Transactions

g fedcbF ILING S TaTUS : New S UBHoLDING o F : IRa account #4 SP Travelport Worldwide Lim itedCommon Shares (TVPT)

Apple Inc.

NUCOR CORP NTS B/E 03.950% 050128 DTD042618 Rate/Coupon: 03.950% Matures: 05/01/2028

ANHEUSER-BUSCH INBEV 04.000% 041328 DTD040418 Rate/Coupon: 04.000% Matures: 04/13/2028

g fedcbF IlINg S TATuS : New D ESCRIPTION : Covered Short. Represents six separate trans actions closing the short position all occurring on the samedate. 2000076215 Navigator Holdings ltd. Ordinary Shares (NVgS)

g fedcF IlINg S TATuS : New Navigator Holdings ltd. Ordinary Shares (NVgS)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 118.5 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 121.5 CaLL [oT]

g fedcF IlINg S TaTuS : New JT New York ST Dorm auth ST Pers Income 5.00% Due 03/15/27 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Sanders opportunity Fund l.P.

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT apple Inc. (aaPL)

g fedcF ILINg s TaTUs : New s UBHoLDINg o F : Hern Family Revocable Trust D EsCRIPTIoN : Corporate Capital Trust merged with Franklin square K KR Capital Corp. JT Fs ENERgY aND PoWER FUND, 100% Interest

g fedcFiling ID #20010982 II [HN] g fedcF ILINg s TaTUs : New s UBHoLDINg o F : Hern Family Revocable Trust D EsCRIPTIoN : FsIC II is a business d evelopment company (BDC) designed to provide a high level of current income. Thefund primarily invests in floating rate, senior secured loans of private U.s. middle market companies. Franklin square Corp offices: Fs Investments 201 Rous e Boulevard Philadelphia, Pa 19112 JT Fs INVEsTMENT CoRPoRaTIoN II, 100% Interest

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust JT Fs ENERgY & POWER FuND COMMON100% Interest

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust JT Fs INVT CORP II COM100% Interest

g fedcF ILINg s TATus : New s uBHOLDINg O F : Hern Family Revocable Trust JT INLAND REAL EsTATE INCOME TR INC COM100% Interest

ranSactionS iD owner asset transaction type notification Date amount cap. gains > apple Inc. (aaPl) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Southern Company (So)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 M N -MUNI BoND [gS]

g fedcF ILINg S TATUS : New NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND [gS]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX [oT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX [oT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Superior Industries Interna tional,Inc. Common Stock (SUP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > DC Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC1 DC Apple Inc. (AAPL)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC2 DC Sonos, Inc. (SoNo)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC1 DC Walt Disney Company (DIS)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC2 DC Walt Disney Company (DIS)

g fedcF IlINg s TaTus : New sP Weyerhaeuser Company (WY) [sT]

g fedcF ILINg S TaTUS : New iD owner asset transaction type notification Date amount cap. gains > S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 117.5 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 118 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 118 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 4 121.5 CaLL [oT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings SCaNa Corporation (SCG)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Connecticut ST SPl Tax Obl ig RevSPl 5.00% Due 08/01/29 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Energy Transfer LP Common Un its(ET)

g fedcF IlINg s TaTus : New JT PPl Corporation (PPl) [sT]

g fedcF ILINg s TaTUs : New s UBHoLDINg o F : Hern Family Revocable Trust D EsCRIPTIoN : Corporate Capital Trust merged with Franklin square K KR Capital CorpJT INLaND REaL EsTaTE INCoME TR CoM, 100% Interest

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT NEW JERSEY ST TPK AUTH T SR H RV oID99.0 bE/R/ 5 DUE 010136 [gS]

g fedcF IlING S TATUS : New D ESCRIPTION : NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT 12 SEE 649906TD, COUPON 5.00%, DUE 07-01-2043, CUSIP 6499077A4 NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER A B\E

g fedcbF IlINg s TaTus : New YETI Holdings, Inc. (YETI) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Amarillo Tex Wtrwks & Swr Sys Rev Rev bds 2017 5% 4/1/27 [gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fort Worth Tex Indpt Sch D ist ultdTax Ref And Sch bldg b ds 2016 5%2/15/27 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Dominion Energy, Inc. (D)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Dell Technologies Inc. Class C (DELL)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > INg group, N.V. (INg)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : ToTaL SaLE Portola Pharmaceuticals, Inc.(PTLa)

g fedcF IlINg S TaTuS : New SP Microsoft Corporation (MSFT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Virtusa Corporation - common stock (VRTU)