Transactions

ranSactionS iD owner asset transaction type notification Date amount Federal National Mortgage association (FNMa)

Lattice Semiconductor Corporation

Cutera, Inc.

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SPX JaN 31 2650 CaLL P 01/4/2018 01/4/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JaN 31 2650 CaLL P 01/4/2018 01/4/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JaN 31 2725 CaLL S 01/4/2018 01/4/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JaN 31 2725 CaLL P 01/9/2018 01/9/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JaN 31 2750 CaLL S 01/9/2018 01/9/2018 $1,001 - $15,000 F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL Filing ID #20008965 SPX JaN 31 2750 CaLL

F ILINg S TaTUS : New S UbHoLDINg o F : TD ameritrade Investment account L oCaTIoN : US D ESCRIPTIoN : CaLL SPX JaN 31 2775 CaLL

ranSactionS iD owner asset transaction type notification Date amount SP Accenture plc Class A Ordin ary Shares(ACN)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Altria group, Inc. (MO)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP American Electric Power Company, Inc.(AEP)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) Filing ID #20008867 SP Automatic Data Processing, Inc. (ADP)

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Coca-Cola Company (KO)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Dominion Energy, Inc. (D)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Exxon Mobil Corporation (XOM)

F ILINg S TATUS : New S UbHOLDINg O F : SP E62 (Edward Jones) SP Home Depot, Inc. (HD)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Intel Corporation (INTC)

F ILINg S TATUS : New S UbHOLDINg O F : Trust M69 (Merrill Lynch) L OCATION : US D ESCRIPTION : MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18 Redemption SP Occidental Petroleum Corporat ion(OXY)

F ILINg S TATUS : New S UbHOLDINg O F : SP M92 (Merrill Lynch) SP Pepsico, Inc. (PEP)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Philip Morris Interna tional Inc (PM)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Royal Dutch Shell PLC Royal Du tchShell PLC American Depos itary Shares(RDS.b)

F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18 SP SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18 P 01/4/2018 01/8/2018 $50,001 - $100,000 F ILINg S TATUS : New S UbHOLDINg O F : SP M40 (Merrill Lynch) L OCATION : US D ESCRIPTION : SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18 SP The Kraft Heinz Company (KHC)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Waste Management, Inc. (WM)

F ILINg S TATUS : New S UbHOLDINg O F : SP M81 (Merrill Lynch) SP Zoetis Inc. Class A (ZTS)

F IlINg s TaTus : New TPH Partners, lP

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Regal Entertainm ent Group Class A(RGC) s 01/9/2018 01/9/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Regal Entertainm ent Group Class A(RGC) s 01/8/2018 01/8/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Rockwell Collins, Inc. (CoL)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Facebook, Inc. - Class a (Fb)

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA SP Constellation Brands Inc Note

F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 5/01/2022, interest rate is 3.038%. SP CVS Health Corp Note

Sr 2015 Delaware Trust Schlumberger N.V. (Slb) P 01/12/2018 02/1/2018 $15,001 - $50,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Synchrony Financial (SYF) S 01/12/2018 02/1/2018 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Texas Instruments Incorporated (TXN)S 01/12/2018 02/1/2018 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust TJX Companies, Inc. (TJX) P 01/12/2018 02/1/2018 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust unitedHealth group Incorporated Common Stock (uNH) S 01/12/2018 02/1/2018 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust Westrock Company (WRK) S 01/12/2018 02/1/2018 $1,001 - $15,000 F IlINg S TATuS : New S ubHOlDINg O F : Patrick Rooney Sr 2015 Delaware Trust ID Owner Asset Transaction Type Notification Date Amount Weyerhaeuser Company (WY)

ranSactionS iD owner asset transaction type notification Date amount SP Delta Air lines, Inc. (DAl) S 01/8/2018 02/15/2018 $100,001 - $250,000 F IlING S TATUS : New S UBHOlDING O F : 16 - MSSB BROKERAGE ACCOUNT - IRA (CD/P) SP laboratory Corporation of Amer icaHoldings (lH)

F IlING S TATUS : New S UBHOlDING O F : 18 - MSSB BROKERAGE ACCOUNT - IRA (AD/P) SP SAP SE ADS (SAP)

Lattice Semiconductor Corporation

euNetworks Group Limited Company: euNetworks Group Limited  (London) Description: European communications infrastructure platform

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount SP Ares Cap Corp Note

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Phillips 66 Partners LP Common Unitsrepresenting limited partner intere st inthe Partnership (PSXP)

F ILINg S TATUS : New S UBHoLDINg o F : Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC L oCATIoN : US D ESCRIPTIoN : Not part of a compensation plan; Not held in an ESoP. TransCanada Corporation (TRP)

ETFMG Prime Cyber Security ETF

Pepsico, Inc.

Celgene Corporation

United Natural Foods, Inc.

rANSAcTIONS ID Owner Asset Transaction Type Notification Date Amount Apache Corporation (APA) P 01/5/2018 01/5/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Apache Corporation (APA) P 01/4/2018 01/4/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Aptiv PLC ordin ary shares (APTV)

F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Cinemark Holdings Inc Cinemark Holdings, Inc. (CNK) P 01/4/2018 01/4/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X142 Eaton Corporation, PL C ordinary shares(ETN) P 01/3/2018 01/3/2018 $1,001 - $15,000 F ILING s TATus : New s ubHoLDING o F : Morgan stanley IRA - X141 Express scripts Holding Company (EsRX)

g fedcbF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 2JT altria Group, Inc. (Mo)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT United Parcel Service, I nc. (UPS)

g fedcbF IlINg s TATus : Amended 2000035484 Tucows Inc. (TCX) [sT]

ranSactionS iD owner asset transaction type notification Date amount cap. gains > 2000035158 SP Autodesk, Inc. (ADSK)

DEARBORN MICH Rate/Coupon: 3.00% Matures: 04/01/2036

Biogen Inc.

Walmart Inc.

Citigroup Inc.

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 3JT NVIdIa Corporation (NVda)

g fedcF ILING S TaTUS : New S UbHoLdING o F : Morgan Stanley - Selec t UMa account # 1JT Wayfair Inc. Class a (W)