Transactions

F IlINg s TaTus : New JT alliance Resource Partners, l.P. -Common units Representin g limitedPartnership Interests ( aRlP)

Pfizer Inc.

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Apollo Investment Corporat ion - ClosedEnd Fund (AINV)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ares Capital Corporat ion - Closed EndFund (ARCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Ares Commercial Real Est ateCorporation (ACRE)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust blackRock Capital Investment Corporation (bKCC)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Fortress Transportation and Infrastructure Investors llC CommonShares (FTAI)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust New Residential Investment Corp. (NRZ)

F IlINg S TaTuS : New JT New Mexico Mun Energy acqu isition0.00% Due 11/01/39

F IlINg S TaTuS : New JT Wells Fargo & Co 4.6% Du e 04/01/21

F IlINg S TaTuS : New JT Wstn Wash univ 3.00% Educ univ Due 10/01/19

F IlINg s TaTus : New DC Johnson & Johnson (JNJ)

F IlINg s TaTus : New JT Pepsico, Inc. (PEP)

F IlINg s TaTus : New JT schwab International Equ ity ETF(sCHF)

F IlINg s TaTus : New JT schwab u.s. small-Cap ETF (sCHa)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Medtronic plc. ordinary shares (M DT)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Northrop Grumman Corporation (NoC)

F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : Sold 3,945.16 shares of MMHIX Quality Care Properties , Inc. (QCP)S 11/8/2016 11/30/2016 $1,001 - $15,000 F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : Sold 161 shares of QCP SPDR Gold Trust (GlD)

F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : bought 1000 shares of XlF VanEck Vectors Gold Miners ETF (GDX)

F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : Sold 2241 shares of GDX stock. VanEck Vectors Junior Gold Min ers ETF(GDXJ)

MDU Resources Group, Inc.

Amgen Inc.

FireEye, Inc.

SPDR S&P Semiconductor ETF

PureFunds ISE Cyber Security ETF

Intuitive Surgical, Inc.

WisdomTree Investments, Inc.

Thermo Fisher Scientific Inc.

iShares MSCI Emerging Markets

Thermo Fisher Scientific Inc.

SPDR S&P Semiconductor ETF

Intuitive Surgical, Inc.

WisdomTree Investments, Inc.

Vanguard FTSE Emerging Markets ETF

ranSactionS iD owner asset transaction type notification Date amount Mesabi Trust (MSB)

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT SPDR goLD TR goLD SHS gLD NoV 25 120 PUT

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Delphi Automotive plc ordinary shares(DLPH) P 12/7/2016 12/7/2016 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 EPAM systems, Inc. (EPAM)

ranSactionS iD owner asset transaction type notification Date amount JT SolarCity Corporation (SCTY)

ranSactionS iD owner asset transaction type notification Date amount SP Frontier Communications S 12/9/2016 12/11/2016 $1,001 - $15,000 F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : 8.25% interest 4/15/17 maturation date SP general Dynamics Corporatio n (gD)

ranSactionS iD owner asset transaction type notification Date amount arconic Inc. (aRNC) E 11/1/2016 12/6/2016 $1,001 - $15,000 F IlINg S TaTuS : New D ESCRIPTIoN : Stock dividend from alcoa, Inc. spin-off. Energy Transfer Partners, l.P. ENERgYTRaNSFER PaRNTERS (ETP) S 11/29/2016 12/6/2016 $15,001 - $50,000 F IlINg S TaTuS : New N.C. Capital Facilities Bonds - Duke university

F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : Purchased 500 shares of JNJ stock. JP Morgan Chase & Co. (JPM)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 210 EXP 02/17/2017 - CBoE MINI SPX INDEX

ranSactionS iD owner asset transaction type notification Date amount 2000023184 JT SolarCity Corporation (SCTY)

F ILING s TATus : New Filing ID #20006407 s ubHoLDING o F : Morgan stanley IRA - X142 EPAM systems, Inc. (EPAM)

F IlING S TaTuS : New S ubHolDING o F : Teri McCotter Rigell Irrevocable Trust D ESCRIPTIoN : bought 300 shares of ba stock. Johnson & Johnson (JNJ)

ranSactionS iD owner asset transaction type notification Date amount sP alphabet Inc. - Cl ass a (gOOgl)

F IlINg s TaTus : New sP apple Inc. (aaPl)

F ILING S TATUS : New S UBHoLDING o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PoRTLAND oRE SWR SYS REV REV 5% 06/15/23 JD RFDG - MUNI BoND

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Caseys General stores, Inc. ( CAsY)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CoreCivic, Inc. (CXW)