Transactions

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Charter Communications, Inc. - Class A (CHTR)

g fedcF IlINg S TaTuS : New los angeles Cnty, Ca MT Excise Tax [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Eli lilly and Company (llY)

Zayo Group Holdings, Inc.

ranSactionS iD owner asset transaction type notification Date amount cap. gains > A.o. Smith Corporation ( AoS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Alaska Air group, Inc. (A LK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Allegion plc ordinary Shares (ALLE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Apple Hospitality REIT, Inc.Common Shares (APLE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) BancorpSouth Bank (BXS)

g fedciD owner asset transaction type notification Date amount cap. gains > F ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Cathay general B ancorp (CATY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Chugai Pharmaceutical Ltd Unsponsored ADR (CHgCY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Eastgroup Properties, Inc. (EgP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Federated Investors, Inc. (FII)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (gBooY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Healthcare Realty Trust

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Iron Mountain Incorporate d (IRM)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Spirit Aerosystems Holdings , Inc.(SPR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Spirit Airlines, Inc. (SAVE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Unicharm Corp Sponsored ADR (UNICY)

g fedcF IlINg S TATuS : New Talend S.A. - American Depositary Shares (TlND)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT FEb 22 120 CaLL [oT]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT MaR 8 121 CaLL [oT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > aCadIa Pharmaceuticals Inc. (aCad)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Visteon Corporation (VC)

g fedcF IlINg s TaTus : New JT CNX Midstream Partners lP

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Chugai Pharmaceutical Ltd Unsponsored adR (CHGCY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Grupo Financiero banorte, S.a.b. de C.V Sponsored adR (GbooY)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT LVMH Moet Hennessy Louis Vuitton Unsponsored american depositary Receipt (LVMUY)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Charter Communications, Inc. - Class A (CHTR)

g fedcF IlINg S TaTuS : New SP San Diego Ca Trans Rev lTX [gS] S 02/14/2019 02/28/2019 Spouse/DC Over $1,000,000 g fedcF IlINg S TaTuS : New San Francisco, Ca City/ Cnty VP[gS]

g fedcF IlINg S TATuS : New S ubHolDINg o F : National Financial Services/Fidelity - Premiere S elect IRA DomesticIberdrola Sa Sponsored ADR (IbDRY)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Alibaba Group Holding l imitedAmerican Depositary Sh ares eachrepresenting one Ordi nary share(BABA)

g fedcF IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP CDW Corporation (CDW)

g fedcF IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP FedEx Corporation (FDX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > orbotech Ltd. - ordin ary Shares(oRbK)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Viasat, Inc. (VsAT) [sT]

Zayo Group Holdings, Inc.

Charter Communications, Inc.

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley IRA Chugai Pharmaceutical Ltd Unsponsored ADR (CHgCY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (gBooY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) LVMH Moet Hennessy Louis Vuitton Unsponsored American Depositary Receipt (LVMUY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Unicharm Corp Sponsored ADR (UNICY)

g fedcF IlINg S TATuS : New D ESCRIPTION : Short Cover Purchase. Yext, Inc. (YEXT)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Keller TX Indep Sch 5% 08/15/21 [gS]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Lamar TX Consol Inde 5% 2/15/22 [gS]

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 San Luis obispo Cnty 5% 9/ 01/22[gS]

g fedcbF ILINg S TaTUS : New S UBHoLDINg o F : BNY Mellon 5000 Washington St 5% 08/01/26 [gS]

SP US T BILL DUE 08/15/19 (912796QV4)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP Northwest Natural Holding Company (NWN) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings broadridge Financial Solutions, Inc. (bR)