Transactions

TATUS : New S UBHoLDING o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC Phillips 66 Partners LP Common Unitsrepresenting limited partner intere st inthe Partnership (PSXP) P 12/1/2016 12/2/2016 $1,001 - $15,000 F ILING S TATUS : New S UBHoLDING o F : Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > Goldman Sachs & Co. Brokerage Account D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPUT/XSP @ 209 EXP 03/17/2017 - CBoE MINI SPX INDEX S 12/7/2016 12/8/2016 $1,001 - $15,000 F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 217 EXP 02/03/2017 - CBoE MINI SPX INDEX

F ILINg S TATUS : New S UbHoLDINg o F : Rollover Aston Small Capitol

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust L oCATIoN : US D ESCRIPTIoN : AMg gW&K US Small Cap gro wthATSIX

ranSactionS iD owner asset transaction type notification Date amount SP PaREXEl Internation al Corporation(PRXl)

F IlINg S TaTuS : New SP Wal-Mart Stores, Inc. (WM T)

F ILINg S TATUS : New S UbHoLDINg o F : David P. Joyce Trust iShares Russell 2000 ETF (I WM)S 10/19/2016 12/7/2016 $1,001 - $15,000 iD owner asset transaction type notification Date amount F ILINg S TATUS : New S UbHoLDINg o F : DPJ & KAJ joint account iShares Russell 2000 ETF (I WM)

ranSactionS iD owner asset transaction type notification Date amount JT Dominion Resources, Inc. ( D)

ranSactionS iD owner asset transaction type notification Date amount Hancock Holding Company (HBHC) s 12/7/2016 12/7/2016 $15,001 - $50,000 F ILINg s TATUs : New Lot on East Holland st.

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT alliance Resource Partners, l.P. -Common units Representin g limitedPartnership Interests ( aRlP)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 united Technologi es Corporation (uTX)s 01/4/2017 01/4/2017 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Verizon Communications Inc. (VZ)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV) P 12/12/2016 01/7/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV) P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New iD owner asset transaction type notification Date amount S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV) P 12/12/2016 01/2/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apple Inc. (AAPl) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ares Capital Corporat ion - Closed EndFund (ARCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : bERKlEY MICH SCH DIST SCH blDg & SITE 5.000% blackRock Capital Investment Corporation (bKCC) P 12/12/2016 01/2/2017 $50,001 - $100,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock Capital Investment Corporation (bKCC) P 12/12/2016 01/8/2017 $50,001 - $100,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock Capital Investment Corporation (bKCC) P 12/12/2016 01/7/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock Capital Investment Corporation (bKCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock, Inc. (blK) P 12/12/2016 01/7/2016 $15,001 - $50,000 iD owner asset transaction type notification Date amount F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock, Inc. (blK) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock, Inc. (blK)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : buTlER CNTY OHIO SWR SYS REV RFDg 2.000% 12/01/20 CbRE group Inc Common Stock Class A (Cbg) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Celanese Corporation Celanese Corporation Series A (CE) P 12/12/2016 01/8/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Core laboratories N.V. (Clb) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Core laboratories N.V. (Clb)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust iD owner asset transaction type notification Date amount CVS Health Corporation ( CVS)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : FORT bEND TEX INDPT SCH DIST RFDg-SER A 3.000% Fortress Transportation and Infrastructure Investors llC CommonShares (FTAI) P 12/12/2016 01/2/2017 $50,001 - $100,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and P 12/12/2016 01/7/2017 $15,001 - $50,000 iD owner asset transaction type notification Date amount Infrastructure Investors llC CommonShares (FTAI) F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and Infrastructure Investors llC CommonShares (FTAI) P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and Infrastructure Investors llC CommonShares (FTAI)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : HAWAII ST RFDg-SER DT 5.000%211001 18 b/E 5.000% Home Depot, Inc. (HD) P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Howard Hughes Corporation (HHC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : KAlAMAZOO VAllEY MICH CMNTY COllEgE DIST iD owner asset transaction type notification Date amount lannett Co Inc (lCI) P 12/12/2016 01/7/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust lendingClub Corporation (lC) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust MARYSVIllE MICH Pub SCHS DIST RFDg-SER A 5.000%

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : SAINT JOHNS MICH Pub SCHS RFDg-SER A 4.000% Schlumberger N.V. (Slb) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Schlumberger N.V. (Slb)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Stericycle, Inc. (SRCl)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : SugAR lAND TEX RFDg 5.000% 02/15/18 b/E DTD Synchrony Financial (SYF) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Texas Instruments Incorporated (TXN)P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust iD owner asset transaction type notification Date amount The Madison Square gard en CompanyClass A Common Stock (MSg)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Thermo Fisher Scientific Inc (TMO)P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Thermo Fisher Scientific Inc (TMO)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; not held in an ESoP. S C ST PUB SVC AUTH FoR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-oBLIGS- SER B INS SR LIEN - MUNI BoND

