Transactions

g fedcF IlINg s TaTus : New DC apple Inc. (aaPl) [sT]

g fedcF IlINg s TaTus : New DC apple Inc. (aaPl) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Patrick Industries, Inc. (PaTK)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Johnson & Johnson (JNJ) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Roche Holdings AG basel American Depositary shares (RHHbY) [sT]

Franklin County Ohio Revenue Bond Rate/Coupon: 4.0% Matures: 12/01/2038

Franklin County Ohio Revenue Bond Rate/Coupon: 4.0% Matures: 12/01/2038

Franklin County Ohio Revenue Bond Rate/Coupon: 4.0% Matures: 12/01/2038

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP CBS Corporation Class B (CBS)

g fedcF IlINg S TaTuS : New D ESCRIPTIoN : Part of my spouse's retirement portfolio. SP ViacomCBS Inc. - Class B (VIaC)

g fedcF IlINg s TaTus : New DC alibaba group Holding l imitedamerican Depositary sh ares eachrepresenting eight Ordinary share (BaBa) [sT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : Sweep sale of Blackr ock Liq FDS FedFundsJT BLF FedFund TDDXX

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Stocks, Bonds, & Mutual Funds D ESCRIPTIoN : 60 units of Nike Inc. JT North Allegheny PA Sch 5. 00%[gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP apollo Medical Holdings, Inc. (aMEH) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Cabot Corporation (CbT) [sT]

Wells Fargo & Company

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Cimpress PLC - ordin ary Shares(CMPR)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Colony Credit Real Estate, Inc. Class a (ClNC) [sT]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust l oCaTIoN : us D EsCRIPTIoN : Dividend Reinvestment JT Fs KKR Capital Corp. (FsK) [sT]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust JT schlumberger N.V. (slb) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Cabot Corporation (CbT) [sT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) goldman Sachs activebet a U.S.Large Cap Equity E TF (gSLC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) Filing ID #20014994 goldman Sachs activebet a U.S.Large Cap Equity E TF (gSLC)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : SP E48 (Edward Jones) L oCaTIoN : US D ESCRIPTIoN : JPMoRgaN FEDERaL MoNEY MaRKET FUND SPDR bloomberg barclays Convertible Securities ETF ( CWb)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF ( CWb)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) SPDR S&P Dividend ETF (SDY)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 25 (Wells Fargo Financial) ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Vanguard Div appreciation ETF (VIg)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : WF 25 (Wells Fargo Financial) Vanguard Div appreciation ETF (VIg)

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust JT Fs Energy and Power Fund Com [Ps]

g fedcF IlINg s TaTus : New s ubHolDINg o F : Hern Family Revocable Trust l oCaTIoN : us D EsCRIPTIoN : Dividend Reinvestment JT Fs Investment Corp II Com [Ps]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > DC alibaba group Holding l imitedamerican Depositary sh ares eachrepresenting eight Ordinary share (BaBa) [sT]

g fedcF IlINg s TaTus : New DC apple Inc. (aaPl) [sT]

g fedcF IlINg s TaTus : New Filing ID #20013881 s uBHolDINg o F : - Trust 1 Eaton Corporation, PlC ordinary shares (ETN) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Three Rivers MN PK D ist ser aunlimited Tax 5.0% 02/01/2025 dtd 12/12/2019 [gs]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Activision blizzard, Inc (ATVI)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Exxon Mobil Corporation (XoM)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > US Treasury bond [gS]

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA SP Fidelity Natl Information Svcs

F S : Amended S O : Merrill Lynch- Advisor Discretion Account 2000084466 Square, Inc. Class A (SQ)

F S : Amended S O : Merrill Lynch- Advisor Discretion Account 2000084467 NVIDIA Corporation (NVDA)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Square, Inc. Class A (SQ)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account NVIDIA Corporation (NVDA)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account CrowdStrike Holdings, I nc. - ClassA (CRWD)

g fedcF IlINg s TaTus : New DC apple Inc. (aaPl) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > Citigroup Inc Var Rt 05/15/2166 dtd 11/13/2015 [Cs]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 Dominion Energy I nc Var Rt PerpMat dtd 12/13/2019 [Cs]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security Eaton Corporation, PlC ordinary shares (ETN) [sT]

g fedcF IlINg s TaTus : New s uBHolDINg o F : - Trust 1 HI st Prerefunded - ser DZ unlimited Tax 5% 12/01/2019 dtd 12/07/2011 [gs]

g fedcF IlINg s TaTus : New state street Corp Var Rt 09/15/2165 dtd 05/21/2015 [Cs]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Preferred security sVB Financial group PFD [Cs]