Transactions

g fedcF ILINg S TATUS : New iD owner asset transaction type notification Date amount cap. gains > S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Control4 Corporation (CTRL)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Superior Industries Interna tional,Inc. Common Stock (SUP)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account Martin Marietta Materials, Inc. (MLM)

g fedcbF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Crown Holdings, Inc. (CCK)

g fedcF IlINg s TaTus : New sP lee Enterprises, Incorporated (lEE) [sT]

g fedcF IlINg S TaTuS : New JT District Columbia gO BDS 5.0 0%Due 06/01/27 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > antero Midstream Partners lP Common units representing limited partner interests (aM) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1KapStone Paper and Packaging Corporation (KS)

Westbrand, Inc. Company: Westbrand, Inc.  (Minot, North Dakota) Description: Bank holding company of First Western Bank

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M40 (Merrill Lynch) ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > L oCATIoN : Us D EsCRIPTIoN : sX5E sTEPUP IssUER BNs sTEP 30.00% sV 3,563.64 DUE 09/24/20 sP sX5E sTEPUP IssUER BoFA sTEP 15.20% sV 3,521.76 DUE 07/25/19 [oT]

g fedcF IlINg S TaTuS : New JT North Tex TWY auth Rev 5.00% Due 01/01/29 [gS]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT alphabet Inc. - Class C Capital Stock (GooG)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call options; Strike Price $105, Expires 10/19/18 C oMMENTS : bought 150 call option contracts to close out an existing open position. JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management iD owner asset transaction type notification Date amount cap. gains > d ESCRIPTIoN : Call option; Strike Price $120; Expires 01/18/2019 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike price $114; Expires 11/09/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $115; Expires 04/18/2019 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $113; Expires 11/30/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $115; Expires 12/21/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $115; Expires 11/16/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT) [oP]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Portfolio Management d ESCRIPTIoN : Call option; Strike Price $112; Expires 11/02/2018 C oMMENTS : Sold covered call option JT Microsoft Corporation (MSFT)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Equifax, Inc. (EFX)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Equifax, Inc. (EFX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP amazon.com, Inc. (aMZN) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Envision Healthcare Corporation (EVHC)

g fedcbF IlINg s TATus : New Boeing Company (BA) [sT]

F S : New S O : Merrill Lynch- Advisor Discretion Account Winnebago Industries, Inc. (WGO)

g fedcF ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account Control4 Corporation (CTRL)

iShares Edge MSCI USA Momentum Factor ETF

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M81 (Merrill Lynch) sP Invesco QQQ Trust, series 1 (QQQ) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M40 (Merrill Lynch) sP sPDR s&P 500 (sPY) [sT]

g fedcF ILINg s TATUs : New s UBHoLDINg o F : sP M40 (Merrill Lynch) sP sX5E sTEPUP IssUER BNs sTEP 30.00% sV 3,563.64 DUE 09/24/20 [oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > broadridge Financial solutions, Inc. (bR) [sT]

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Costco Wholesale Corporation (CoST)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT Norfolk Southern Corporation (NSC)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Novozymes a/S Unsponsored american depositary Rece ipt(NVZMY)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP Equifax, Inc. (EFX)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Equifax, Inc. (EFX)

g fedcF IlINg s TaTus : New D EsCRIPTIoN : Purchase of bonds Prudential Financial, Inc. (PRu) [sT]

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Carbon black, Inc. (CbLK)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Copart, Inc. (CPRT)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS d ESCRIPTIoN : 56 SHaRES oF PRaXaIR EXCHaNgEd FoR 56 SHaRES oF LINdE PLC C oMMENTS : LINdE PLC CoMbINEd LINdE ag WITH PRaXaIR oN oCTobER 31,2018. aLL PRaXaIR SToCK EXCHaNgEd FoR LINdE PLC SToCK. (oNE SHaRE FoR oNE SHaRE). SToCK VaLUE IS CoST baSI S IN PRaXaIR.Praxair, Inc. (PX)

g fedcbF ILINg S TaTUS : New ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Ulta beauty, Inc. (ULTa)

g fedcF IlINg s TATus : New lHC group - common stock (lHCg) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > allstate Corporation (aLL)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : Vanguard Investment account american airlines group, Inc.(aaL)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : Vanguard Investment account Discover Financial Services (DFS)

g fedcbF ILINg S TaTUS : New S UbHoLDINg o F : Vanguard Investment account International business Machines Corporation (IbM)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : Vanguard Investment account Morgan Stanley (MS)

g fedcF ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : PUT TLT NoV 2 113.5 PUT [oT]