTus : New smileDirectClub, Inc. (sDC) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Big 5 sporting goods Corporation (BgFV) [sT]

g fedcF IlINg s TaTus : New Personalis, Inc. (PsNl) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Cerner Corporation (CERN) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Koninklijke Philips N.V. NY Registry shares (PHg) [sT]

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account NVIDIA Corporation (NVDA)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account LendingTree, Inc. (TREE)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Cisco Systems, Inc. (CSCO)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K SP Wells Fargo & Company (WFC)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA SP Wells Fargo & Company (WFC)