Transactions

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 JPMoRgaN CHaSE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MaT SER CC CPN 4.625% dUE 12/31/49 [oT]

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : SP E62 (Edward Jones) ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > L oCaTIoN : US d ESCRIPTIoN : UIT INVESCo UNIT TRS CENT EQUITY TR dIVERSFEd SER 2016- Redemption Vanguard div appreciation ETF (VIg)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) Vanguard div appreciation ETF (VIg)

g fedcF IlINg s TaTus : New JT One liberty Properties, I nc. (OlP)[sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Merck & Company, Inc. Common stock (MRK) [sT]

g fedcbF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT ConAgra Brands, Inc. (CAg)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Lamb Weston Holdings, Inc. (LW)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : DSL Living Trust > Bank of New York Brokerage Account 340 JT Reynolds Consumer Products Inc. (REYN)

g fedcF IlINg s TaTus : New Chubb limited (CB) [sT]

g fedcF IlINg s TaTus : New Va st Pub sch auth sch Technology & sec NTs ser V 5.0%; Due 04/15/20 [gs]

g fedcF IlINg S TATUS : New S UBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'll oCATIoN : US D ESCRIPTIoN : ENgIY - Engie Spon Adr Imperial Brands PlC ( IMBBY)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account LendingTree, Inc. (TREE)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account International Paper Company (IP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account general Motors Company (gM)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Ford Motor Company (F)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Dana Incorporated (DAN)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Corning Incorporated (gLW)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Caterpillar, Inc. (CAT)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > ACKSON MICH lTD TAX GO CAP IMPT BDS 2018 5.000% 06/ 01/31B/E DTD 06/28/18 ClB ClB 06/01/26 @100.000 BAM

g fedcF IlINg S TATUS : New D ESCRIPTIoN : HENDERSoN CoUNTY, NC JACKSoN MICH lTD TAX go CAP IMPT BDS 2018 5.000% 06/01/31 B/E DTD

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT boston Scientific Corporation (bSX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Rio Tinto Plc (RIo)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Roche Holdings aG basel american depositary Shares (RHHbY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Schneider Electric SE Unsponsored adR (SbGSY)

g fedcF IlINg s TATus : New Pluralsight, Inc. - Class A (Ps)[sT]

g fedcF ILING S TATUS : New S UbHOLDING O F : TD WATERHOUSE CLEARING U.S. Global Jets ETF (JETS)

g fedcF IlINg S TATUS : New S UBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lENgIY - Engie Spon Adr

g fedcF IlINg S TATUS : New S UBHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA Int'lRoche Holdings Ag Basel AmericanDepositary Shares (RHHBY)

New York NY City Transitional Fin Auth Rev Sub-future Tax Ser B Rate/Coupon: 5.0% Matures: 02/01/2022

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT apple Inc. (aaPl) [sT]

g fedcF IlINg s TaTus : New JT Duke Energy Corporation ( DuK)[sT]

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : SP E62 (Edward Jones) SP darden Restaurants, Inc. (dRI)

g fedcF IlINg s TaTus : New JT CVR Energy Inc. (CVI) [sT]

g fedcF IlINg s TaTus : New JT glaxosmithKline PlC (gsK) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT arista Networks, Inc. (aNET)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Chugai Pharmaceutical Ltd Unsponsored adR (CHGCY)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Komatsu Ltd ord american depositary Shares (KMTUY)

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Linde plc ordinary Share (LIN)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Rio Tinto Plc (RIo)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Royal dutch Shell PLC Royal du tchShell PLC american depos itaryShares (RdS.b)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Schlumberger N.V. (SLb)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP ProShares Short S&P500 (SH)

g fedcF IlINg S TATuS : New S uBHolDINg o F : IRA's > IRA- Spouse Carrier global Corporation (CARR)

g fedcF IlINg S TATuS : New otis Worldwide Corporation (oTIS)

g fedcF IlINg S TATuS : New Raytheon Technologies Corporation (RTX)

g fedcF IlINg S TaTuS : New SP Metropolitan Water District S CWTR util [gS]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Laredo TX Wtrwrks SWR 5% 03/01/29 [gS]

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F ILINg S TATuS : New D ESCRIPTION : Call option, $204; Exp. 4/17/20 SPDR Dow Jones Industrial Average ETF (DIA)