Transactions

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account SP iShares U.S. Medical De vices ETF

Nintendo Co Ltd ADR

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account SP Pimco Investments Income Inst'l

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : PIMIX SP Pimco Municipal Bond Fund -PMUPX

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : PMUPX SP Rivernorth Funds Doubleline Strategic Income

L OCATION : US D ESCRIPTION : RNSIX SP SPDR Blackstone gSO Senior Loan ETF

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account D ESCRIPTION : Reported on FD as "SSgA Active" SP Vanguard Div Appreciation ETF (VIg)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account SP Vanguard Total Stock Market ETF

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account SP WCM Focused Int'l growth

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : WCMIX SP WisdomTree CBOE S&P 500 PutWrite Strategy Fund (PUT W)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account SP WisdomTree Emerging Markets Ex-State Owned Enterprises Fund

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Alphabet Inc. - Cl ass A (gOOgl)

AMAZON COM INC

Atlassian Corp

HA Sustainable Infrastructure Capital, Inc.

MICROSOFT CORP

g fedcF IlINg S TATuS : New JT glaxoSmithKline PlC (gSK)

g fedcF IlINg S TATuS : New SP lynett Capital Partners II lP

g fedcbF IlINg S TATuS : New OraSure Technologies, Inc. (OSuR)

Federal Farm Credit Bank 3133EMBH4 Rate/Coupon: 0.530% Matures: 09/29/2025

Terreno Realty Corp

BLF FedFund TDDXX

ESTEE LAUDER COMPANIES INC

ROPER TECHNOLOGIES INC

g fedcbF IlINg S TATuS : New JT New York NY go BDS Ser. Fiscal 2008J 5.00% Due 08/01/26 [gS]

AMGEN INC

g fedcbF IlINg S TATuS : New OraSure Technologies, Inc. (OSuR)

g fedcF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings Filing Id #20017632 Ceridian HCM Holding Inc. (CdAY)

COSTAR GROUP, INC.

g fedcF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings PLACER CA UN HIGH SCHOOL dIST

Merck & Co., Inc.

PFIZER INC

Aptiv PLC

CARMAX INC

EQUIFAX INC

Bank of New York Brokerage account 340 JT FLIR Systems, Inc.

Lumentum Holdings Inc.

Vertiv Holdings Co

g fedcbF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Sunrun Inc. (RuN) [ST] S (partial) 10/06/2020 10/13/2020 $800.43 g fedcbF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Sunrun Inc. (RuN)

g fedcbF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Sunrun Inc. (RuN)

COSTCO WHOLESALE CORP /NEW

Yext, Inc.

g fedcbF ILING S TATUS : New S UbHOLdING O F : 150 Main Street Trust > U.S. Trust Holdings Td Ameritrade Holding Corporation (AMTd)

CHEVRON CORP

CHEVRON CORP

g fedcF ILINg S TATUS : New S UbHOLdINg O F : WF 25 (Wells Fargo Financial) Noble Energy Inc. (NbL)

g fedcF ILINg S TATUS : New S UbHOLdINg O F : WF 25 (Wells Fargo Financial) d ESCRIPTION : Merger with CVX Noble Energy Inc. (NbL)

g fedcF ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Selec t UMA Account # 1JT Yandex N.V. - Class A Ordinary Shares (YNdX)

Workhorse Group Inc.

NIO Inc.