Transactions

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Expeditors International of Washington, Inc. (EXPD) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Goldman sachs Group, Inc. (Gs) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Roche Holdings AG basel American Depositary shares (RHHbY) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Rowland Ca uSD [gS]

g fedcF IlINg S TaTuS : New SP Silicon Valley Cln Wtr [gS]

g fedcF ILINg S TaTUS : New BB&T Corporation 5.85% PFD

g fedcbF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP NewMarket Corp (NEU)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > allscripts Healthcare Solutions, Inc. - common stock (MDRX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) ABM Industries Incorporated (ABM)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Apollo Commercial Real Esta teFinance, Inc (ARI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Calavo growers, Inc. (CVgW)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Centennial Resource Development,Inc. - Class A (CDEV)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Deckers outdoor Corporation (DECK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Active Assets Account (3) Dril-Quip, Inc. (DRQ)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Morgan Stanley Rollover IRA Account (1) Euronet Worldwide, Inc. (EEFT)

F S : New S O : Merrill Lynch- Advisor Discretion Account Advanced Micro Devices, Inc. (AMD)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Control4 Corporation (CTRL)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP Apple Inc. (AAPL) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Intuit Inc. (INTU) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Johnson & Johnson (JNJ) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Microsoft Corporation (MsFT) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Pepsico, Inc. (PEP) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Walmart Inc. (WMT) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Zoetis Inc. Class A (ZTs) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Clearway Energy, Inc. Class a (CWEN.a) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > apple Inc. (aaPL)

g fedcF ILINg s TaTus : New Invesco QQQ Trust, series 1 (QQQ)

g fedcF ILINg s TaTus : New D EsCRIPTION : Call Option, $225, Exp. 1/18/19 sPDR Dow Jones Industrial average ETF (DIa)

g fedcF IlINg s TaTus : New Walt Disney Company (DIs) [sT]

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Celgene Corporation ( CELG)

g fedcF IlINg S TaTuS : New S ubHOlDINg O F : Morgan Stanley PNC Financial Serv ices group, Inc.(PNC)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Pacific gas & Electric Co. (P Cg)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account NextEra Energy, Inc. (NEE)

g fedcF IlINg S TATuS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > D ESCRIPTION : short sale Enterprise Products Partners l.P. (EPD)

g fedcF IlING S TATUS : New D ESCRIPTION : NEW YORK ST DORM AUTH SAlES TAX REV STS SUPPORTED SER A B\E, COUPON 5.00%, DUE 03-15- 2043,CUSIP 64990ABF1 PORT AUTH NY & NJ CONS ONE HUNDRED EIGHTY FOURTH DB B\E

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 SP abbVie Inc. (aBBV)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP altria Group, Inc. (Mo)

g fedcbF ILING S TaTUS : New S UBHoLDING o F : IRa account #4 SP astrazeneca PLC (aZN)

g fedcbF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Coca-Cola Company (Ko)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP McCormick & Company, Incorporated (MKC)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP Procter & Gamble Company (PG)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #2 SP Southern Company (So)

g fedcF ILING S TaTUS : New S UBHoLDING o F : IRa account #3 iD owner asset transaction type notification Date amount cap. gains > SP The Kraft Heinz Company (KHC)

g fedcF ILING S TaTUS : New S UBHoLDING o F : Brokerage account #6 SP Travelport Worldwide Lim itedCommon Shares (TVPT)

g fedcF IlINg S TATuS : Amended 2000076220 Red Hat, Inc. (RHT)

g fedcF IlINg S TATuS : New Red Hat, Inc. (RHT)

g fedcF IlINg s TaTus : New sP Coherent, Inc. (COHR) [sT]

g fedcF ILINg S TaTUS : New Filing ID #20011135 S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL TLT JaN 11 121 PUT [oT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Exxon Mobil Corporation (XoM) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) Filing ID #20011085 sP Northrop grumman Corporation (NoC) [sT]