Transactions

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Splunk Inc. JT Square, Inc. Class A (SQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Teledoc Healthy Inc common JT Teladoc Health, Inc. (TDoC)

g fedcbF ILING S TaTUS : New S UbHoLDING o F : 150 Main Street Trust > U.S. Trust Holdings CarMax Inc (KMX)

g fedcF ILING S TaTUS : New S UbHoLDING o F : 150 Main Street Trust > U.S. Trust Holdings MSCI Inc (MSCI)

g fedcbF ILING S TaTUS : New S UbHoLDING o F : 150 Main Street Trust > U.S. Trust Holdings omnicom Group Inc. (oMC)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT grocery outlet Holding Corp. (go)

g fedcF IlINg S TaTuS : New SP u.S. Treasury Notes [gS] P 01/27/2020 01/31/2020 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New SP u.S. Treasury Notes [gS]

g fedcF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 booking Holdings Inc. (bKNg) [sT]

g fedcbF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 JP Morgan Chase & Co. (JPM) [sT]

g fedcF IlINg S TATuS : New Zuora, Inc. Class A (ZuO)

g fedcF IlINg S TATuS : New D ESCRIPTION : Short Sale. Talend S.A. - American Depositary Shares (TlND)

g fedcF IlINg S TATuS : New Profound Medical Corp. - common stock (PROF)

g fedcbF IlINg S TATuS : Amended Five9, Inc. (FIVN)

BK OF NOVA SCOTIA NTS 02.500% 012927 DTD012920 Rate/Coupon: 02.500% Matures: 01/29/2027

g fedcF IlINg S TaTuS : New M&T Bank Corporation (MTB)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT Citigroup, Inc. (C)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 75 units of Editas Medicine Inc. common JT Editas Medicine, Inc. (EDIT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Flir Systems Inc. JT goldman Sachs group, Inc. (gS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units Illumina Inc JT Illumina, Inc. (ILMN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Microsoft Corp JT MSCI Inc (MSCI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units NASDAQ Inc. JT Nestle SA Sponsored ADR representing Registere d SharesSeries B (NSRgY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Nike Inc Class B JT Nike, Inc. (NKE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Nike Inc Class B JT Novartis Ag (NVS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Terreno Realty Corp JT TJX Companies, Inc. (TJX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units The Walt Disney Co JT Walt Disney Company (DIS)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 solarEdge Technologies, Inc.(sEDG) [sT]

g fedcbF ILINg s TaTus : New Facebook, Inc. - Class a (FB)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $215, Exp. 02/21/2020 Facebook, Inc. - Class a (FB)

g fedcbF ILINg s TaTus : New D EsCRIPTION : Call Option, $18.5, Exp. 02/28/2020 HuYa Inc. american depos itaryshares, each representing one Class a ordinary sh are (HuYa)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $18, Exp. 02/21/2020 Roku, Inc. - Class a (ROKu)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Americold Realty Trust Common Shares (CoLD)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP alameda Ca Trans Excise [gS]

g fedcF IlINg S TaTuS : New SP Ca EDuC FaC auTH REV [gS] S 01/27/2020 01/31/2020 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New SP San Francisco County Ca EXC ISETaX [gS]

g fedcF IlINg S TaTuS : New SP Silicon Vy Cln Wtr util [gS]

g fedcF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 booking Holdings Inc. (bKNg) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTION : Preferred security JP Morgan Chase & Co. (JPM) [sT]

g fedcbF IlINg S TATuS : New 2000081125 Five9, Inc. (FIVN)

g fedcbF IlINg S TATuS : Amended 2000081124 Everbridge, Inc. (EVBg)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 100 units Daifuku Co Ltd JT Delta Air Lines, Inc. (DAL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTIoN : 75 units Editas Medicine Inc. JT Estee Lauder Companies, Inc. (EL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units FANUC Ltd JT FLIR Systems, Inc. (FLIR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 100 units London Stock Exchange ordinary JT LVMH Moet Hennessy Louis Vuitton Unsponsored American Depositary Receipt (LVMUY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 75 units Microsoft Corp ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Microsoft Corporation (MSFT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units MSCI inc Class A JT Nasdaq, Inc. (NDAQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTIoN : 20 units Roper Technologies Inc. JT Roper Technologies, Inc. (RoP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units Roper Technologies Inc JT Splunk Inc. (SPLK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 200 units Square Inc Class A common JT Target Corporation (TgT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 100 units Terreno Realty Corp ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Terreno Realty Corporation (TRNo)