Transactions

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP sX5E sTEPUP IssUER bAC sTEP 27.90% sV 3,044.33 DUE 11/26/18[oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Alphabet Inc. - Cl ass A (gOOgl)[sT]

g fedcF IlINg s TATus : New Berkshire Hathaway Inc. New (BRK.B) [sT]

g fedcF IlINg s TATus : New Booking Holdings Inc. (BKNg) [sT]

g fedcF IlINg s TATus : New Bristol-Myers squibb Company (BMY) [sT]

g fedcF IlINg s TATus : New Chevron Corporation (CVX) [sT]

g fedcF IlINg s TATus : New CVs Health Corporation ( CVs)[sT]

g fedcFiling ID #20010896 F IlINg s TATus : New Exxon Mobil Corporation (XOM) [sT]

g fedcF IlINg s TATus : New gilead sciences, Inc. (gIlD) [sT]

g fedcF IlINg s TATus : New goldman sachs group, Inc. (gs) [sT]

g fedcF IlINg s TATus : New Micron Technology, Inc. (Mu) [sT]

g fedcF IlINg s TATus : New Pioneer Natural Resources Company (PXD) [sT]

g fedcF IlINg s TATus : New Texas Instruments Incorporated(TXN) [sT]

Fitz Frames, Inc. Company: Fitz Frames, Inc.  (Santa Monica, CA) Description: Custom eyeglass wear

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) sP sPX/sX5E sTEPUP Iss HsbC sTEP 22.80% sV 100.00 DUE 11/23/18 [oT]

g fedcF IlINg s TaTus : New Energy Transfer lP Common un its(ET) [sT]

g fedcF IlINg s TaTus : New Noble Midstream Partners lP Common units Representing limited Partner Interests (NBlX) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP American Electric Power Company, Inc. (AEP) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP becton, Dickinson and Company (bDX) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP DowDuPont Inc. (DWDP) [sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP First Trust DJ Interne t Index Fund(FDN) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Invesco QQQ Trust, series 1 (QQQ) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Pfizer, Inc. (PFE) [sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP R2000 CLIRN IssUER bAC CAP 17.92% sV 1,334.341 DUE 11/21/18 [oT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : R2000 CLIRN IssUER bAC CAP 17.92% sV 1,334.341 DUE 11/21/18 Redemption sP Raytheon Company (RTN) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) iD owner asset transaction type notification Date amount cap. gains > sP simon Property group, Inc. (sPg) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M37 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sP500 CLIRNs IssUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 sP sPDR Dow Jones Industrial Average ETF (DIA) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) sP sPDR s&P 500 (sPY) [sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M37 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sPX/sX5E sTEPUP Iss HsbC sTEP 22.80% sV 100.00 DUE 11/23/18 sP stryker Corporation (sYK) [sT]

g fedcF ILINg S TATUS : New iD owner asset transaction type notification Date amount cap. gains > S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Ctrip.com International, Ltd. - American Depositary Shares (CTRP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Municipal bond JT NEW JERSEY ST EDL FACS A SR F RV BE/R/ 4 DUE 070131 [gS]

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust brightView Holdings, Inc. (bV)

g fedcF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust iShares u.S. Oil Equipment & Services ETF (IEZ)

g fedcF IlINg S TATuS : New Filing ID #20010764 S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Schlumberger N.V. (Slb)

SP TE Connectivity Ltd. New Switzerland Registered Shares (TEL)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Torchmark Corporation (TMK) [sT]

g fedcF ILINg S TATuS : New S uBHOLdINg O F : Neuberger Berman - Traditional IRA SP Equifax, Inc. (EFX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT BHP group PlcSponsored ADR (BBL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Ctrip.com International, Ltd. - American Depositary Shares (CTRP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Salesforce.com Inc (CRM)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Inogen, Inc (INgN)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Progressive Corporation (PgR)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : ToTaL SaLE Verisk analytics, Inc. (VRSK)

g fedcFiling ID #20010798 BUFFER 0% STRUCTURED NoTE DUE 02/20/2020 [CS] F ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note. JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 01/22/2021

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note PUT/XSP @ 258 EXP 12/14/2018 - CBoE MINI SPX INDEX [oT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND iD owner asset transaction type notification Date amount cap. gains > THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 281 EXP 11/23/2018 - CBoE MINI SPX INDEX [oT]

g fedcF ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estValero Energy Partners LP Common Units representing limited partner interests (VLP)

g fedcF IlINg s TaTus : New Energy Transfer lP Common un its(ET) [sT]

g fedcFiling ID #20010845 (Paa) [sT] g fedcF IlINg s TaTus : New shell Midstream Partners, l.P.Common units representing limited Partner Interests (sHlX) [sT]

g fedcF IlINg s TaTus : New JT amerigas Partners, l.P. (aPu)[sT]