Transactions

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP MACY'S RETAIL HLDgS INC

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAFiling ID #20004653 D ESCRIPTION : Bond SP MONSANTO CO

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP MORgAN STANLEY

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP QuALCOMM Incorporated (QCOM)

ranSactionS iD owner asset transaction type notification Date amount SP Alphabet Inc. - Cl ass C Capital Stock(gOOg)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Amazon.com, Inc. (AMZN)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Apple Inc. (AAPL)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP CVS Health Corporation ( CVS)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountSP Home Depot, Inc. (HD)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountFiling ID #20005343 SP Johnson & Johnson (JNJ)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Microsoft Corporation (MSFT)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Time Warner Inc.

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountL OCATION : US D ESCRIPTION : Unit Investment Trust - Equity Trusts SP Wellpoint Inc.

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Huntington ba ncshares Incorporated(HbAN) P 03/9/2016 03/9/2016 $1,001 - $15,000 F ILING s TATus : New Filing ID #20004792 s ubHoLDING o F : Morgan stanley IRA - X142 old Republic Internation al Corporation(oRI)

ranSactionS iD owner asset transaction type notification Date amount JT Deckers Outdoor Corporation (DEC K)

F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estPUT/XSP @ 175 EXP 05/20/2016 - CboE MINI SPX INDEX

F ILINg S TATUS : New S UbHoLDINg o F : Toucan Family LLC Filing ID #20004674 L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP PUT/XSP @ 189 EXP 02/19/2016 - CboE MINI SPX INDEX

F ILINg S TaTUS : New L oCaTIoN : US D ESCRIPTIoN : Investment Days Ferry Productions LLC

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Ameriprise Financial, Inc. (AMP) S 01/28/2016 02/2/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP AT&T Inc. (T)

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Invesco Ltd (IVZ)

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Mattel, Inc. (MAT) S 02/26/2016 03/2/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Medtronic plc. Ordinary Shares (M DT)P 01/28/2016 02/3/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP MetLife, Inc. (MET) P 02/26/2016 03/2/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Microsoft Corporation (MSFT)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Devon Energy Corporation (DVN)

F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estEnterprise Products Partners L.P. (EPD)

F ILINg S TATUS : New S UbHoLDINg o F : Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP Targa Resources Partners LP CommonUnits Representing Limited Partnership Interests (NgLS)

F ILINg S TATUS : New D ESCRIPTIoN : Settlement of 2/17/16 acquisition of Targa R esources Partners LP (NgLS), a Publicly Traded Master LimitedPartnership Interest, by Targa Resources Corp. (TRgP). Targa Resources, Inc. (TRgP)

F ILINg S TATuS : New S uBHOLDINg O F : AXA Retirement Cornerstone 314052430 D ESCRIPTION : Annuity Rebalance SP AXA 2000 Managed Volatility Portfolio

F ILINg S TATuS : New S uBHOLDINg O F : AXA Retirement Cornerstone 314052430 D ESCRIPTION : Annuity Rebalance SP AXA 400 Managed Volatility Portfolio

F ILINg S TATuS : New S uBHOLDINg O F : AXA Retirement Cornerstone 314052430 D ESCRIPTION : Annuity Rebalance SP AXA 500 Managed Volatility Portfolio

F ILINg S TATuS : New S uBHOLDINg O F : AXA Retirement Cornerstone 314052430 D ESCRIPTION : Annuity Rebalance SP AXA International Managed Volatility Portfolio

F ILINg S TATuS : New S uBHOLDINg O F : AXA Retirement Cornerstone 314052430 D ESCRIPTION : Annuity Rebalance SP Intermediate government Bond Portfolio

ranSactionS iD owner asset transaction type notification Date amount sP Duke Energy Corporation ( DuK)P 02/5/2016 02/5/2016 $1,001 - $15,000 F IlINg s TaTus : New JT North Carolina C aP FaCs FIN aCY REVREF DuKE uNIV PROJ-B P 02/5/2016 02/5/2016 $1,001 - $15,000 F IlINg s TaTus : New Tucows Inc. (TCX)

F IlINg S TaTuS : New SP Microsoft Corporation (MSFT)

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond JT Unit AAM High 50 DIV 14-4Q

F ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountL OCATION : US D ESCRIPTION : Unit Investment Trust - Equity Trusts JT Unit AAM High 50 DIV 15-4Q

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 HCP, Inc. (HCP)

nd Deborah A MacArthur JT Astrazeneca PLC (AZN) P 02/22/2016 03/1/2016 $50,001 - $100,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Atos origin SA Unsponsored A DR(AEXAY) P 02/22/2016 03/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Banco Bilbao Vizcaya Argentaria S.A.(BBVA) P 02/22/2016 03/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT BancorpSouth, Inc. (BXS) S 02/1/2016 03/1/2016 $15,001 - $50,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Biogen Inc. (BIIB) S 02/2/2016 03/1/2016 $50,001 - $100,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Bloomin' Brands, Inc. (BLMN) S 02/1/2016 03/1/2016 $1,001 - $15,000 F ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT CDW LLC / CDW FIN CoRP 06.000% 081522

F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS guidewire Software, Inc. (gWRE)

F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Moody's Corporation (MCo) S 02/9/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Sally beauty Holdings , Inc. (SbH)S 02/4/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Steven Madden, Ltd. (SHoo) P 02/4/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Suncor Energy Inc. (SU) S 02/3/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : ToTaL SaLE oF SToCK The Priceline group Inc. (PCL N)

Facebook, Inc.

ranSactionS iD owner asset transaction type notification Date amount sP Northwest Natural gas Comp any(NWN)

F IlINg s TaTus : New JT Bank of america Corporat ion (BaC)

F IlINg s TaTus : New JT Boeing Company (Ba)

F IlINg s TaTus : New JT Intel Corporation (INTC)

F IlINg s TaTus : New JT Merck & Company, Inc. Common stock(MRK)

F IlINg s TaTus : New JT Pfizer, Inc. (PFE)

F IlINg S TaTuS : New JT First Solar, Inc. (FSlR)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 ITC Holdings Corp. (ITC)

Bank of America Corporation

Newell Rubbermaid Inc.

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT alliance Resource Partners, l.P. -Common units Representin g limitedPartnership Interests ( aRlP)P 02/8/2016 02/8/2016 $1,001 - $15,000 F IlINg s TaTus : New JT Duke Energy Corporation ( DuK)P 02/9/2016 02/9/2016 $15,001 - $50,000 F IlINg s TaTus : New JT Frontier Communications Corporation(FTR)