Transactions

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Aptiv PLC ordin ary shares (APTV)[sT]

g fedcF ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 state street Corporation (sTT) [sT]

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual D ESCRIPTIoN : Maturity date is 8/3/2023, interest rate is 3.7% SP Brookfield Infrastructure Partn ersLP Limited Partnership Units (BIP)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 2000041541 SP Brookfield Infrastructure Partners LP Limited Partnership Units (BIP)

g fedcF IlINg S TaTuS : New Filing ID #20010256 SP Rand Capital Corporation - Common Stock (RaND)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > accenture plc Class a ordin aryShares (aCN)

g fedcbF ILINg S TaTUS : New SunTrust Banks, Inc. (STI)

g fedcbF ILINg S TaTUS : New D ESCRIPTIoN : Sold 275 shares at $72.6557 TJX Companies, Inc. (TJX)

rANSACTIONS ID Owner Asset Transaction Type Notification Date Amount Cap. Gains > akamai Technologies, Inc. (aKaM)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > oracle Corporation (oRCL)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PUT/XSP @ 275 EXP 09/07/2018 - CBoE MINI SPX INDEX [oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT aT&T Inc. (T) [sT]

g fedcF IlINg s TaTus : New Tallgrass Energy, lP Class a shares (TgE) [sT]

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Intel Corporation (INTC)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT Johnson & Johnson (JNJ)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2iD owner asset transaction type notification Date amount cap. gains > JT Las Vegas Sands Corp. (LVS)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP American Express

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 8/3/2023, interest rate is 3.7% SP Equifax, Inc. (EFX)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP American Express

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Gary IRA Alphabet Inc. - Cl ass A (GooGL)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Amazon.com, Inc. (AMZN)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade G JT Cigna Corporation (CI)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA SP Dollar General Corporation (DG)

g fedcF ILING S TATUS : New S UbHoLDING o F : TD Ameritrade Ann IRA Humana Inc. (HUM)

g fedcF ILINg S TaTUS : New D ESCRIPTIoN : Purchased 125 shares at $234.2367 per unit iShares Russell 2000 Valu e ETF(IWN)

g fedcbF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS Verisk analytics, Inc. (VRSK)

g fedcF ILINg S TaTUS : New S UbHoLdINg o F : MERRILL LYNCH INVESTMENT aCCoUNTS 2000041267 Verisk analytics, Inc. (VRSK)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > TENNESSEE HSg DEV agY RSDL FINg PRog REV NoN-aMT NoN aCE-SER 2b REV boNDS ERP oPTIoNaL

ranSactionS iD owner asset transaction type notification Date amount cap. gains > SP CBS Corporation Class B (CBS)

g fedcF ILINg S TATUS : New S UBHOLDINg O F : Morgan Stanley Smith Barney Brokera ge AccountSP Valero Energy Corporation (VLO)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1LogMein, Inc. (LoGM)

g fedcF ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Equifax, Inc. (EFX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Phillips 66 (PSX)

g fedcF ILINg S TATUS : New S UBHoLDINg o F : Neuberger Berman - Individual SP Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.B)

g fedcF ILINg S TATUS : Amended S UBHoLDINg o F : Neuberger Berman - Individual 2000041538 SP Phillips 66 (PSX)

g fedcF ILINg S TATUS : Amended S UBHoLDINg o F : Neuberger Berman - Individual 2000041539 SP Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.B)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Facebook, Inc. - Class a (FB)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > Cisco Systems, Inc. (CSCO)

g fedcbF IlINg S TaTuS : New Ford Motor Company (F)

g fedcbF IlINg S TaTuS : New general Electric Company (gE)

g fedcbF IlINg S TaTuS : New Xylem Inc. Common Stock New (XYl)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > ishares Exponential Technologies ETF (XT) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > ishares Exponential Technologies ETF (XT) [sT]

g fedcF ILINg S TaTUS : New S UBHoLDINg o F : SP M40 (Merrill Lynch) L oCaTIoN : US D ESCRIPTIoN : HaRTFoRD gRoWTH oPPoRTUNITIES FD SP SP500 aRN ISSUER BoFa CaP 10.00% SV 2,415.07 DUE 07/ 27/18[oT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT great lakes WTR auth Mich Wtr Supply Sys 5.00% Due 07/01/2028 [gS]

g fedcF IlINg S TaTuS : New JT New York ST Dorm auth Sales Tax Rev 5.00% Due 03/15/2025 [gS]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > sP Amazon.com, Inc. (AMZN) [sT]

g fedcF ILINg s TATUs : New D EsCRIPTIoN : Purchase of 20 call options with a strike price of $1700 and an expiration d ate of 1/17/20.sP Facebook, Inc. - Class A (FB) [sT]

g fedcF IlINg S TaTuS : New SP Rand Capital Corporation - Common Stock (RaND)

ranSactionS iD owner asset transaction type notification Date amount cap. gains > JT Quality Care Properties , Inc. (QCP)