Transactions

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1John bean Technologies Corporation (JbT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT Wisconsin St Gnel oblig Ser-d - 5%; due 05/01/2032

ranSactionS iD owner asset transaction type notification Date amount JT alpha Pro Tech, ltd. (aPT)

ranSactionS iD owner asset transaction type notification Date amount sP southern Company (sO)

ranSactionS iD owner asset transaction type notification Date amount Westmed Holding Company

ranSactionS iD owner asset transaction type notification Date amount SP Costco Wholesale Corporatio n (COST)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account SPDR S&P bank ETF (KbE)

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust SPDR S&P bank ETF (KbE)

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust D ESCRIPTIoN : gS Fin Corp MTN Zero Coupon 0.0% 9/25/18 Amazon.com, Inc. (AMZN)

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust L oCATIoN : US D ESCRIPTIoN : Touchstone Sands Capitol growth Fund Dell Technologies I nc. Class V (DVMT)

F ILINg S TATUS : New S UbHoLDINg o F : Rollover Deutsche X-trackers MSCI EAFE Hedged Equity ETF (DbEF) P 01/5/2017 05/15/2017 $1,001 - $15,000 F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account general Electric Company (gE)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account Kinder Morgan, Inc. (KMI)

F ILINg S TATUS : New S UbHoLDINg o F : Rollover MetLife, Inc. (MET)

F ILINg S TATUS : New S UbHoLDINg o F : Rollover Nike, Inc. (NKE)

F ILINg S TATUS : New occidental Petroleum Corporat ion(oXY)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account iD owner asset transaction type notification Date amount PowerShares Dynamic build & Construction (PKb) P 10/19/2016 12/7/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account PowerShares Dynamic build & Construction (PKb)

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust PowerShares Dynamic build & Construction (PKb)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account United Parcel Service, I nc. (UPS)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account Whiting Petroleum Corporation (WLL)

ranSactionS iD owner asset transaction type notification Date amount SP Adobe Systems Incorporated (ADBE)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Apple Inc. (AAPL)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Microsoft Corporation (MSFT)

F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Edwards Lifesciences Corporat ion (EW)S 06/12/2017 07/3/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Kroger Company (KR) P 06/1/2017 07/3/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Kroger Company (KR) S 06/16/2017 07/3/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : ToTaL SaLE oF SToCK oN 6/16/2017 Laureate Education, Inc. - Class a (LaUR)

ID Owner Asset Transaction Type Notification Date Amount F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan, not held in an ESoP. PUT/XSP @ 239 EXP 08/04/2017 - CBoE MINI SPX INDEX

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sP500 ARN IssUER boFA CAP 10.00% sV 2,388.77 DUE 06/29/18 sP sP500 ARN IssUER CIbC CAP 11.94% sV 2,716.31 DUE 08/30/19 [oT]

F IlINg S TaTuS : New SP Verizon Communications Inc. (VZ)

PG-The Procter & Gamble Company

Wells Fargo & Company

Citigroup Inc.

Versum Materials, Inc.

Medley Capital Corporation

Ares Capital Corporation

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Apple Inc. (AAPL) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : R2000 ARNs IssUER bNs CAP 13.17% sV 1,645.017 DUE 08/30/19 sP schlumberger N.V. (sLb) [sT]

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP CVR Energy Inc. (CVI)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Costco Wholesale Corporation (CoST)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Gary IRA SP Compass Diversified Holdings Shares of beneficial Interest (CoDI)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Care Capital Propert ies, Inc. (CCP)

ranSactionS iD owner asset transaction type notification Date amount Amazon.com, Inc. (AMZN)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT dassault Systemes, S.a. americandepositary Shares (daSTY)

ranSactionS iD owner asset transaction type notification Date amount PSEg POWER SENIOR NOTE M/W 5.125% 04/15/2020

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JUL 7 126 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JUN 23 125.5 CaLL

ranSactionS iD owner asset transaction type notification Date amount JT BP p.l.c. (BP)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Microstrategy Incorporated - Cl ass A(MsTR)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Filing ID #20007653 Microstrategy Incorporated - Cl ass A(MsTR)

ranSactionS iD owner asset transaction type notification Date amount Devon Energy Corporation (DVN)

Quintiles IMS Holdings, Inc.

Quintiles IMS Holdings, Inc.

F ILINg S TATUS : New S UBHOLDINg O F : LISA BLUNT ROCHESTER REV TST UA Apr 02,2015 LISA BLUNT ROCHESTER TR D ESCRIPTION : PSEg POWER SENIOR NOTE M/W 5.125% 04/15/2020 BUY TRADE 65 @107.478 RIO TINTO FIN USA LTD SENIOR NOTE M/W 3.5% 11/02/2020