Transactions

g fedcF ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust iShares Russell 2000 ETF (I WM)

g fedcbF ILINg S TATUS : New S UbHoLDINg o F : Rita M. Joyce IRA JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN (AMJ)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover MAI MANAgED VoLATILITY (maipx) [Ab]

g fedcF ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust MAI Managed Volatilty Fund MAIPX

g fedcbF ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust Merck & Company, Inc. Common Stock (MRK)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover Nike, Inc. (NKE)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover oppenheimer Developing Markets (odvyx) [Ab]

g fedcF ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account SPDR S&P bank ETF (KbE)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Rollover UnitedHealth group Incorporated Common Stock (UNH)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 CLIRNS ISSUER CIbC CAP 20.40% SV 1,075.699 DUE 03/28/18 Redemption SP SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Dominion Energy, Inc. (D) S 03/9/2018 03/13/2018 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Dominion Energy, Inc. (D) S 03/8/2018 03/12/2018 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP FIRST TR EXCHANgE TRADED FD DOW JONES IN ACTUAL PRICES P 03/28/2018 04/2/2018 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : FIRST TR EXCHANgE TRADED FD DOW JONES IN ACTUAL PRICES SP JP Morgan Chase & Co. (JPM) S 03/8/2018 03/12/2018 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP JPMORgAN FEDERAL MONEY MARKET FUND

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 CLIRN ISSUER CIbC CAP 16.00% SV 1,417.127 DUE 04/26/19 SP R2000 CLIRNS ISSUER CIbC CAP 20.40% SV 1,075.699 DUE 03/ 28/18

g fedcF ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account general Electric Company (gE) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Wells Fargo & Company (WFC) [sT]

F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPUT/XSP @ 249 EXP 06/15/2018 - CBoE MINI SPX INDEX

INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 260 EXP 04/20/2018 - CBoE MINI SPX INDEX S 03/1/2018 03/2/2018 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 262 EXP 03/29/2018 - CBoE MINI SPX INDEX S 03/1/2018 03/2/2018 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. Filing ID #20009205 PUT/XSP @ 262 EXP 03/29/2018 - CBoE MINI SPX INDEX

Fanuc Corporation

Wells Fargo & Company

RPM International Inc.

ranSactionS iD owner asset transaction type notification Date amount JT Cent TX Reg Mobil 5.00% Due Jan 1, 2027

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untHeico Corporation (HEI.a)

ranSactionS iD owner asset transaction type notification Date amount alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share (BaBa)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID

g fedcF IlING S TATUS : New D ESCRIPTION : EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQM9 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID

g fedcF IlING S TATUS : New D ESCRIPTION : EXCHANGE OUT - NEW YORK, NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID

g fedcF IlING S TATUS : New D ESCRIPTION : EXCHANGE OUT - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID

ranSactionS iD owner asset transaction type notification Date amount SP Dropbox, Inc. - Class a ( DBX)

g fedcbF IlINg s TATus : New Micron Technology, Inc. (Mu) [sT]

DowDuPont Inc.

United Parcel Service, Inc.

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E, COUPON 5.00%. DUE 05-15-2029, CUSIP 64966MVL0 2000037971 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR

g fedcFiling ID #20012023 SYS REV PREF SER DD B/E OID [GS] F ILING S TATUS : Amended D ESCRIPTION : EXCHANGE IN - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQM9 2000037972 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE OUT - NEW YORK, NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 2000037973 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID

g fedcF ILING S TATUS : Amended D ESCRIPTION : EXCHANGE OUT - NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 2000037970 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID

F ILINg S TATUS : New S UbHOLDINg O F : SP E48 (Edward Jones) L OCATION : US D ESCRIPTION : JPMORgAN FEDERAL MONEY MARKET FUND SP R2000 CLIRN ISSUER CIbC CAP 16.00% SV 1,417.127 DUE 04/26/19

ranSactionS iD owner asset transaction type notification Date amount Exxon Mobil Corporation (XoM) P 02/8/2018 03/7/2018 $1,001 - $15,000 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account First solar, Inc. (FsLR) P 02/13/2018 03/7/2018 $1,001 - $15,000 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account general Electric Company (gE) P 02/8/2018 03/7/2018 $1,001 - $15,000 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account general Electric Company (gE)

g fedcF ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account general Electric Company (gE) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Altria group, Inc. (MO) [sT]

g fedcF ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce QSST Trust gS S&P 500 buffered Equity fund [oT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT Southwest airlines Company (LUV)

ranSactionS iD owner asset transaction type notification Date amount JT Dr Pepper snapple Group, Inc Dr Pepper snapple Group, Inc (DPs)

ranSactionS iD owner asset transaction type notification Date amount SP Medtronic plc. Ordinary Shares (M DT)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > broadridge Financial solutions, Inc. (bR) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Equifax, Inc. (EFX) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Kimberly-Clark Corporation (KMb) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT PayPal Holdings, Inc. (PYPL)

ranSactionS iD owner asset transaction type notification Date amount SP lennar Corporation Class A (lEN) S 03/2/2018 03/31/2018 $100,001 - $250,000 F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP ResMed Inc. (RMD) P 03/2/2018 03/31/2018 $100,001 - $250,000 F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP ResMed Inc. (RMD)

MARYLAND ST FOR ISSUES DATED PRIOR TO 08/05/11 SEE 574192 GO ST LOCAL FACS LN BDS 2018 A Rate/Coupon: 3.125% Matures: 03/15/2033

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT arizona St Transn brd Hwy Subordinated Hwy Rev-a-5%; due07/01/2027

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Consulting & Evaluation Servicesd ESCRIPTIoN : CUSIP # 040654XL4 JT arizona St Transn brd Hwy Subordinated Hwy Rev-a-5%; due07/01/2027