Transactions

Lowe's Companies, Inc.

American Tower Corporation

WESTBRAND, INC. BANK HOLDING COMPANY STOCK Company: WESTBRAND, INC.  (MINOT, NORTH DAKOTA) Description: BANK HOLDING COMPANY OF FIRST WESTERN BANK

F IlINg s TaTus : New JT Erie Indemnity Company - Class a (ERIE)

Regal Entertainment Group

F ILING S TATUS : New D ESCRIPTION : NEW YORK, N.Y. CITY MUN FIN AUTH WTR & SWR SYS REV SER A B/E OID AGM, COUPON 4.25%, DUE 06/15/2039, CUSIP 64972FHY5 NEW YORK, N.Y. CITY MUNI WTR FINAUTH REV 2ND GEN RSLTN SR FF2

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount sP American Express Company (AXP)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP American Express Company (AXP)

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : INDU bUF CAP PART NTs CAP 66.45% sV 17,900.10 DUE 12/27/19 bUF 30.00% sP Philip Morris Interna tional Inc (PM)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Philip Morris Interna tional Inc (PM)

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : R2000 ARN IssUER sEK CAP 14.28% sV 1,217.325 DUE 09/29/17 sP The Kraft Heinz Company (KHC)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP The Kraft Heinz Company (KHC)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Thermo Fisher scientific Inc (TMo)

F ILINg s TATUs : New s UbHoLDINg o F : sP E62 (Edward Jones) L oCATIoN : Us D EsCRIPTIoN : UIT FRIsT TRUsT EQUITY INCoME PoRTFoLIo sER 54 MoNTHLY sP UnitedHealth group Incorporated Common stock (UNH)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) ID Owner Asset Transaction Type Notification Date Amount sP UnitedHealth group Incorporated Common stock (UNH)

ranSactionS iD owner asset transaction type notification Date amount Bank of america Corporat ion (BaC)

F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account Bank of america Corporat ion (BaC)

F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account Bank of america Corporat ion (BaC)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount NEW YORK , N.Y. SER C G/O UNLTD OID

ranSactionS iD owner asset transaction type notification Date amount SP Security Description: VENDEE MTG TR 2011-2 2.75% 112 12/15/2 033 ABS

ranSactionS iD owner asset transaction type notification Date amount SP air Products and Chem icals, Inc. (aPD)

SP BB&T Corporation (BBT)

SP BB&T Corporation (BBT)

g fedcF IlINg s TATus : New C oMMENTs : Accidentally missed this transaction when filing PTR. 2000026618 Yum! Brands, Inc. (YuM) [sT]

g fedcbF IlINg s TATus : Amended C oMMENTs : Mistakenly reported as McDonalds Tokyo instead o f McDonalds Corp.TJX Companies, Inc. (TJX) [sT]

F IlINg S TaTuS : New SP Delphi automotive plc Ordinary Shares(DlPH)

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 225 EXP 06/16/2017 - CBoE MINI SPX INDEX

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Citigroup, Inc. (C) P 03/8/2017 03/8/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 J.M. Smucker Company (SJM) S 03/3/2017 03/3/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 J.M. Smucker Company (SJM) S 03/1/2017 03/1/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Merck & Company, Inc. Common Stock(MRK) S 03/8/2017 03/8/2017 $1,001 - $15,000 F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Merck & Company, Inc. Common Stock(MRK)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount E.I. du Pont de Nemours and Company(DD)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X529 Johnson Controls Intern ational plcordinary Share (JCI)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Medtronic plc. ordinary Shares (M DT)

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Vanguard Small-Cap V alue ETF - DNQ

ranSactionS iD owner asset transaction type notification Date amount Exxon Mobil Corporation (XoM)

F ILING S TaTUS : New S UBHoLDING o F : CHaRLES SWaBB aCCoUNT Versartis, Inc. (VSaR)

ranSactionS iD owner asset transaction type notification Date amount SP amazon.com, Inc. (aMZN)

ranSactionS iD owner asset transaction type notification Date amount SP amazon.com, Inc. (aMZN)

F IlINg S TaTuS : New SP SunTrust Banks, Inc. (STI)

F ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST

g fedcF IlINg s TaTus : New DC Philip Morris International Inc (PM) [sT]

g fedcF IlINg s TaTus : New DC Caseys general stores, Inc. ( CasY)[sT]

ranSactionS iD owner asset transaction type notification Date amount JT Becton, Dickinson and Company (BDX)

F IlINg s TaTus : New C oMMENTs : This asset was acquired by inheritanc e in 2016.JT Exxon Mobil Corporation (XoM)

F IlINg s TaTus : New C oMMENTs : This asset was acquired by inheritanc e in 2016.JT Procter & gamble Company (Pg)

F IlINg s TaTus : New C oMMENTs : This asset was acquired by inheritanc e in 2016.JT union Pacific Corporatio n (uNP)

F IlINg s TaTus : New C oMMENTs : This asset was acquired by inheritanc e in 2016.JT Wells Fargo & Company (WFC)

ranSactionS iD owner asset transaction type notification Date amount SPDR goLD SHS MaR 10 117 PUT P 03/3/2017 03/3/2017 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT SPDR goLD TR SHS MaR 24 118 CaLL

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP UIT FIRsT TRUsT sER 24 INTL CAP sTRENgTH PoRT s 03/7/2017 03/9/2017 $15,001 - $50,000 F ILINg s TATUs : New s UbHoLDINg o F : sP E62 (Edward Jones) L oCATIoN : Us D EsCRIPTIoN : UIT FIRsT TRUsT sER 24 INTL CAP sTRENgTH PoRT Redemption sP UIT FRIsT TRUsT EQUITY INCoME PoRTFoLIo sER 54 MoNTHLY

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT alliance Resource Partners, l.P. -Common units Representin g limitedPartnership Interests ( aRlP)s 03/9/2017 03/9/2017 $15,001 - $50,000 F IlINg s TaTus : New JT alPs sector Dividend Do gs ETF(sDOg)

F IlINg s TaTus : New JT The Hershey Company ( HsY)