Transactions

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Trussville Ala go Wts 2 014A 5%10/1/21 [gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Trussville Ala go Wts 2 014A 5%10/1/21 [gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Washington St V ar Purp g.O. bds1998-C 5.5% 7/1/23 [gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Washington St V ar Purp g.O. bds1998-C 5.5% 7/1/23 [gS]

g fedcF IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust West bloomfield Twp Mich Rec Fac Cap Impt bds 2008 5% 5/1/21[gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust West bloomfield Twp Mich Rec Fac Cap Impt bds 2008 5% 5/1/21[gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Honeywell International Inc. (HON)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Purchased 100 shares for $41.89 per unit. Total amount $4,193.95.SP BCSIX [oT]

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Purchased 100 shares at $90.1755 Eli Lilly and Company (LLY)

g fedcF ILINg S TaTUS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTIoN : Purchased 275 shares for $82.3873. Total amount $22,661.46 Mastercard Incorporated (Ma)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Sold 550 shares at $27.78 per unit QUaLCoMM Incorporated (QCoM)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Sold 350 shares for $57.567. Total amount $20,143.24 ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Resideo Technologies , Inc. (REZI)[ST] S 10/31/2018 11/02/2018 $639.67 g fedcF ILINg S TaTUS : New Roper Technologies, Inc. (RoP)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS East West bancorp, Inc. (EWbC)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Westinghouse air brake Technologies Corporation (Wab)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Westinghouse air brake Technologies Corporation (Wab)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Welch account First Solar, Inc. (FSLR)

Amazon.com, Inc.

Wells Fargo & Company

Tactile Systems Technology, Inc.

Tactile Systems Technology, Inc.

Insulet Corporation

Maine St Housing Auth 56052FKZ7 Rate/Coupon: 2.400% Matures: 11/15/2023

ranSactionS iD owner asset transaction type notification Date amount cap. gains > TENNESSEE HSg DEV agY RSDL FINg PRogRaM REV ISSUE 3 REV bDS ERP oPT/MaND

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > 3M Company (MMM) [sT]

g fedcbF IlINg s TaTus : New Pepsico, Inc. (PEP) [sT]

g fedcF IlINg s TaTus : New Plains all american Pipeline, l.P. (Paa) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > aT&T Inc. (T) [sT]

g fedcF IlINg s TaTus : New general Mills, Inc. (gIs) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Temenos Group aG SPoNSoREd adR (TMSNY)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Paychex, Inc. (PaYX)

g fedcF ILINg S TaTUS : New Filing Id #20009843 S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Progressive Corporation (PgR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > GOLDMAN SACHS BK USA NY CD 3%

g fedcF ILING S TATUS : New S UBHOLDING O F : LISA BLUNT ROCHESTER IRA D ESCRIPTION : GOLDMAN SACHS BK USA NY CD 3% GOLDMAN SACHS BK USA NY CD 3%

g fedcF ILING S TATUS : New S UBHOLDING O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : GOLDMAN SACHS BK USA NY CD 3% GOLDMAN SACHS BK USA NY CD 3%

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Johnson & Johnson (JNJ) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Medtronic plc. ordinary shares (MDT) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Microsoft Corporation (MSFT)

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ankeny Iowa Wtr Rev bds 2018 5% 6/1/25 [gS]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PUT/XSP @ 262 EXP 07/06/2018 - CBoE MINI SPX INDEX [oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Minneapolis MN Hkth 4% 11/15/18 [gS]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Triborough NY Bridge 5% 11/15/25 [gS]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT JUN 8 120 CaLL [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JUN 8 120.5 CaLL [oT]

g fedcF IlINg s TaTus : New Plains all american Pipeline, l.P. (Paa) [sT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond JT gLP CAP L P / gLP FINg 05.375% 041526

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Corp bond DC Invesco S&P 500 Equal We ight ETF(RSP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 3M Company (MMM)

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Applied Materials, Inc. (AMAT)

g fedcbF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Thor Industries, Inc. (THO)

g fedcF IlINg s TaTus : New sP HCP, Inc. (HCP) [sT]