Transactions

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) goldman Sachs activebet a U.S.Large Cap Equity E TF (gSLC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) Invesco QQQ Trust, Series 1 (QQQ)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) Principal U.S. Mega-C ap Multi-Factor Index ETF (USMC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) SPdR dow Jones Industrial average ETF (dIa)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) SPdR S&P 500 (SPY)

g fedciD owner asset transaction type notification Date amount cap. gains > F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) SPdR S&P dividend ETF (SdY)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) Vanguard Consumer Staples E TF(VdC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) Vanguard Utilities ETF (VPU)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) Vanguard Utilities ETF (VPU)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Rollover IRA SP Chubb limited (Cb)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Rollover IRA SP Citigroup, Inc. (C)

g fedcF IlINg S TATuS : New S ubHOldINg O F : Rollover IRA SP NextEra Energy, Inc. (NEE)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Florida HSg Fin Corp Homeowner 2.15% Due 07/01/29 [gS]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 PPL Corporation (PPL) [sT]

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $20, Exp. 03/20/2020 HuYa Inc. american depos itaryshares, each representing one Class a ordinary sh are (HuYa)

g fedcbF ILINg s TaTus : New D EsCRIPTION : Call Option, $18, Exp. 02/21/2020 HuYa Inc. american depos itaryshares, each representing one Class a ordinary sh are (HuYa)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $130, Exp. 02/28/2020 Roku, Inc. - Class a (ROKu)

g fedcbF ILINg s TaTus : New D EsCRIPTION : Call Option, $125, Exp. 02/28/2020 ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Roku, Inc. - Class a (ROKu)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Virgin galactic Holdings, Inc. (SPCE)

g fedcF IlINg s TaTus : New accenture plc Class a ordin aryshares (aCN) [sT]

g fedcF IlINg s TaTus : New PPg Industries, Inc. (PPg) [sT]

g fedcF IlINg s TaTus : New Berkshire Hathaway Inc. New (BRK.B) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Booking Holdings Inc. (BKNg) [sT]

g fedcF IlINg s TaTus : New Cerner Corporation (CERN) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Chubb limited (CB) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Comcast Corporation - Cl ass a(CMCsa) [sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Dollar general Corporation (Dg) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Dollar Tree, Inc. (DlTR) [sT]

g fedcF IlINg s TaTus : New Eaton Corporation, PlC ordinary shares (ETN) [sT]

g fedcbF IlINg s TaTus : New Expeditors International of Washington, Inc. (EXPD) [sT]

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F IlINg s TaTus : New HD supply Holdings, Inc. (H Ds)[sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Honeywell International Inc. (HoN) [sT]

g fedcF IlINg s TaTus : New JP Morgan Chase & Co. (JPM) [sT]

g fedcF IlINg s TaTus : New Masco Corporation (Mas) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Nestle sa sponsored aDR representing Registere d sharesseries B (NsRgY) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Northern Trust Corporation (NTRs) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Nutrien ltd. Common shares (NTR) [sT]

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 omnicom group Inc. (oMC) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 PaCCaR Inc. (PCaR) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Pepsico, Inc. (PEP) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Quest Diagnost ics Incorporated(DgX) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 schlumberger N.V. (slB) [sT]

g fedcF IlINg s TaTus : New smith & Nephew Plc ord ordin aryshares (sNNuF) [sT]

g fedcbF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 southwest airlines Company (luV) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 TE Connectivity ltd. New switzerland Registered shares (TEl) [sT]

g fedcF IlINg s TaTus : New TJX Companies, Inc. (TJX) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security unilever PlC (ul) [sT]

g fedcF IlINg s TaTus : New unitedHealth group Incorporated Common stock (uNH) [sT]