Transactions

Boulder Growth & Income Fund, Inc.

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Park 24 Co Ltd Sponsored ADR(PKCoY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings SaN dIEGo Ca CoMM CoLLEGE dIST Go boNdS

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT avantor, Inc. (aVTR)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT avantor, Inc. (aVTR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Black Knight, Inc. (BKI) [ST] P 05/01/2019 05/19/2019 $821.14 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Black Knight, Inc. (BKI) [ST] P 05/02/2019 05/19/2019 $274.66 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual D ESCRIPTIoN : I bought some on 5/1/19 also. SP Black Knight, Inc. (BKI) [ST] P 05/03/2019 05/19/2019 $274.80 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual D ESCRIPTIoN : I bought some on 5/1 and 5/2 also. SP Citigroup Inc

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual D ESCRIPTIoN : Maturity date is 7/30/2022, interest rate is 4.05% SP INS Markit

g fedcF ILINg S TATUS : New S UBHoLdINg o F : Neuberger Berman - Individual d ESCRIPTIoN : Interest rate is 3.625%, maturity date is 1/19/2022 SP Citigroup Inc

g fedcF ILINg S TATUS : New S UBHoLdINg o F : Neuberger Berman - Individual d ESCRIPTIoN : Interest rate is 4.050%, maturity date is 7/30/2022 SP IHS Markit Ltd

g fedcF IlINg S TaTuS : New SP Rand Capital Corporation - Common Stock (RaND)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > bb&T Corporation (bbT)

Red Hat, Inc.

NVIDIA Corporation

General Electric Company

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT MaY 17 124.5 CaLL [oT]

g fedcbF ILINg S TaTUS : New iD owner asset transaction type notification Date amount cap. gains > S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT MaY 24 125 CaLL [oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Procter & gamble Company (Pg) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Charles Schwab Corporation (SCHW)

g fedcF IlINg s TaTus : New Centurylink, Inc. (CTl) [sT]

g fedcF IlINg s TaTus : New stanley Black & Decker, Inc. (sWK)[sT]

MAINE ST HSG AUTH REV BOND Rate/Coupon: 1.70% Matures: 11/15/2021

CVS Health Corporation

SP Dover Corporation (DOV)

g fedcF IlINg S TATuS : New Power Solutions Internatio nal, Inc.(PSIX)

g fedcF IlINg S TATuS : New D ESCRIPTION : covered short Amber Road, Inc. (AMBR)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : JP Morgan Investment Account L OCATION : US D ESCRIPTION : Structured Note 4/3/19 JT Db DD CbEN SX5E

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Tempur Sealy Internatio nal, Inc.(TPX)

g fedcF ILINg S TATUS : New iD owner asset transaction type notification Date amount cap. gains > S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Siteone Landscape Supply, Inc. (SITE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Shake Shack, Inc. Cl ass A (SHAK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) QTS Realty Trust, Inc. Cl ass A(QTS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Puma Biotechnology Inc (PBYI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Progress Software Corporation (PRgS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Paramount group, Inc. (PgRE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Meritage Homes Corporation (MTH)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Kennametal Inc. (KMT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Federated Investors, Inc. (FII)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) F.N.B. Corporation (FNB)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) EVo Payments, Inc. - Class A (EVoP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Cirrus Logic, Inc. (CRUS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Ambarella, Inc. - ord inary Shares(AMBA)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP Northwest Natural Holding Company (NWN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Partial sale sP Tapestry, Inc. (TPR) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Huntington bancshares Incorporated (HbAN) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Illinois Tool Works Inc. (ITW) [sT]

g fedcbF IlINg S TaTuS : New SP university of Ca Rev. Bonds [gS]

g fedcF IlINg s TATus : New s ubHolDINg o F : Hern Family Revocable Trust l oCATIoN : us D EsCRIPTIoN : Dividend Reinvestment Ngl ENERgY PARTNERs lP Common units representing limited Partner Interests (Ngl) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT CaCI International, Inc. Class a (CaCI)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Transdigm group Incorporated Transdigm group Inc. (TDg)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT *N.C. Community Health Care Facilities Bonds - Wake Med [oT]

The Goldman Sachs Group, Inc.