Transactions

Eaton Corporation plc

Delphi Automotive PLC

ranSactionS iD owner asset transaction type notification Date amount SP Expedia, Inc. (EXPE)

F IlINg s TaTus : New C oMMENTs : This asset was acquired by inheritanc e in 2016.JT oracle Corporation (oRCl)

ranSactionS iD owner asset transaction type notification Date amount JT apple Inc. (aaPl)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP DJIA LIRN IssUER RbC PART 111.30% sV 16,846.1 DUE 06/28/19

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : DJIA LIRN IssUER RbC PART 111.30% sV 16,846.1 DUE 06/28/19 sP INDU bUF CAP PART NTs CAP 66. 45%sV 17,900.10 DUE 12/27/19 bUF 30.00%

F ILINg s TATUs : New Filing ID #20006989 s UbHoLDINg o F : sP M81 (Merrill Lynch) sP R2000 ARN IssUER sEK CAP 13.83% sV 1,237.751 DUE 11/22/17

F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : R2000 ARN IssUER sEK CAP 13.83% sV 1,237.751 DUE 11/22/17 sP R2000 ARN IssUER sEK CAP 14.28% sV 1,217.325 DUE 09/29/17

ranSactionS iD owner asset transaction type notification Date amount Chevron Corporation (CVX)

F ILING S TATUS : New D ESCRIPTION : NEW YORK, N.Y. SER G G/O UNLIMITED B/E OID, COUPON 4.50%, DUE 08/01/2027,CUSIP 64966GF49 Filing ID #20007129 NEW YORK, N.Y. UNREF BAL FISCAL 2008 SUBSER C A G/O B/E AGM E 03/2/2017 04/19/2017 $1,001 - $15,000 F ILING S TATUS : New D ESCRIPTION : EXCHANGE OUT NEW YORK, N.Y. UNREF BAL FISCAL 2008 SUBSER C A G/O B/E AGM, CO UPON5.00&, DUE 10-01-2024, CUSIP 64966L7A3 PLEASANTGVILLE, N.Y. PUB IMPT G/O B/E OID

Raymond James Financial Rate/Coupon: 6.9 Matures: 03/15/2042

F ILING S TATuS : New S ubHoLDING o F : Morgan Stanley IRA - X141 Royce Value Trust, Inc. (RVT)

ranSactionS iD owner asset transaction type notification Date amount SP Allergan plc Ordinary Shares ( AGN)

Linear Technology Corporation

Analog Devices, Inc.

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce QSST Trust PowerShares QQQ Trust, Series 1 (QQQ)

F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account UbS Ag ETN (MLPI)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount 3M Company (MMM) P 03/23/2017 04/5/2017 $1,001 - $15,000 F IlINg s TATus : New Air Products and Chem icals, Inc. (APD)P 03/23/2017 04/5/2017 $1,001 - $15,000 F IlINg s TATus : New Almost Family Inc (AFAM)

ranSactionS iD owner asset transaction type notification Date amount UNIT AAM High 50 DIVIDEND STRATEgY 2016-4Q

F ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Smith Barney LLC IRAL oCATIoN : US D ESCRIPTIoN : Unit Investment Trust - Equity Trusts JT UNIT AAM HIgH 50 DIVIDEND STRATEgY 2016-4Q

F ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Smith Barney L LC Brokerage AccountL oCATIoN : US D ESCRIPTIoN : Unit Investment Trust - Equity Trusts JT UNIT AAM HIgH 50 DIVIDEND STRATEgY 2016-4Q

F ILING S TATUS : New D ESCRIPTION : NEW YORK, N.Y. CITY MUN WATER FIN AUTH WTR & SWR SYS REV 2ND GEN RSLTN SR FF2, COUPON 5.50%, DUE 06/15/2040, CUSIP 64972FA97 NEW YORK, N.Y. SER G G/O UNLTD B/E OID

ranSactionS iD owner asset transaction type notification Date amount SP alibaba group Holding l imitedamerican Depositary Sh ares eachrepresenting one Ordi nary share (BaBa)

F IlINg S TaTuS : New SP laboratory Corporation of amer icaHoldings (lH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Southwest airlines Company (LUV)

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : DC#2 DC snap Inc. Class a (sNaP) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley > UMa active assets acco untJT Snap Inc. Class a (SNaP)

TMO - Thermo Fisher Scientific Inc.

SPDR S&P Biotech ETF

PureFunds ISE Cyber Security ETF

iShares Transportation Average

FedEx Corporation

Analog Devices, Inc.

Allergan plc

Express Scripts Holding Company

Thermo Fisher Scientific Inc.

SPDR S&P Biotech ETF

FedEx Corporation

Analog Devices, Inc.

Allergan plc

Microchip Technology Incorporated

Conagra Brands, Inc.

General Electric Company

g fedcF IlINg s TaTus : New DC snap Inc. Class a (sNaP) [sT]

g fedcF IlINg s TaTus : New DC Chipotle Mexican grill, Inc. (CMg)[sT]

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > shares (ROsg) [sT] g fedcF IlINg s TaTus : New C OMMENTs : Entire asset sold 10/16/2017, sale did not me et reporting threshold & there were no reportable capitol gains.DC snap Inc. Class a (sNaP) [sT]

g fedcF IlINg s TaTus : New DC Caseys general stores, Inc. ( CasY)[sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT NXP Semiconductors N.V. (NXPI)

Roche Holding AG