Transactions

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP unitedHealth group Incorporated S 03/05/2019 03/18/2019 $15,001 - g fedcFiling Id #20011309 Common Stock (uNH) [ST] $50,000 g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP universal display Corporat ion(OLEd)

g fedcF IlINg S TaTuS : New SP lynett Capital Partners II lP

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT MaR 1 121 PUT [oT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP R2000 aRN ISSUER SEK CaP 11.55% SV 1,547.107 DUE 02/22/19

g fedcF ILINg S TaTUS : New S UBHOLDINg O F : SP M40 (Merrill Lynch) L OCaTION : US D ESCRIPTION : SP500 CLIRN ISSUER BOFa CaP 9.00% SV 2,774.88 DUE 04/24/20 SP SX5E CLIRN ISSUER BOFa CaP 25.90% SV 3,333.96 DUE 02/22/19

g fedcFiling ID #20011227 Common units representing limited partner interests (CNXM) [sT] g fedcF IlINg s TaTus : New JT CNX Midstream Partners lP Common units representing limited partner interests (CNXM) [sT]

g fedcF IlINg s TaTus : New JT FutureFuel Corp. Common shares (FF) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Marketaxess Holdings, Inc. (MKTX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $118; Expires 03/29/2019 JT SVb Financial Group (SIVb)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2Filing Id #20011343 JT Worldpay, Inc. Class a (WP)

g fedcbF ILINg s TaTus : New D EsCRIPTION : Call Option, $170, Exp. 2/08/19 alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share(BaBa)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $175, Exp. 3/1/19 alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share(BaBa) [sT]

g fedcF IlINg s TaTus : New Centerpoint Energy I nc. sR NtsVaR RT DTD 8/22/18 [Cs]

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 SP British american Tobacco Industries, p.l.c. Common StockaDR (BTI)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Huntington Bancshares Incorporated (HBaN)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #4 Predictive Index Holdings, LLC [oI]

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP The Kraft Heinz Company (KHC)

Tarrant County Texas Cultural Ed Facs Fin Corp Revenue Bond Rate/Coupon: 6.375% Matures: 11/15/2044

Iowa State Special Obligation Revenue Bond Rate/Coupon: 5.0% Matures: 06/01/2024

Tarrant County Texas Cultural Ed Facs Fin Corp Revenue Bond Rate/Coupon: 6.375% Matures: 11/15/2044

Iowa State Special Obligation Revenue Bond Rate/Coupon: 5.0% Matures: 06/01/2024

Tarrant County Texas Cultural Ed Facs Fin Corp Revenue Bond Rate/Coupon: 6.375% Matures: 11/15/2044

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP Charles Schwab - Bank of America

g fedcF ILINg S TATUS : New L OCATION : US D ESCRIPTION : withdrew money from fund SP Charles Schwab - Enbridge

g fedcbF ILINg S TATUS : New L OCATION : US D ESCRIPTION : withdrew money from fund SP Charles Schwab - Ford Motor Co

g fedcF ILINg S TATUS : New L OCATION : US D ESCRIPTION : withdrew money from fund SP Charles Schwab - Root 9 B Technologies Inc [OT] S 02/22/2019 09/12/2020 $.25 g fedcF ILINg S TATUS : New L OCATION : US D ESCRIPTION : withdrew money from fund SP Charles Schwab - UBS group Ag

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Unicharm Corp Sponsored ADR (UNICY)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Weyerhaeuser Company (WY)

g fedcbF ILINg S TaTUS : New S UBHOLDINg O F : Trust M69 (Merrill Lynch) L OCaTION : US D ESCRIPTION : R2000 aRN ISSUER SEK CaP 11.55% SV 1,547.107 DUE 02/22/19 Redemption SP SP500 CLIRN ISSUER BOFa CaP 9.00% SV 2,774.88 DUE 04/2 4/20

g fedcF ILINg S TaTUS : New S UBHOLDINg O F : Trust M69 (Merrill Lynch) L OCaTION : US D ESCRIPTION : SP500 CLIRN ISSUER BOFa CaP 9.00% SV 2,774.88 DUE 04/24/20 SP SP500 CLIRN ISSUER BOFa CaP 9.00% SV 2,774.88 DUE 04/2 4/20

g fedcF IlINg s TaTus : New JT Ciner Resources lP Common uni tsrepresenting limited Partner Interests (CINR) [sT]

g fedcF IlINg s TaTus : New JT spark Energy, Inc. - 8.75% series aFixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred stock (sPKEP) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Microsoft Corporation (MSFT) [oP]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : DSL Living Trust > Bank of New York Brokerage account 340 JT CenturyLink, Inc. (CTL)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP alameda Ca Trans Excise [gS]

g fedcbF ILING S TaTUS : New S UBHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price of 75, EXP 02/08/2019, Call option Exxon Mobil Corporation (XoM) [oP]

g fedcbF ILING S TaTUS : New S UBHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price of $82.25 EXP 05/07/2019, Call option Exxon Mobil Corporation (XoM) [oP]

g fedcbF ILING S TaTUS : New S UBHoLDING o F : Vananne Holdings LLC GP > Dagger Mana gement LP > Leonidas Capital, LPD ESCRIPTIoN : Exxon Mobil Corporation (XoM), Strike Price of $82.5, EXP 06/04/2019, Call option Exxon Mobil Corporation (XoM) [oP]

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 SP Koninklijke ahold, N.V. american Depositary Shares (aHoNY)

AMERICAN INTL GROUP B/E 03.900% 040126 DTD032216 Rate/Coupon: 03.900% Matures: 04/01/2026

g fedcbiD owner asset transaction type notification Date amount cap. gains > F ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Active Assets Account (2) Chugai Pharmaceutical Ltd Unsponsored ADR (CHgCY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Unicharm Corp Sponsored ADR (UNICY)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account AT&T Inc. (T)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings EPaM Systems, Inc. (EPaM)

g fedcF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Visteon Corporation (VC)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : 150 Main Street Trust > U.S. Trust Holdings Xilinx, Inc. (XLNX)

g fedcbF IlINg s TaTus : New JT CVR Energy Inc. (CVI) [sT]

g fedcF IlINg s TaTus : New JT Energy Transfer lP Common un its(ET) [sT]

g fedcF IlINg s TaTus : New JT Hess Midstream Partners lP Common units Representing limited Partn er Interests (HEsM)[sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Chugai Pharmaceutical Ltd Unsponsored adR (CHGCY)