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Received in exchange for SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEEiD owner asset transaction type notification Date amount CooPER MBIA BEo resulting from defea sement. As a result of this defe asement, Toucan Family LLC's ownership in S CST PUB SVC AUTH FoR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-oBLIGS-SER B INS SR LIEN - MUNI BoND is in the $50,001 - $100,000 range. S C ST PUB SVC AUTH FoR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG- oBLGS SER B INS BEo SR - MUNI BoND

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Received in exchange for SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEECooPER MBIA BEo resulting from defea sement. As a result of this defe asement, Toucan Family LLC's ownership in S CST PUB SVC AUTH FoR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG-oBLGS SER B INS BEo SR is in the $100,001 - $250,000 range. SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SAN TEECooPER MBIA BEo - MUNI BoND

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Distribution in exchange for S C ST PUB SVC AUTH FoR IS S D REV 5.0000% 01/01/18 JJ TD PR To12/21/10 UNREFUND BAL RFDG-oBLGS SER B INS BEo SR r esulting from defeasement. As a result of this defeasement,Toucan Family LLC's ownership in SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE CooPERMBIA BEo - MUNI BoND is zero. SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SAN TEECooPER MBIA BEo - MUNI BoND

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : MARYSVIllE MICH Pub SCHS DIST RFDg-SER A 5.000% Mastercard Incorporated (MA) P 12/12/2016 01/8/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Michigan St bldg Auth Rev Rfdg-FacsProg-Ser I P 12/12/2016 01/1/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : Michigan St bldg Auth Rev Rfdg-Facs Prog- Ser IMICHIgAN ST RFDg- ENVIRONMENTAl PROg-SER b

Washington State Federal Highway Grant Rate/Coupon: 5.0% Matures: 09/01/2019

Washington State Federal Highway Grant Rate/Coupon: 5.0% Matures: 09/01/2019

The Blackstone Group L.P.

Diageo plc

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount ISaHRES TLT JaN 6 120 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT ISHaRES TLT DEC 30 122 PUT

F IlINg s TaTus : New JT Marlin Business services Corp. (MRlN)

16 01/6/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLdINg o F : RHIRA Hess Corporation (HES) S 12/28/2016 01/6/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLdINg o F : RHIRA iShares Nasdaq Biotechnology Index Fund (IBB) S 12/28/2016 01/6/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLdINg o F : RHIRA Las Vegas Sands Corp. (LVS)S 12/28/2016 01/6/2017 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLdINg o F : RHIRA Novartis Ag (NVS) S 12/5/2016 01/6/2017 $100,001 - $250,000 F ILINg S TATUS : New S UBHoLdINg o F : Investment Account Perrigo Company plc ordinary Shares (PRgo) S 12/5/2017 01/6/2017 $250,001 - $500,000 F ILINg S TATUS : New S UBHoLdINg o F : Investment Account Qorvo, Inc. (QRVo) S 12/28/2016 01/6/2017 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLdINg o F : RHIRA Roche Holdings Ag Basel Americandepositary Shares (RHHBY) P 12/19/2016 01/4/2017 $100,001 - $250,000 F ILINg S TATUS : New S UBHoLdINg o F : LB Roche Holdings Ag Basel Americandepositary Shares (RHHBY)

ranSactionS iD owner asset transaction type notification Date amount SP general Dynamics Corporatio n (gD)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP IHS Inc. IHS Inc. Class A (IHS)

ranSactionS iD owner asset transaction type notification Date amount Thermo Fisher scientific Inc (TMO)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust D ESCRIPTION : NORTH SlOPE bORO AlASKA SER A 5.000% 06/30/19 b/E NXP Semiconductors N.V. (NXPI) P 12/12/2016 01/8/2017 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Roper Technologies, Inc. (ROP) P 12/12/2016 01/8/2017 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust SAINT JOHNS MICH Pub SCHS RFDg- SER A 4.000%

ranSactionS iD owner asset transaction type notification Date amount Netapp, Inc. (NTaP)

Valero Energy Corporation

Caterpillar Inc.

Under Armour, Inc.

UAA-Under Armour, Inc. Class A Comm

CenturyLink, Inc.

F IlINg s TaTus : New JT BP p.l.c. (BP)

Express Scripts Holding Company

Express Scripts Holding Company

Zimmer Biomet Holdings, Inc.