Transactions

g fedcF ILINg s TaTus : New HuYa Inc. american depos itaryshares, each representing one Class a ordinary share (HuYa) [sT]

g fedcbF ILING S TaTUS : New iD owner asset transaction type notification Date amount cap. gains > S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Sarepta Therapeutics, I nc. (SRPT)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP ProShares Short S&P500 (SH)

Metropolitan Transn Auth NY Rev Bds Ser C Rate/Coupon: 5.0% Matures: 11/15/2020

Suffolk Cnty NY Rev Antic Nts 2019 Rate/Coupon: 2.0% Matures: 03/20/2020

g fedcF IlINg S TATuS : New D ESCRIPTION : Covered Short BellRing Brands, Inc. Class A (BRBR)

g fedcID Owner Asset Transaction Type Notification Date Amount Cap. Gains > (VIOT) [ST] F IlINg S TATuS : New D ESCRIPTION : Covered Short. Represents three separate tran sactions closing the short position all occurring on thesame date. Zuora, Inc. Class A (ZuO)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 ubiquiti Inc. (uI) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings d ESCRIPTIoN : Shares of Cimpress NV exchange d for shares of Cimpress PLC in nontaxable exchangeCohen & Steers Inc (CNS)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Pebblebrook Hotel Trust Common Shares of beneficial Interest (PEb)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Ryman Hospitality Propert ies, Inc.(RHP)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Veracyte, Inc. (VCYT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Wd-40 Company (WdFC)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Wright Medical Group N.V. -ordinary Shares (WMGI)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US D ESCRIPTIoN : baNK NoVa SCoTIa b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN0.000% DUE 11/30/20 [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) SP Invesco Ltd (IVZ)

g fedcF ILINg s TaTus : New D EsCRIPTIoN : Reinvest shares PPg Industries, Inc. (PPg) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP bancorpSouth bank (bXS)

g fedcbF ILINg S TATuS : New S ubHOLDINg O F : Leah O Dunn IRA bancorpSouth bank (bXS)

g fedcbF ILINg S TATuS : New S ubHOLDINg O F : The Neal Patrick Dunn Irrevocable Trust uad 1/19/2012 bancorpSouth bank (bXS)

g fedcbF ILINg S TATuS : New S ubHOLDINg O F : Raymond James IRA #1 bancorpSouth bank (bXS)

g fedcF IlINg s TaTus : New Filing ID #20013879 DC YETI Holdings, Inc. (YETI) [sT]

g fedcbF IlINg S TaTuS : New Colgate-Palmolive Company (Cl)

g fedcbF IlINg S TaTuS : New QualCOMM Incorporated (QCOM) [ST] S 12/23/2019 01/03/2020 $443.07 g fedcbF IlINg S TaTuS : New QualCOMM Incorporated (QCOM) [ST] S 12/27/2019 01/03/2020 $442.93 g fedcbF IlINg S TaTuS : New QualCOMM Incorporated (QCOM) [ST] S 12/30/2019 01/03/2020 $614.71 g fedcbF IlINg S TaTuS : New Regeneron Pharmaceutic als, Inc.(REgN)

g fedcF IlINg S TaTuS : New Schlumberger N.V. (SlB)

g fedcbF IlINg S TaTuS : New SEI Investments Company (SEIC)

g fedcF ILING S TATUS : New S UBHoLdING o F : CHARLES SWABB ACCoUNT BP p.l.c. (BP)

g fedcbF ILING S TATUS : New S UBHoLdING o F : MERRILL LYNCH - IRA dow Inc. (doW)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Crowdstrike Holdings, I nc. - Classa (CRWD) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Waste Connections, Inc. Common Shares (WCN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Waste Connections, Inc. Common Shares (WCN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT bioMarin Pharmaceutical Inc. (bMRN)

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT SToRE Capital Corporation (SToR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Americold Realty Trust Common Shares (COLD)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > DC AbbVie Inc. (ABBV)

g fedcF IlINg S TATuS : New S uBHOlDINg O F : Schwab JM Brokerage Account DC ETFMg Prime Cyber Security ETF (HACK)

g fedcF IlINg S TATuS : New S uBHOlDINg O F : Schwab JM Brokerage Account DC JP Morgan Chase & Co. (JPM)

g fedcF IlINg S TATuS : New S uBHOlDINg O F : Schwab JM Brokerage Account DC Roche Holdings Ag Basel American Depositary Shares (RHHBY)

Citigroup Inc.

Metropolitan Transn Auth NY Rev Bds Ser C Rate/Coupon: 5.0% Matures: 11/15/2020

Metropolitan Transn Auth NY Rev Bd Antic Nts B Rate/Coupon: 5.0% Matures: 05/15/2020

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units of Accenture PLC JT Accenture plc Class A ordin aryShares (ACN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale of Blackr ock Liq FDS FedFundsJT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 15 units of CME group Inc. JT CME group Inc. - Class A (CME)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 60 units Daifuku Co Ltd JT Daifuku Co Ltd ordinary Shares (DAIUF)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 15 units of Fanuc Ltd JT Fanuc Limited ordinary Shares (FANUF)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 20 units of Illumina Inc. JT Illumina, Inc. (ILMN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 20 units of MSCI Inc Class AJT MSCI Inc (MSCI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 60 units of Nike Inc JT Nike, Inc. (NKE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units of Novartis Ag iD owner asset transaction type notification Date amount cap. gains > JT Novartis Ag (NVS)