Transactions

ranSactionS iD owner asset transaction type notification Date amount cap. gains > CINCINNATI FINANCIAL CORP SENIOR DEBENTURE 6.92% 05/15/2028

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Toll bros Fin Corp Note

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > american Infrastructure MlP associates Fund lP

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Csl Ltd SPoNSoREd adR (CSLLY)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Novartis Ag (NVS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Novartis Ag (NVS)

g fedcF ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estEQgP Holdings, LP Common Un itsrepresenting limited partner interests (EQgP)

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP sP500 ARN IssUER boFA CAP 13.92% sV 2,737.76 DUE 01/31/20 [oT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sP500 ARN IssUER boFA CAP 13.92% sV 2,737.76 DUE 01/31/20 sP sP500 CLIRNs IssUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 [oT]

g fedcbiD owner asset transaction type notification Date amount cap. gains > F ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sX5E sTEPUP IssUER bAC sTEP 27.90% sV 3,044.33 DUE 11/26/18 Redemption sP sX5E sTEPUP IssUER Cs sTEP 35.00% sV 3,174.16 DUE 11/19/21 [oT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Csl Ltd SPoNSoREd adR (CSLLY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT L'air Liquide ord american depositary Shares (aIQUY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > JT Linde plc ordinary Share (LIN)

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Novartis Ag (NVS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Novartis Ag (NVS)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP UnitedHealth group Incorporated Common Stock (UNH)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Siteone Landscape Supply, Inc. (SITE)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Siteone Landscape Supply, Inc. (SITE)

g fedcF IlINg S TATUS : New D ESCRIPTION : NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER B gRP A, COUPON 5.00%, DUE 03-15- Filing ID #20010848 2033, CUSIP 64990AEB7 PORT AUTH NY & NJ CONS ONE HUNDRED SEVENTY NINTH REV B/E [gS]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Welch account Palo alto Networks, Inc. (PaNW)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Aetna Inc. (AET)

g fedcF IlINg S TATuS : New S ubHolDINg o F : Morgan Stanley D ESCRIPTIoN : Redeemed in the CVS Health Corp. acquisition of Aetna. Inc. CVS Health Corporation ( CVS)

Apple Inc.

QUALCOMM Incorporated

International Business Machines Corporation

Aetna Inc. (Exchanged) CVS Health Corporation (Received)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Wheaton Precious Metals Corp Common Shares (WPM)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Thermo Fisher scientific Inc(TMo) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Xcel Energy Inc. (XEL) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Fomento Economico Mexicano S.a.b. de C.V. (FMX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Franklin Resources, Inc. (bEN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $117; Expires 12/14/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Nestle Sa Sponsored adR representing Registere d SharesSeries b (NSRGY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : MacArthur Family 2008 Irr Tr FBo Isabella MacArthur DC Invesco S&P 500 Equal We ight ETF(RSP)

Hologic, Inc.

Allergan plc

g fedcF IlINg s TaTus : New sP lee Enterprises, Incorporated (lEE) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP united Technologi es Corporation(uTX)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Franklin Resources, Inc. (bEN)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT General dynamics Corporation (Gd)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Microsoft Corporation (MSFT)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Nestle Sa Sponsored adR representing Registere d SharesSeries b (NSRGY)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Norfolk Southern Corporation (NSC)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Texas Instruments Incorporated(TXN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Activision Blizzard, Inc (ATVI)

g fedcF IlINg S TATUS : New D ESCRIPTION : lOCKPORT TOWN NY PUB IMPT BDS 2018 g/O lTD B/E BAM, COUPON 4.00%, DUE 12-01-2036, CUSIP 540057RD0 NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER B gRP A [gS]

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Sabre Corporation (SabR)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Verisk analytics, Inc. (VRSK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W