Transactions

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Diamond Eagle Acquisition Corp. - unit (DEACu)

g fedcF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 Charles schwab Corporation (sCHW) [sT]

g fedcbF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 Quest Diagnost ics Incorporated(DgX) [sT]

Revival LOC, LLC Company: Revival LOC, LLC  (Springfield, NJ) Description: Line of Credit - Manufacturer

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Estee Lauder Companies Class AJT Fanuc Limited ordinary Shares (FANUF)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP american balanced Fund Class a [oT]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US D ESCRIPTIoN : boFa FIN LLC 0% 1Y: aCCELERaTED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20 Redemption SP Invesco Ltd (IVZ)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 ss&C Technologies Holdings , Inc.(ssNC) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Woodward, Inc. (WWD) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP ProShares Short S&P500 (SH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP ProShares Short S&P500 (SH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP amazon.com, Inc. (aMZN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Exercised 30 call options (3,000 shares) expiring 1/17/20 at a strike price o f $1600.sP amazon.com, Inc. (aMZN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : sold 20 call options with a strike price of $1,700 and an expiration date of 1/17/20.sP amazon.com, Inc. (aMZN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : sold 20 call options with a strike price of $1,600 and an expiration date of 1/17/20.sP Facebook, Inc. - Class a (FB) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Exercised 30 call options (3,000 shares) expiring 1/17/20 at a strike price o f $140.sP Facebook, Inc. - Class a (FB) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 2000060675 SP Amazon.com, Inc. (AMZN)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Sold 20 call options with a strike price of $1,700 and an expiration date of 1/17/20.2000060676 SP Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Dana Incorporated (DAN)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : David P. Joyce QSST Trust L OCATION : US D ESCRIPTION : Mutual fund FIDELITY LIMITED TERM MUNI INCOME FUND

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Fidelity Advisor Real Eastate Income Z FIKMX

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Berkshire Hathaway Inc. New (BRK.B)

g fedcF IlINg S TaTuS : New SEI Investments Company (SEIC)

g fedcF IlINg S TaTuS : New Schlumberger N.V. (SlB)

g fedcF IlINg S TaTuS : New Regeneron Pharmaceutic als, Inc.(REgN)

g fedcF IlINg S TaTuS : New Colgate-Palmolive Company (Cl)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > amazon.com, Inc. (aMZN)

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticNestle SA Sponsored ADR representing Registere d SharesSeries b (NSRgY)

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lliberty Property Trust (lPT)

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lCVS Health Corporation ( CVS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Astrazeneca PlC (AZN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale Blackrock Liq FDS FedFund JT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units Delta Air Lines Inc JT Delta Air Lines, Inc. (DAL)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : This stock was inherited on 11/29/2019 JT ares Capital Corporat ion - ClosedEnd Fund (aRCC) [sT]

g fedcbF IlINg s TaTus : New JT sanmina Corporation (saNM) [sT]

g fedcbF ILING S TaTUS : New S UbHoLDING o F : 150 Main Street Trust > U.S. Trust Holdings Gartner, Inc. (IT)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Danaher Corporation (DHR) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Conagra Brands, Inc. (Cag)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Nexstar Media group, Inc. - Classa (NXST)

g fedcF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 Northern Trust Corporation (NTRs) [sT]

g fedcF IlINg s TaTus : New TJX Companies, Inc. (TJX) [sT]

g fedcbF IlINg s TaTus : New s ubHOlDINg O F : - Trust 1 Wells Fargo & Company (WFC) [sT]

g fedcF IlINg s TaTus : New Wells Fargo & Company (WFC) [sT]

g fedcF IlINg S TATuS : New D ESCRIPTION : Short Sale. Profound Medical Corp. - common stock (PROF)

City of Chicago Chicago O'Hare Intl Airport Revenue Bond Rate/Coupon: 5.0% Matures: 01/01/2026

City of Chicago Chicago O'Hare Intl Airport Revenue Bond Rate/Coupon: 5.0% Matures: 01/01/2026

City of Chicago Chicago O'Hare Intl Airport Revenue Bond Rate/Coupon: 5.0% Matures: 01/01/2026

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 5 units Amazon.com Inc JT Apple Inc. (AAPL)