Transactions

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Markel Corporation (MKL)

F ILING S TATUS : New S UBHoLDING o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note GRAND LEDGE MICH PUB SCHS DIST Go 5% 05/01/23 - MUNI BoND P 11/7/2016 11/8/2016 $15,001 - $50,000 F ILING S TATUS : New S UBHoLDING o F : Irrevocable Trusts > David A. Trott 2010 Irrevocable Grantor Trust f/b/o Co urtney E. Trott (100% interest)NEW YoRK NY Go BDS 05.000% DUE 08/01/23 - MUNI BoND

F IlINg S TaTuS : New DC Frontier Communications Corporation(FTR)

F IlINg S TaTuS : New DC New gold Inc. (NgD)

F IlINg S TaTuS : New Filing ID #20006428 DC Stonegate Bank (SgBK)

F IlINg S TaTuS : New DC Stonegate Bank (SgBK)

Lamb Weston Holdings, Inc.

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT ISHaRES TLT DEC 2 123 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT ISHaRES TLT NoV 18 124 PUT

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Caseys General stores, Inc. ( CAsY)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 CVs Health Corporation ( CVs)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 JP Morgan Chase & Co. (JPM)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Nestle sA sponsored ADR representing Registered shares series b ( NsRGY)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 synchrony Financial (sYF)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Target Corporation (TGT)

ranSactionS iD owner asset transaction type notification Date amount Federal National Mortgage association (FNMa)

ranSactionS iD owner asset transaction type notification Date amount BNP PARIBAS LINKED To BASKET oFINDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/24/2018

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

ranSactionS iD owner asset transaction type notification Date amount ISHaRES TLT DEC 2 123 PUT

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT ISHaRES TLT NoV 18 124 PUT

ranSactionS iD owner asset transaction type notification Date amount JT Bear Stearns Co 5.550% Du e 01/22/17

F IlINg S TaTuS : New JT Morgan Stanley 4.750% Due 03/22/17

F IlINg S TaTuS : New JT New Mexico Mun Energy acqu isition0.00% Due 11/01/39

ranSactionS iD owner asset transaction type notification Date amount METROPOLITAN TRANSN AUTH NY REV UNREFUNDED SER B, 4.50%, DUE 11-15-2032

F ILING S TATUS : New D ESCRIPTION : REDEMPTION OF METROPOLITAN TRANSN AUTH NY REV UNREFUNDED SER B, 4.50%, DUE 11-25- 2032, CUSIP 59261ABT3 METROPOLITIAN TRANSN AUTH NYREV SER A, 5.00%, DUE 11-15-2035

MAINE STATE HSG AUTHORITY Rate/Coupon: 4.00% Matures: 11/15/2028

Gilead Sciences Inc.

McKesson Corporation

Alphabet Inc.

Abbott Laboratories

The Boeing Company

The Walt Disney Company

Starbucks Corporation

Unilever PLC

Johnson Controls International plc

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Alphabet Inc. - Cl ass C Capital Stock(gOOg)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP American Express Company (AXP)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountJT American Express Company (AXP)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountSP CVS Health Corporation ( CVS)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Johnson Controls Intern ational plcOrdinary Share (JCI)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney LLC IRASP NRg Yield, Inc. Class C (NYLD)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAJT Pepsico, Inc. (PEP)

F ILINg S TATUS : New Filing ID #20006242 S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountSP Walgreens Boots Alli ance, Inc. (WBA)

ranSactionS iD owner asset transaction type notification Date amount Analog Devices, Inc. (ADI)

F ILINg s TATUs : New Lloyds Banking group Plc Americ anDepositary shares (LYg)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Facebook, Inc. - Class A (FB)P 11/7/2016 11/11/2016 $1,001 - $15,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Kimberly-Clark Corporation ( KMB)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Verizon Communications Inc. (VZ)

ranSactionS iD owner asset transaction type notification Date amount iShares Silver Trust (SLV)

Nordstrom, Inc.

F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account First solar, Inc. (FsLR) P 10/3/2016 11/15/2016 $1,001 - $15,000 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account Petroleo Brasileiro s.a.- P etrobras(PBR) P 11/9/2016 11/16/2016 $1,001 - $15,000 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account Petroleo Brasileiro s.a.- P etrobras(PBR) P 11/7/2016 11/15/2016 $1,001 - $15,000 Filing ID #20006201 F ILINg s TaTUs : New s UBHoLDINg o F : Fidelity Investments Brokerage account Petroleo Brasileiro s.a.- P etrobras(PBR)