Transactions

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 135 units of Cryoport Inc. JT CryoPort, Inc. (CYRX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 30 Units of Ecolab Inc JT Ecolab Inc. (ECL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 45 units of Estee Lauder CompaniesJT Estee Lauder Companies, Inc. (EL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 80 units of Flir Systems Inc. JT goldman Sachs group, Inc. (gS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 15 Units od goldma n Sachs group Inc.JT Illumina, Inc. (ILMN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 30 units of NASDAQ Inc. JT Nasdaq, Inc. (NDAQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 55 units of NextEra EnergyJT NextEra Energy, Inc. (NEE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 30 units of Pepsico Inc. JT Pepsico, Inc. (PEP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of municipal b onds 50,000 unitsJT Splunk Inc. (SPLK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 20 units of United He alth groupJT UnitedHealth group Incorporated Common Stock (UNH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Bank of Montreal Medium Term Note

g fedcF ILINg S TATuS : New S uBHOLDINg O F : John Marshall Collins Rollover IRA D ESCRIPTION : Corporate Bond; Non-callable SP Waste Management Inc.

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Eaton Corporation, PlC ordinary shares (ETN) [sT]

g fedcbF ILING S TaTUS : New S UbHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price $72, EXP 12/20/2019, Call option Exxon Mobil Corporation (XoM)

g fedcF IlINg S TaTuS : New Texas Instruments Incorporated(TXN) [ST] S 10/17/2019 11/07/2019 $778.09 g fedcbF IlINg S TaTuS : New Tiffany & Co. (TIF)

g fedcbF IlINg S TATuS : New D ESCRIPTION : Covered Short 2000076259 Castlight Health, Inc. Class B (CSlT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 25 units of Accenture PLC JT Accenture plc Class A ordin aryShares (ACN)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units of Alphabet Inc Class C JT Alphabet Inc. - Class C Capital Stock (goog)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 40 units of Apple Inc. JT Apple Inc. (AAPL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 25 units of Berkshire Hathawa y BiD owner asset transaction type notification Date amount cap. gains > JT Berkshire Hathaway Inc. New (BRK.B)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale of Blackr ock Liq FDS FedFundJT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 70 units of Citigroup JT Citigroup, Inc. (C)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 100 units of Cognex Corp JT Cognex Corporation (CgNX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units of Editas Medicine Inc. JT Editas Medicine, Inc. (EDIT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 20 units Fanuc Ltd. JT FLIR Systems, Inc. (FLIR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units of Intuitive Surgical Inc. JT Intuitive Surgical , Inc. (ISRg)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 10 units of Intuitive Surgical Inc. JT LVMH Moet Hennessy Louis Vuitton Unsponsored American Depositary Receipt (LVMUY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 65 units of Microsoft Corp JT Microsoft Corporation (MSFT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 70 units of Microsoft Corp JT Microsoft Corporation (MSFT)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 65 units of Microsoft Corp JT MSCI Inc (MSCI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 40 units of Teladoc He alth Inc.JT Teladoc Health, Inc. (TDoC)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 125 units of Terreno Realty Corp JT Terreno Realty Corporation (TRNo)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 125 units of TJX Companies Inc. JT TJX Companies, Inc. (TJX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : purchase of 55 Units of Visa Inc Class AJT Visa Inc. (V)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 50 units of The Walt Disney Co JT Walt Disney Company (DIS)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT CoStar Group, Inc. (CSGP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > aBIoMED, Inc. (aBMD) [sT]

g fedcF IlINg s TaTus : New albemarle Corporation (alB) [sT]

g fedcF IlINg s TaTus : New arista Networks, Inc. (aNET) [sT]

g fedcbF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Baxter International Inc. (BaX) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Bristol Myers (BMY) shares received in exchan ge for Celgene Corp (CElg) shares as a result of merger.Bristol-Myers squibb Company (BMY) [sT]

g fedcF IlINg s TaTus : New CenterPoint Energy, Inc (CNP) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security DuPont de Nemours, Inc. (DD) [sT]

g fedcF IlINg s TaTus : New DXC Technology Company ( DXC)[sT]

g fedcF IlINg s TaTus : New Eaton Corporation, PlC ordinary shares (ETN) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 FedEx Corporation (FDX) [sT]

g fedcF IlINg s TaTus : New Ford Motor Company (F) [sT]

g fedcF IlINg s TaTus : New iD owner asset transaction type notification Date amount cap. gains > s uBHolDINg o F : - Trust 1 gap, Inc. (gPs) [sT]

g fedcF IlINg s TaTus : New general Motors Company (gM) [sT]

g fedcF IlINg s TaTus : New HP Inc. (HPQ) [sT]