Transactions

ranSactionS iD owner asset transaction type notification Date amount cap. gains > YETI Holdings, Inc. (YETI) [sT]

g fedcF IlINg S TaTuS : New gainesville Fl COMB uTIl [gS]

g fedcF IlINg S TaTuS : New SP uNIV Ca PuB EDuC [gS] P 12/26/2018 12/31/2018 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New uNIV TX PERM uNIV PuB EDuC [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Netflix, Inc. (NFLX)

g fedcbF IlINg s TATus : New Verizon Communications Inc. (VZ)[sT]

Nexamp, Inc. Company: Nexamp, Inc.  (Andover, MA) Description: Clean Technology

Nexamp, Inc. Company: Nexamp, Inc.  (North Andover, MA) Description: Clean Technology

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Sunrun Inc. (RuN)

g fedcF IlINg s TaTus : New D EsCRIPTION : Dividend reinvestment sP schwab s&P 500 Index Fd [Cs]

g fedcF ILING S TaTUS : New S UbHoLDING o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT DEC 28 119.5 PUT [oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP American Electric Power Company, Inc. (AEP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP American Express Company (AXP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP E48 (Edward Jones) L OCATION : US D ESCRIPTION : JPMorgan Federal Money Market FD SP Pfizer, Inc. (PFE)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 1 2/21/18

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 SP SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 1 2/21/18

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) SP Verizon Communications Inc. (VZ)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Waste Management, Inc. (WM)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Morgan Stanley Fin l lC note zerocpn 0.0, 02/25/20 0.000%

g fedcF IlINg S TaTuS : New D ESCRIPTIoN : The underlying shares of this bond are in the iShares MSCI Emerging Markets ETF, which is a widely heldinvestment fund. JT Morgan Stanley Fin l lC note zerocpn 0.0, 02/25/20 0.000%

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Due 3/7/19 JT Morgan stanley Note Due 1/29/18[Cs]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT aIa Group, Ltd. Sponsored american depository Receipt (aaGIY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT atlas Copco ab Sponsored adR repstg Class a (aTLKY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Fresenius Medical C are aG (FMS)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Infineon Technolog ies aG (IFNNY)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover Aston/Fairpointe Mid Cap 1 fund [Ab]

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover golub Capital bDC, Inc. (gbDC)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover iShares Russell 2000 ETF (I WM)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $140, Exp. 1/04/19 alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share(BaBa)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT iShares MSCI EAFE ETF (EFA) S (partial) 12/18/2018 01/01/2019 $15,001 - g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > [ST] $50,000 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT iShares Russell 1000 growth ETF (IWF)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT iShares Russell 1000 Value ETF(IWD)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur iShares Russell 1000 Value ETF(IWD)

g fedcF IlINg S TaTuS : New DC uNIV EDuC [gS]

g fedcF IlINg S TaTuS : New SP New York NY gO uTX [gS] P 12/21/2018 12/31/2018 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New New York NY gO uTX [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Caterpillar, Inc. (CaT)

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and Infrastructure Investors llC Common Shares (FTAI)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : ToTaL SaLE genpact Limited (g)

g fedcF ILINg S TATUS : New CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020

Linde plc

Facebook, Inc.

Exxon Mobil Corporation

Enbridge Inc.

Cullen/Frost Bankers, Inc.

Constellation Brands, Inc.

NextEra Energy, Inc.

American Funds Growth Fund of Amer F1

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Zayo group Holdings, Inc. (ZAYO)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Purchased 6 shares for $1,663.1775 p er units. Total amount $9,984.02.amazon.com, Inc. (aMZN)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Purchased 1 share for $1,440 amazon.com, Inc. (aMZN)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > oPTIoN aSSIGNMENT CLoSE [oT]