Transactions

F ILING s TATUs : New s UBHoLDING o F : Charles schwab #5-14 sP American Financi al Group, Inc. (AFG)

F ILING s TATUs : New s UBHoLDING o F : Charles schwab #5-14 sP GAIN Capital Holdings, Inc. (GCAP)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Amerisourcebergen Corporation (Ab C)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Danone Sponsored ADR (DANOY) S 10/6/2015 11/6/2015 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Denton Tex Rfdg Impt P 11/8/2015 12/8/2015 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Devon Energy Corporation (DVN)S 10/9/2015 11/9/2015 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Dollar general Corporation (Dg)

F S : New S O : CRT - Standard Unit Trust D : Account Closing Delta Air Lines, Inc. Common Stock (DAL)

F S : New S O : CRT - Standard Unit Trust D : Account Closing Danaher Corporation Common Stock (DHR)

ranSactionS iD owner asset transaction type notification Date amount access Midstream Partners, l.P.Common units Representin g limitedPartner Interests (aCMP) E 02/2/2015 02/2/2015 $1,001 - $15,000 F IlINg s TaTus : New D EsCRIPTIoN : Merged into Williams Partners, lP (WPZ) on Februar y 2, 2015.Regency Energy Partners lP Commonunits Representing limited Partner Interests (RgP)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust South Carolina St Pub Svc Auth P 12/4/2015 01/4/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Southern Company (SO) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Stanley black & Decker, Inc. (SWK)

ranSactionS iD owner asset transaction type notification Date amount sP American Financi al Group, Inc. (AFG)

F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial 7802 JT PowerShares Buyback Achievers (PKW) P 01/8/2015 01/8/2015 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial 7802 PowerShares Buyback Achievers (PKW) P 01/8/2015 01/8/2015 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 3851 SPdR dow Jones Industrial AverageETF (dIA) P 09/1/2015 09/1/2015 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 3851 SP SPdR dow Jones Industrial AverageETF (dIA) P 09/1/2015 09/1/2015 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 5494 iD owner asset transaction type notification Date amount JT SPdR S&P dividend ETF (SdY)

F ILING s TATUs : New s UBHoLDING o F : Charles schwab #5-14 sP GAIN Capital Holdings, Inc. (GCAP)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Honeywell International Inc. (HON) P 01/9/2015 02/9/2015 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Honeywell International Inc. (HON)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust united Technologi es Corporation (uTX)P 09/1/2016 10/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 united Technologi es Corporation (uTX)P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 united Technologi es Corporation (uTX)P 11/2/2016 12/2/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 unitedHealth group Incorporated Common Stock (uNH) P 06/2/2016 07/2/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust unitedHealth group Incorporated Common Stock (uNH)

F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Sysco Corporation (SYY) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Sysco Corporation (SYY) P 11/2/2016 12/2/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Target Corporation (TgT) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 TE Connectivity ltd. New SwitzerlandRegistered Shares (TEl)

ranSactionS iD owner asset transaction type notification Date amount 2000008765 sP oppenheimer GLoBaL (oGLYX)

F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 3851 JT iShares Morningstar Mult i-Asset IncomeETF (IYLd)

F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial 7802 LMP Capital and Income Fund Inc. (SCd) S 08/5/2015 08/5/2015 $15,001 - $50,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 3851 SP LMP Capital and Income Fund Inc. (SCd) S 08/5/2015 08/5/2015 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial IRA 5494 JT Oppenheimer Large C ap Revenue ETF(RWL) P 06/3/2015 06/3/2015 $1,001 - $15,000 F ILINg S TATUS : New S UBHOLdINg O F : Ameriprise Financial 9039 JT Oppenheimer Ultra dividend Revenue ETF (RdIV)

Industrial Select Sector SPDR ETF

The Hershey Company (NYSE)

MDU Resources Group Inc. (NYSE)

Permanent Portfolio (NASDAQ)

ranSactionS iD owner asset transaction type notification Date amount Axis Capital Holdings limited (AXs)

F IlINg s TATus : New E*TRADE Financial Corporat ion (ETFC)

F IlINg s TATus : New McDonald's Corporation (MC D)

F IlINg s TATus : New Microsoft Corporation (MsFT)

F IlINg s TATus : New Praxair, Inc. (PX)

F IlINg s TATus : New Target Corporation (TgT)

Rochester NH Rate/Coupon: 3.000 Matures: 03/01/2021

F ILING s TATus : New s uBHoLDING o F : TIAA-CREF Retirement Annuity - TIAA Real Estate D EsCRIPTIoN : Redistribution transfer of TIAA-CREF Large-Cap Val ue Index Fund-Institutional Class (TILVX)sP TIAA-CREF Lifecycle 204 0 Fund(TCoIX)

F ILING s TATus : New s uBHoLDING o F : TIAA-CREF Retirement Annuity - TIAA Real Estate D EsCRIPTIoN : Redistribution transfer of TIAA-CREF small-Cap Blen d Index Fund - Institutional Class (TIsBX)sP TIAA-CREF small-Cap Blend IndexFund - Institutional Class (TIsBX)

Kimberly-Clark Corporation (NYSE)

Kimberly-Clark Corporation (NYSE)

Halliburton Company (NYSE)

Halliburton Company (NYSE)

Halliburton Company (NYSE)

Halliburton Company (NYSE)

American Express Company (NYSE)

American Express Company (NYSE)

American Express Company (NYSE)

American Express Company (NYSE)

American Express Company (NYSE)

Acuity Brands, Inc. (NYSE)

3M Company (NYSE)

F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Royal Dutch shell PLC Royal Du tchshell American Deposit ary shares(RDs.A) P 02/3/2015 02/6/2015 $1,001 - $15,000 F ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP sP500 CLIRN Issuer RPC Cap 12 .02%

Billings MT Rate/Coupon: 3.000 Matures: 07/01/2021

rox Company (ClX) P 11/2/2016 12/2/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Clorox Company (ClX) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Clorox Company (ClX) P 09/1/2016 10/1/2016 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Colgate-Palmolive Company (Cl) P 06/1/2016 07/1/2016 $1,001 - $15,000 F IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount S ubHOlDINg O F : Patrick J Rooney Sr Family Crummey Trust 2003 Collier Casty Fl Sch brd CTFS Partn Rfdg P 12/4/2015 01/4/2016 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Coloma Mich Cmnty Sch D ist Sch bldgP 12/2/2015 01/2/2016 $50,001 - $100,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Comcast Corporation - Cl ass A (CMCSA)

ranSactionS iD owner asset transaction type notification Date amount Procter & gamble Company (Pg)

W.L. Gore & Associates Inc. Company: W.L. Gore & Associates Inc.  (Newark, DE) Description: Manufacturing

SPDR S&P 500 ETF

iShares Russell 1000 Value