Transactions

g fedcF ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter estiD owner asset transaction type notification Date amount cap. gains > gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND [gS]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Structured Note KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > ameriprise Financial, Inc. (aMP)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : Welch account Palo alto Networks, Inc. (PaNW)

MADISON ALA GO SCH WTS 2018 D DUE 02/01/2034 Rate/Coupon: 3.625% Matures: 02/01/2034

LEXINGTON-FAYETTE URBAN CNTY GOVT KY GO VAR PURP GO BDS 2018A DUE 10/01/2036 Rate/Coupon: 3.50% Matures: 10/01/2036

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 9 114 PUT [oT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Yandex N.V. - Class a ordinary Shares (YNdX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Activision Blizzard, Inc (ATVI) [ST] P 10/24/2018 10/30/2018 $207.94 g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Be neficiary IRASP DowDuPont Inc. (DWDP)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP DowDuPont Inc. (DWDP)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : MacArthur Family 2008 Irr Tr FBo David MacArthur JT Core Laboratories N.V. (CLB)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT DocuSign, Inc. (DoCU)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Landstar System, Inc. (LSTR)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur D ESCRIPTIoN : Exchanged for shares of Linde PLC (LIN)JT Primerica, Inc. (PRI)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > brightView Holdings, Inc. (bV)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019

g fedcF ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter est. Merger of Energy Transf er Equity LP (ETE) with EnergyTransfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner Interests (EQM)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 260 EXP 01/18/2019 - CBoE MINI SPX INDEX [oT]

g fedciD owner asset transaction type notification Date amount cap. gains > CBoE MINI SPX INDEX [oT] g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 283 EXP 10/26/2018 - CBoE MINI SPX INDEX [oT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests (VLP)

AT&T, INC Rate/Coupon: 5.8% Matures: 02/15/2019

NVIDIA Corporation

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP linde plc Ordinary Share (lIN)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > KNoX CNTY TN HLTH EDUCTNL & HSg FaCS BRD HoSP REV RFDg-CoVENaNT HLTH SER a oPT ERP

g fedciD owner asset transaction type notification Date amount cap. gains > [oP] g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $115; Expires 01/18/2019 C oMMENTS : Sold covered call option JT Morgan Stanley (MS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Barrick gold Corporation (aBX)

g fedcF ILINg S TATUS : New MICHIgAN FIN AUTH REV REV S (partial) 10/24/2018 10/25/2018 $100,001 - g fedciD owner asset transaction type notification Date amount cap. gains > 5% 10/01/20 Ao - MUNI BoND [gS] $250,000 g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLYMoUTH-CANToN MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BoND [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Bank of America Corporat ion(BAC) [sT]

g fedcF IlINg s TATus : New Illinois Tool Works Inc. (ITW) [sT]

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > TLT NoV 2 112.5 PUT [oT]

g fedcbF ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney L LC Brokerage AccountSP Energy Transfer LP (ET)

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Woodward, Inc. (WWD) [sT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur JT Bank oZK (oZK)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Thomas C MacArthur and Deborah A MacArthur DC Vanguard Short-Term Corporate Bond ETF (VCSH)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : MacArthur Family 2008 Irr Tr FBo David MacArthur DC Vanguard Short-Term Corporate Bond ETF (VCSH)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Envestnet, Inc (ENV)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Un its(ET)

g fedcF ILINg S TATUS : New D ESCRIPTIoN : Publicly Traded Master Limited Partnership Inter est (formerly known as Energy Transfer Equity, L.P. -symbol: ETE). Merger of Energy Transf er Equity LP (ETE) with Energy Transfer Partners LP (ETP).Energy Transfer Partners, L.P.Common Units representing limited partner interests (ETP)

Acumen Pharmaceutical, Inc. Company: Acumen Pharmaceutical, Inc.  (Livermore, CA) Description: Drug Discovery

g fedcF IlINg s TaTus : New Cheniere Energy, Inc. (lNg) [sT]

g fedcbF IlINg s TaTus : New Enterprise Products Partners l.P. (EPD) [sT]

g fedcF IlINg s TaTus : New Plains all american Pipeline, l.P. (Paa) [sT]

g fedcbF IlINg s TaTus : New Williams Companies, Inc. (WMB) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 CDK Global, Inc. (CDK) [sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Torchmark Corporation (TMK) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT alnylam Pharmaceuticals, Inc. (aLNY)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note. BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC D ESCRIPTIoN : Structured Note. CITIgRoUP INC. LINKED To S&P500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND iD owner asset transaction type notification Date amount cap. gains > THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC D ESCRIPTIoN : Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020