Transactions

F ILINg S TATUS : New S UbHOLDINg O F : James McDermott Sr IRA D ESCRIPTION : Repstg 1/25th PFD SerU Perpetpual FXD/VAR CPN 5.200% DTD 05/29/13 FC06/01/13 CALL 06/01/23@100.000 bank America Corp

F ILINg S TATUS : New S UbHOLDINg O F : James McDermott Sr IRA D ESCRIPTION : DEP SHS REPSTg 1/25th PFD SER X ERPTL FXD/VAR CPN 6.250% DTD 09/05/14 FC 03/05/15 CALL 09/05/24@100.000 CITIgROUP INC

F IlING S TaTuS : New D ESCRIPTIoN : Sold shares in the First Trust Sabri ent Forward looking Value Port Series 3F/R Equity Trust Fund.SP First Trust Ser FD Short Duration H ighIncome FD Cl I

The Goldman Sachs Group, Inc.

ONEOK Inc.

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17 SP R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 0 2/25/19P 02/23/2016 03/2/2016 $15,001 - $50,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19 SP R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 0 2/25/19P 02/25/2016 03/2/2016 $15,001 - $50,000 F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19 SP R2000 STEPUP ISSUER HSbC STEP 25.00% SV1,137.686 DUE 12/21/18

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : R2000 STEPUP ISSUER HSbC STEP 25.00% SV1,137.686 DUE 12/21/18 SP R2000 STEPUP ISSUER HSbC STEP 25.00% SV1,137.686 DUE 12/21/18

F IlINg S TaTuS : New JT Federal Home loan Banks .375% Due 06-24-16

F IlINg S TaTuS : New JT Mobileye N.V. Ordin ary Shares (MBlY)

F IlINg S TaTuS : New JT Verizon Communications Inc. 5.15% Due09-15-2016

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 EoG Resources, Inc. (EoG)

F ILINg S TATUS : New S UbHOLDINg O F : James McDermott Sr IRA D ESCRIPTION : 1/25th PERPETUAL NON CUML FXD/VAR CPN 5.950% DTD 10/29/12 FC07/30/13 CALL 01/30/23@100.000 FEDL NATL MTg ASSN S 02/10/2016 02/2/2016 $50,001 - $100,000 F ILINg S TATUS : New S UbHOLDINg O F : James McDermott Sr IRA D ESCRIPTION : REMIC SER 2013-30 CL SA MONTHLY 24 DAY DELAY VAR CPN 3.756%DUE 04/25/43 DTD 03/01/13 FC 04/25/13 gOVT NATL MTg ASSN

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) Filing ID #20004681 SP Precision Castparts Corporat ion (PCP)E 02/1/2016 02/3/2016 $1,001 - $15,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17

ranSactionS iD owner asset transaction type notification Date amount SP Amgen Inc. (AMgN)

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP Pfizer, Inc. (PFE)

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRASP Walt Disney Company (DIS)

F IlINg s TaTus : New JT MENlO PK CalIF CITY sCH DIsT REFOY

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRASP DISCOVER BANK

ranSactionS iD owner asset transaction type notification Date amount SP goldman Sachs group, Inc. (gS)

F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Kroger Company (KR) P 02/2/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Kroger Company (KR) P 02/3/2016 03/10/2016 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Mednax, Inc. (Md)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Energy Transfer Equity, L.P. EnergyTransfer Equity, L.P. Common Unitsrepresenting Limited Partnership interests (ETE) S 02/8/2016 02/9/2016 $15,001 - $50,000 F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estEnergy Transfer Partners, L.P. ENERgYTRANSFER PARNTERS (ETP)

F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estEnterprise Products Partners L.P. (EPD)P 02/2/2016 02/3/2016 $50,001 - $100,000 F ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estMPLX LP Common Units Represen tingLimited Partner Interests (MPLX)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount sP alphabet Inc. - Cl ass a (gOOgl)P 02/4/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP alphabet Inc. - Cl ass a (gOOgl)P 02/8/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP amazon.com, Inc. (aMZN) P 02/8/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP Biogen Inc. (BIIB) P 02/4/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP Eli lilly and Company (llY) P 02/4/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP liberty Broadband Corporat ion - Class C(lBRDK)

F IlINg s TaTus : New sP liberty Media Corporat ion - series C(lMCK) s 02/9/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP PayPal Holdings, Inc. (PYPl) P 02/9/2016 02/29/2016 $1,001 - $15,000 F IlINg s TaTus : New sP The Madison square gard en CompanyClass a Common stock (Msg) P 02/8/2016 02/29/2016 $1,001 - $15,000 Filing ID #20004722 F IlINg s TaTus : New sP Walgreens Boots alli ance, Inc. (WBa)

F IlINg s TaTus : New sP Walt Disney Company (DIs)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount sP liberty Broadband Corporat ion -Class a (lBRDa) P 07/1/2014 07/1/2014 $1,001 - $15,000 F IlINg s TaTus : New sP liberty Broadband Corporat ion -Class C (lBRDK) P 07/1/2014 07/1/2014 $1,001 - $15,000 F IlINg s TaTus : New 2000016083 sP liberty Broadband Corporat ion -Class C (lBRDK)

MAINE ST HSG AUTH M Rate/Coupon: 3.45% Matures: 11/15/2017

Nassau Cnty NY Swr & Storm Wtr Fin Auth Rate/Coupon: 5 Matures: 11/01/17

Port Auth NY & NJ consolidated Bds Rate/Coupon: 5 Matures: 12/01/18

Schenectady Cnty NY Var Purp Bds Rate/Coupon: 4 Matures: 12/15/18

Erie Cnty NY Indl Dev Agy Sch Fac Rev Rate/Coupon: 5 Matures: 5/1/2017

F IlINg S TaTuS : New JT SunEdison, Inc. (SuNE)

F IlING S TaTuS : New D ESCRIPTIoN : Sold Shares of First Trust Ser FD Short Duration High Income FD Cl ISP SPDR Gold Trust (GlD)

F ILINg S TATUS : New D ESCRIPTIoN : Settlement of 2/17/16 acquisition of Targa R esources Partners LP (NgLS), a Publicly Traded Master LimitedPartnership Interest, by Targa Resources Corp. (TRgP). Targa Resources, Inc. (TRgP)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount JT Crimson Wine group Ltd. ( CWgL)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT Leucadia National Corporation (LUK)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT PowerShares QQQ Trust, Series 1 (QQQ)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT SPdR S&P dividend ETF (SdY)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT Vanguard High dividend Yield ETF - dNQ (VYM)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT Vanguard Intermed iate-Term CorporateBond ETF (VCIT)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT Vanguard Mega Cap growth ETF (MgK)

F ILINg S TaTUS : New Filing Id #20004642 S UBHoLdINg o F : american Enterprise 9039 JT Vanguard Mid-Cap ETF - dNQ (Vo)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 7802 JT Vanguard Short-Term Corporate Bo ndETF (VCSH)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 7802 JT Vanguard Small-Cap ETF - dNQ (VB)

F ILINg S TaTUS : New S UBHoLdINg o F : american Enterprise 9039 JT Vanguard Total International Stock ETF (VXUS)

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP BuRLINgTON NORTHERN SANTA FE LLC

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP EBAY INC

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP FEDEX CORP.

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAD ESCRIPTION : Bond SP Honeywell International Inc. (HON)

F ILINg S TATuS : New S uBHOLDINg O F : Morgan Stanley Smith Barney LLC IRASP HOSPITALITY PROP TRuST