Transactions

g fedcbF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust IPg Photonics Corporation (IPgP)

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Nike, Inc. (NKE)

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQQ0 2000042387 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B\E OID

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE OUT - NEW YORK NY FISCAL 2009 SUB SER A-1 G/O UNLTD B\E OID, COUPON 4.75%, DUE 08-15-25, CUSIP 64966G7J5 2000042386 NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID

g fedcF IlINg s TaTus : New sP lee Enterprises, Incorporated (lEE) [sT]

g fedcF IlINg s TaTus : New TPH Partners, lP

g fedcF IlINg s TaTus : New JT amerigas Partners, l.P. (aPu)[sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT PaCCaR Inc. (PCaR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Municipal bond JT NEW JERSEY TRANS TRUST A-2 RV BE/R/ 5 DUE 061529 [gS]

g fedcFiling ID #20010265 representing Class A limited liability company interests (OZM)[ST] F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Och-Ziff Capital Management group llC Class A Shares representing Class A limited liability company interests (OZM)

The Gabelli Dividend & Income Trust

ranSactionS iD owner asset transaction type notification Date amount cap. gains > TLT aUg 24 122 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT SEP 14 123 CaLL [oT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT broadcom Inc. (aVGo)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT ProShares S&P MidCap 400 Dividend ar istocrats ETF (REgL)

g fedcF IlINg S TATUS : New D ESCRIPTION : NEW YORK NY CITY MUN WTR FIN ATH WTR SWR SYS SEC gEN RESOl SER FF REV B\E, COUPON 5.00%, DUE 06-15-39, CUSIP 64972gFU3 NEW YORK NY CITY TRANSITIONAl FIN AUTH REV SUBSER B-1 [gS]

g fedcF ILINg s TATUs : New D EsCRIPTIoN : Purchase of 20 call options with a strike price of $150 and an expiration d ate of 1/17/20.sP Mojo Networks, Inc. [Ps]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 3M Company (MMM) [sT]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Och-Ziff Capital Management group llC Class A Shares

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lEaton Corporation, PlC ordinary Shares (ETN)

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lVentas, Inc. (VTR)

Netflix, Inc.

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Cobb CNTY ga WTR & S REV IMPT b/E [gS]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Goldman sachs Group, Inc. (Gs) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 united Technologi es Corporation(uTX) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untLogMein, Inc. (LoGM)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC Microsoft Corporation (MsFT) [sT]

g fedcbF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Och-Ziff Capital Management group llC Class A Shares representing Class A limited liability company interests (OZM)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Delphi Technologies PlC Ordinary Shares (DlPH)

g fedcF IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP The Trade Desk, Inc. - Class A (TTD)

g fedcF IlING S TATUS : New S UBHOlDING O F : 18 - MSSB BROKERAGE ACCOUNT - IRA (AD/P) SP Ulta Beauty, Inc. (UlTA)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. Filing ID #20010238 PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX [oT]

HEALTHCARE REALY TR INC 03.875% 050125 DTD042415 Rate/Coupon: 03.875% Matures: 05/01/2025

SP US T BILL DUE 02/14/19 (912796QX0)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP NRg Yield, Inc. Class C (NYLD)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Merrill Edge Investment account-Non Retirement JT Vanguard Real Estate ETF (VNQ)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC apple Inc. (aaPl) [sT]

g fedcF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES alphabet Inc. - Cl ass a (gOOgl)

g fedcFiling ID #20010235 Common units Representing limited Partnership Interests (ENlK) [sT] g fedcF IlINg s TaTus : New Enterprise Products Partners l.P. (EPD) [sT]

g fedcF IlINg s TaTus : New JT amerigas Partners, l.P. (aPu)[sT]

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Sunrun Inc. (RuN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Activision Blizzard, Inc (ATVI)

Bird Dog Hospitality, LLC Company: Bird Dog Hospitality, LLC  (Sioux Falls, SD) Description: Hospitality Investments

g fedcF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES amazon.com, Inc. (aMZN)

g fedcbF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES american Water Works Company, Inc. (aWK)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > alibaba group Holding l imitedamerican Depositary Sh ares eachrepresenting one Ordi nary share(baba)

g fedcF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES alphabet Inc. - Cl ass a (gOOgl)

g fedcF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES amTrust Financial Serv ices, Inc.Depository Shares Representing

g fedcFiling ID #20010360 1/40th Preferred Series C (aFSCP) [ST] F IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES apple Inc. (aaPl)

g fedcF IlINg S TaTUS : New S UbHOlDINg O F : PROEQUITIES berkshire Hathaway Inc. New (bRK.b)