Transactions

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Becton, Dickinson and Company (BDX) [ST] S 10/30/2019 11/07/2019 $509.87 g fedcbF IlINg S TaTuS : New CME group Inc. - Class a (CME) [ST] S 09/11/2019 10/07/2019 $405.92 g fedcbF IlINg S TaTuS : New CVS Health Corporation ( CVS)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Short Cover Purchase. 2000081094 Tabula Rasa HealthCare, Inc. (TRHC)

g fedcF IlINg S TATuS : Amended D ESCRIPTION : Short Cover Purchase. Capital gains Exceed $200. Tabula Rasa HealthCare, Inc. (TRHC)

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short Tabula Rasa HealthCare, Inc. (TRHC)

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short. Represents two separate transactions closin g the position both occurring on the samedate. Tabula Rasa HealthCare, Inc. (TRHC)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Name change to Healthpeak PPTYs Inc. Part of my spouse's retirem ent portfolio.sP Healthpeak Properties, Inc. (PEaK) [sT]

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : Morgan Stanley CVS Health Corporation ( CVS)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Elanco Animal Health Inc

g fedcF IlINg S TATuS : New Castlight Health, Inc. Class B (CSlT)

g fedcF IlINg S TATuS : New Castlight Health, Inc. Class B (CSlT)

g fedcF IlINg S TATuS : Amended Castlight Health, Inc. Class B (CSlT)

g fedcF IlINg S TATuS : New Castlight Health, Inc. Class B (CSlT)

Surgical Information Sciences Company: Surgical Information Sciences  (Alpharetta, CA) Description: Health Management Systems

g fedcF IlINg S TATuS : New Castlight Health, Inc. Class B (CSlT)

g fedcF IlINg S TATuS : New Castlight Health, Inc. Class B (CSlT)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > allscripts Healthcare Solutions, Inc. - common stock (MDRX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Muni cipal BondsD ESCRIPTIoN : 2.8% interest, maturity date 2/17/21 SP Elanco Animal Health

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT PRa Health Sciences, I nc. (PRaH)

g fedcF ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA SP unitedHealth group Incorporated Common Stock (uNH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT UnitedHealth Group Incorporated Common Stock (UNH)

CVS Health Corporation

CVS Health Corporation

g fedcF IlINg s TaTus : New unitedHealth group Incorporated Common stock (uNH) [sT]

g fedcbF ILINg S TATuS : New S ubHOLdINg O F : John Marshall Collins Rollover IRA SP unitedHealth group Incorporated Common Stock (uNH)

g fedcF IlINg s TaTus : New unitedHealth group Incorporated Common stock (uNH) [sT]

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Change Healthcare Inc. (CHNg)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Elanco animal Health Incorporated (ELaN)

CVS Health Corporation

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Elanco Animal Health Incorporated (ELAN)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Ares Capital Corporat ion - ClosedEnd Fund (ARCC) [ST] S (partial) 08/27/2019 08/31/2019 $539.47 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Be neficiary IRASP Autodesk, Inc. (AdSK) [ST] S 08/22/2019 08/29/2019 $725.59 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Be neficiary IRASP Berkshire Hathaway Inc. New (BRK.B) [ST] S (partial) 08/16/2019 08/29/2019 $997.95 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Be neficiary IRASP BioMarin Pharmaceutical Inc. (BMRN) [ST] S 08/15/2019 08/29/2019 $506.27 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Be neficiary IRASP BioMarin Pharmaceutical Inc. (BMRN) [ST] S (partial) 08/14/2019 08/29/2019 $217.10 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Be neficiary IRASP Elanco Animal Health Incorporated (ELAN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Syneos Health, Inc. - Class a (SYNH)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings UnitedHealth Group Incorporated Common Stock (UNH)

g fedcF IlINg s TaTus : New CVs Health Corporation ( CVs)[sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Encompass Health Corporation (EHC)

BROOKHAVEN GA DEV AUTH REV BDS CHILDRENS HLTHCARE OF ATLANTA 2019 A Rate/Coupon: 3.00% Matures: 07/01/2046

g fedcF IlINg s TaTus : New JT North Carolina Med Care Commn Health Car [gs]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Change Healthcare Inc. (CHNg)

CVS Health Corporation

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Change Healthcare Inc. (CHNg)

g fedcF ILINg S TaTUS : New S UBHoLdINg o F : Spouse Brokerage account SP UnitedHealth group Incorporated Common Stock (UNH)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Change Healthcare Inc. (CHNg)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Change Healthcare Inc. (CHNg)

g fedcF IlINg S TaTuS : New D ESCRIPTIoN : Sale of 42 shares North Carolina Health Care Facilities Bonds - Novant [gS]

g fedciD owner asset transaction type notification Date amount cap. gains > Incorporated (HR) [ST] g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Healthcare Services group, Inc. (HCSg)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Radius Health, Inc. (RDUS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) UnitedHealth group Incorporated Common Stock (UNH)

g fedcF IlINg s TaTus : New s ubHolDINg o F : - Trust 1 Cardinal Health, Inc. (CaH) [sT]

g fedcF IlINg s TaTus : New CVs Health Corporation ( CVs)[sT]

g fedcF IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP Teladoc Health, Inc. (TDOC)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > CVs Health Corporation ( CVs)[sT]