Transactions

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $140; Expires 09/18/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $135; Expires 06/19/2020 JT Microsoft Corporation (MSFT) [oP]

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $260, Exp. 04/03/2020 sPDR Dow Jones Industrial average ETF (DIa)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Booz allen Hamilton Holding Corporation (BaH)

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT Evoqua Water Technolo gies Corp.(aQUa)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT RealPage, Inc. (RP)

g fedcbF ILING S TaTUS : New S UbHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPExxon Mobil Corporation (XoM)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP Intel Corporation (INTC) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio sP sch Treas obligation MMF Investor shares [gs]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : Full redemption of us Treas ury bond. Part of my spouse's retirement portfolio.sP us Treasury Bill2ou s T Due 05/07/20 [gs]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings broadridge Financial Solutions, Inc. (bR)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Intuit Inc. (INTU)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Ingersoll Rand Inc. (IR) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Woodward, Inc. (WWD) [sT]

g fedcF ILING S TATUS : New S UBHoLdING o F : Morgan Stanley - Traditional Inherited IRA JT Apple Inc. (AAPL)

g fedcbF ILINg s TaTus : New D EsCRIPTION : Call Option, $250, Exp. 04/17/2020 sPDR Dow Jones Industrial average ETF (DIa) [sT]

g fedcF ILINg S TATuS : New D ESCRIPTION : Call option, $240; Exp. 4/17/20 SPDR Dow Jones Industrial Average ETF (DIA)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Boeing Company (BA)

g fedcF IlINg S TaTuS : New D ESCRIPTION : Preferred security booking Holdings Inc. (bKNg)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 Comcast Corporation - Cl ass a(CmCSa)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 Eaton Corporation, PlC Ordinary Shares (ETN)

g fedcF IlINg S TaTuS : New Filing ID #20016369 S ubHOlDINg O F : - Trust 1 First Citizens bancshare PFD

g fedcF IlINg S TaTuS : New D ESCRIPTION : Received shares of Ingersoll R and, Inc. in exchange for Ingersoll-Rand plc as a result of spin-off.C OmmENTS : On 3/4/2020 Ingersoll-Rand plc changed it's name to Trane Technologies (TT). Koninklijke Philips N.V. NY Registry Shares (PHg)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 Northern Trust Corporation (NTRS)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : - Trust 1 PPg Industries, Inc. (PPg)

Essential Utilities, Inc.

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP HP Inc. (HPQ) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Part of my spouse's retirement portfolio. sP sch Treas obligation MMF Investor shares [gs]

g fedcF IlINg s TaTus : New Filing ID #20016299 amazon.com, Inc. (aMZN) [sT]

g fedcF IlINg s TaTus : New atlassian Corporat ion Plc - Class aOrdinary shares (TEaM) [sT]

g fedcF IlINg s TaTus : New Hannon armstrong sustainable Infrastructure Capital, Inc. (HasI)[sT]

g fedcF IlINg s TaTus : New Zoom Video Communications, Inc. - Class a (ZM) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 ConocoPhillips (CoP) [sT]

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Watsco, Inc. (Wso) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Wells Fargo & Company (WFC) [sT]

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $250, Exp. 04/17/2020 sPDR Dow Jones Industrial average ETF (DIa)

g fedcbF ILINg S TATuS : New Invesco QQQ Trust, Series 1 (QQQ)

g fedcbF ILINg S TATuS : New D ESCRIPTION : Put option, $270; Exp. 4/3/20 SPDR Dow Jones Industrial Average ETF (DIA)

g fedcF ILINg S TATuS : Deleted 2000062542 SPDR Dow Jones Industrial Average ETF (DIA)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Alphabet Inc. - Class C Capital Stock (goog)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Alphabet Inc. - Class C Capital Stock (gOOg)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP T-Mobile uS, Inc. (TMuS)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Apple Inc. (AAPL)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : JP Morgan Investment Account L OCATION : US D ESCRIPTION : Structured Note 10/30/2019 SP Kontoor brands, Inc. (KTb)

Wells Fargo & Company

INGERSOLL RAND PLC SHARES (Exchanged) TRANE TECHNOLOGIES PLC (Received)

INGERSOLL RAND PLC SHS (Exchanged) TRANE TECHNOLOGIES PLC (Received)

F S : New S O : Merrill Lynch- Advisor Discretion Account 2000084558 iShares TIPS Bond ETF (TIP)

Buffalo NY BD Antic NTS 2019 LT Rate/Coupon: 3.0% Matures: 04/29/2020

New York NY GO BDS Ser 2011 B Rate/Coupon: 5.0% Matures: 08/01/2020