Transactions

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > sP apple Inc. (aaPl) [sT]

g fedcF IlINg s TaTus : New sP Bunge limited Bunge limited (Bg) [sT]

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Bond Interest sP Molson Coors Brewing Company Class B (TaP) [sT]

g fedcF IlINg s TaTus : New sP Newmont Mining Corporation (NEM) [sT]

g fedcF IlINg s TaTus : New Filing ID #20010620 sP schwab s&P 500 Index Fd [Cs]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > TLT NoV 16 111 PUT [oT]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 16 113 PUT [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 16 113.5 PUT [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 16 113.5 PUT [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 16 113.5 PUT [oT]

g fedcF ILINg S TaTUS : New Filing ID #20010834 S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 2 113.5 PUT [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 2 114 PUT [oT]

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 2 114 PUT [oT]

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 2 114 PUT [oT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) sP Home Depot, Inc. (HD) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) Filing ID #20010775 sP Johnson & Johnson (JNJ) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP JP Morgan Chase & Co. (JPM) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP McDonald's Corporation (MC D)[sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP NextEra Energy, Inc. (NEE) [sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Northrop grumman Corporation (NoC) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Pepsico, Inc. (PEP) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M40 (Merrill Lynch) L oCATIoN : Us D EsCRIPTIoN : sX5E sTEPUP IssUER Cs sTEP 35.00% sV 3,174.16 DUE 11/ 19/21sP United Technologi es Corporation(UTX) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Verizon Communications Inc. (VZ)[sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Walmart Inc. (WMT) [sT]

g fedcbF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Walt Disney Company (DIs) [sT]

g fedcF ILINg s TATUs : New s UbHoLDINg o F : sP M81 (Merrill Lynch) sP Waste Management, Inc. (WM) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > SP 3M Company (MMM)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP Alibaba group Holding L imitedAmerican Depositary Sh ares eachrepresenting one Ordi nary share(bAbA)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP Chubb Limited (Cb)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP Comerica Incorporated (CMA)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP Ecolab Inc. (ECL)

g fedcF ILINg S TATuS : New S ubHOLDINg O F : John Marshall Collins Rollover IRA SP Texas Instruments Incorporated(TXN)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP universal Display Corporat ion(OLED)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : MacArthur Family 2008 Irr Tr FBo Isabella MacArthur JT CK HUTCHISoN HLDgS LTD UNSPoNSoRED ADR [oT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > BABYlON NY VARIOUS PURPOSES SER BDS 2018 g/O lTD B/E [gS]

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Apple Inc. (AAPL)

g fedcbF ILINg s TaTus : New alibaba group Holding L imitedamerican Depositary sh ares eachrepresenting one Ordi nary share(BaBa) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > DC Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC1 DC Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC2 DC Amazon.com, Inc. (AMZN)

g fedcF ILINg S TATUS : New S UbHoLDINg o F : Charles Schwab Investment Account - DC3 DC Sonos, Inc. (SoNo)

g fedcF IlINg s TaTus : New sP Interntnl Busin 8.375%19 Due 11/1/19 [Cs]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > TENNESSEE HSg DEV agY RSDL FIN REF-ISSUE 4 REVENUE boNDS ERP oPT/MaND

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney LLC IRAL OCATION : US D ESCRIPTION : Bond Matures 5/19/2022 Coupon Rate: 4.625% Resideo Technologies , Inc. (REZI)

g fedcbF ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountD ESCRIPTION : Received 83 shares of Resid eo Technologies, Inc. (REZI) on 10/29/18 valued less than $1,000, as a result ofspin-off with Honeywell, Inc. (HON). SP Resideo Technologies , Inc. (REZI)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Municipal Bond JT Philip Morris International Inc (PM)

g fedcbF IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Hawaii St go bds DT 5% 11/1/18[gS]

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS arista Networks, Inc. (aNET)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Luxfer Holdings PLC ordinary Shares (LXFR)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS The Ultimate Software group, Inc. (ULTI)