Transactions

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) PacWest Bancorp (PACW)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) PDC Energy, Inc. (PDCE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Pluralsight, Inc. - Class A (PS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Umpqua Holdings Corporation (UMPQ)

g fedcbF IlINg S TATuS : New CareDx, Inc. (CDNA)

g fedcF IlINg S TATuS : New D ESCRIPTION : Short Sale. 2000081082 Equinix, Inc. (EQIX)

SP 3M Company (MMM)

g fedcF IlINg s TaTus : New JT Clearway Energy, Inc. Class a (CWEN.a) [sT]

g fedcF IlINg s TaTus : New JT Duke Energy Corporation ( DuK)[sT]

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Crown Holdings, Inc. (CCK)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT FleetCor Technologies, Inc. (FLT)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Lamb Weston Holdings, Inc. (LW)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Purchased 20 call options with a strike price of $140 and an expiration date o f 6/19/20.sP salesforce.com Inc (CRM) [oP]

g fedciD owner asset transaction type notification Date amount cap. gains > F IlINg s TaTus : New E*Trade Financial Corp VaR RT09/15/2166 DTD 12/06/2017 [Cs]

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Caterpillar, Inc. (CAT)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Caterpillar, Inc. (CAT)

g fedcbF ILINg S TATUS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Costco Wholesale Corporation (COST)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Intel Corporation (INTC)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Intel Corporation (INTC)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Texas Instruments Incorporated(TXN)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Verizon Communications Inc. (VZ)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Verizon Communications Inc. (VZ)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Walmart Inc. (WMT)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Walmart Inc. (WMT)

F S : New S O : Merrill Lynch- Advisor Discretion Account Advanced Micro Devices, Inc. (AMD)

F S : Amended S O : Charles Schwab Retirement Account 2000084445 Caterpillar, Inc. (CAT)

F S : Deleted S O : Merrill Lynch- Advisor Discretion Account 2000084450 Intel Corporation (INTC)

F S : New S O : Merrill Lynch- Advisor Discretion Account 2000084456 Verizon Communications Inc. (VZ)

F S : Amended S O : Merrill Lynch- Advisor Discretion Account 2000084457 Walmart Inc. (WMT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings atlassian Corporat ion Plc - Class aordinary Shares (TEaM)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings belden Inc (bdC)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Godaddy Inc. Class a (GddY)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Maryland ST go ST local Facs BDS 5.00% Due 03/15/27 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > united Technologi es Corporation(uTX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Blackstone Mortgage Trust, Inc.(BXMT)

g fedcF ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT The Blackstone Group L.P. Common Units Representing Limited Partnership Interests (BX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > HuYa Inc. american depos itaryshares, each representing one Class a ordinary share (HuYa) [sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Charles schwab Corp PFD 5.95% [Cs]

g fedcF IlINg S TaTuS : New Exxon Mobil Corporation (XOM)

g fedcF IlINg S TATuS : New D ESCRIPTION : short sale CareDx, Inc. (CDNA)

g fedcbF IlINg S TATuS : New Everbridge, Inc. (EVBg)

g fedcbF IlINg S TATuS : Amended Equinix, Inc. (EQIX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > CVs Health Corporation ( CVs)[sT]

g fedcF ILING s TATus : New Marathon Petroleum Corporat ion(MPC) [sT]

g fedcF ILING s TATus : New PBF Energy Inc. Class A (PBF) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP salesforce.com Inc (CRM) [oP]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Exxon Mobil Corporation (XoM) [oP]

g fedcF IlINg S TATuS : New Zuora, Inc. Class A (ZuO)

g fedcF IlINg S TATuS : Deleted 2000076241 Zuora, Inc. Class A (ZuO)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Canada Goose Holdings Inc. Subordinate Voting Shares (GooS)